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Chapter 6
Volume III (part 4)
IV. Chronology. The later chronology of Assyria has long been fixed, thanks to the lists of limmi, or archons, who gave their names in succession to their years of office. Several copies of these lists from the library of Nineveh are in existence, the earliest of which goes back to 911 B.C., while the latest comes down to the middle of the reign of Assur-bani-pal. The beginning of a king's reign is noted in the lists, and in some of them the chief events of the year are added to the name of its archon. Assyrian chronology is, therefore, certain from 911 B.C. to 666, and an eclipse of the sun which is stated to have been visible in the month Sivan, 763 B.C., is one that has been calculated to have taken place on the 15th of June of that year. The system of reckoning time by limmi was of Assyrian origin, and recent discoveries have made it clear that it went back to the first days of the monarchy. Even in the distant colony at Kara Euyuk near Kaisariyeh (Caesarea) in Cappadocia cuneiform tablets show that the Assyrian settlers used it in the 15th century B.C. In Babylonia a different system was adopted. Here the years were dated by the chief events that distinguished them, as was also the case in Egypt in the epoch of the Old Empire. What the event should be was determined by the government and notified to all its officials; one of these notices, sent to the Babylonian officials in Canaan in the reign of Samsu-iluna, the son of Khammurabi, has been found in the Lebanon. A careful register of the dates was kept, divided into reigns, from which dynastic lists were afterwards compiled, giving the duration of each king's reign as well as that of the several dynasties. Two of these dynastic compilations have been discovered, unfortunately in an imperfect state. In addition to the chronological tables, works of a more ambitious and literary character were also attempted of the nature of chronicles. One of these is the so-called "Synchronous History of Assyria and Babylonia," consisting of brief notices, written by an Assyrian, of the occasions on which the kings of the two countries had entered into relation, hostile or otherwise, with one another; a second is the Babylonian Chronicle discovered by Dr Th. G. Pinches, which gave a synopsis of Babylonian history from a Babylonian point of view, and was compiled in the reign of Darius. It is interesting to note that its author says of the battle of Khalulē, which we know from the Assyrian inscriptions to have taken place in 691 or 690 B.C., that he does "not know the year" when it was fought: the records of Assyria had been already lost, even in Babylonia. The early existence of an accurate system of dating is not surprising; it was necessitated by the fact that Babylonia was a great trading community, in which it was not only needful that commercial and legal documents should be dated, but also that it should be possible to refer easily to the dates of former business transactions. The Babylonian and Assyrian kings had consequently no difficulty in determining the age of their predecessors or of past events. Nabonidus (Nabunaid), who was more of an antiquarian than a politician, and spent his time in excavating the older temples of his country and ascertaining the names of their builders, tells us that Naram-Sin, the son of Sargon of Akkad, lived 3200 years before himself (i.e. 3750 B.C.), and Sagarakti-suryas 800 years; and we learn from Sennacherib that Shalmaneser I. reigned 600 years earlier, and that Tiglath-pileser I. fought with Merodach-nadin-akhi (Marduk-nadin-akhē) of Babylon 418 years before the campaign of 689 B.C.; while, according to Tiglath-pileser I., the high-priest Samas-Hadad, son of Isme-Dagon, built the temple of Anu and Hadad at Assur 701 years before his own time. Shalmaneser I. in his turn states that the high-priest Samas-Hadad, the son of Bel-kabi, governed Assur 580 years previously, and that 159 years before this the high-priest Erisum was reigning there. The raid of the Elamite king Kutur-Nakhkhuntē is placed by Assur-bani-pal 1635 years before his own conquest of Susa, and Khammurabi is said by Nabonidus to have preceded Burna-buryas by 700 years.
V. History.—In the earliest period of which we have any knowledge Babylonia was divided into several independent states, the limits of which were defined by canals and boundary stones. Its culture may be traced back to two main centres, Eridu in the south and Nippur in the north. But the streams of civilization which flowed from them were in strong contrast. El-lil, around whose sanctuary Nippur had grown up, was lord of the ghost-land, and his gifts to mankind were the spells and incantations which the spirits of good or evil were compelled to obey. The world which he governed was a mountain; the creatures whom he had made lived underground. Eridu, on the other hand, was the home of the culture-god Ea, the god of light and beneficence, who employed his divine wisdom in healing the sick and restoring the dead to life. Rising each morning from his palace in the deep, he had given man the arts and sciences, the industries and manners of civilization. To him was due the invention of writing, and the first law-book was his creation. Eridu had once been a seaport, and it was doubtless its foreign trade and intercourse with other lands which influenced the development of its culture. Its cosmology was the result of its geographical position: the earth, it was believed, had grown out of the waters of the deep, like the ever-widening coast at the mouth of the Euphrates. Long before history begins, however, the cultures of Eridu and Nippur had coalesced. While Babylon seems to have been a colony of Eridu, Ur, the immediate neighbour of Eridu, must have been colonized from Nippur, since its moon-god was the son of El-lil of Nippur. But in the admixture of the two cultures the influence of Eridu was predominant.
We may call the early civilization of Babylonia Sumerian. The race who first developed it spoke an agglutinative language, and to them was due the invention of the pictorial hieroglyphs which became the running-hand or cuneiform characters of later days, as well as the foundation of the chief cities of the country and the elements of its civilization. The great engineering works by means of which the marshes were drained and the overflow of the rivers regulated by canals went back to Sumerian times, like a considerable part of later Babylonian religion and the beginnings of Babylonian law. Indeed Sumerian continued to be the language of religion and law long after the Semites had become the ruling race.
Arrival of the Semites.—When the Semites first entered the Edin or plain of Babylonia is uncertain, but it must have been at a remote period. The cuneiform system of writing was still in process of growth when it was borrowed and adapted by the new comers, and the Semitic Babylonian language was profoundly influenced by the older language of the country, borrowing its words and even its grammatical usages. Sumerian in its turn borrowed from Semitic Babylonian, and traces of Semitic influence in some of the earliest Sumerian texts indicate that the Semite was already on the Babylonian border. His native home was probably Arabia; hence Eridu ("the good city") and Ur ("the city") would have been built in Semitic territory, and their population may have included Semitic elements from the first. It was in the north, however, that the Semites first appear on the monuments. Here in Akkad the first Semitic empire was founded, Semitic conquerors or settlers spread from Sippara to Susa, Khana to the east of the Tigris was occupied by "West Semitic" tribes, and "out of" Babylonia "went forth the Assyrian." As in Assyria, so too in the states of Babylonia the patesi or high-priest of the god preceded the king. The state had grown up around a sanctuary, the god of which was nominally its ruler, the human patesi being his viceregent. In course of time many of the high-priests assumed the functions and title of king; while retaining their priestly office they claimed at the same time to be supreme in the state in all secular concerns. The god remained nominally at its head; but even this position was lost to him when Babylonia was unified under Semitic princes, and the earthly king became an incarnate god. A recollection of his former power survived, however, at Babylon, where Bel-Merodach adopted the king before his right to rule was allowed.
Early Princes.—The earliest monuments that can be approximately dated come from Lagash (Tello). Here we hear of a "king of Kengi," as well as of a certain Me-silim, king of Kis, who had dealings with Lugal-suggur, high-priest of Lagash, and the high-priest of a neighbouring town, the name of which is provisionally transcribed Gis-ukh (formerly written Gis-ban and confounded with the name of Opis). According to Scheil, Gis-ukh is represented by Jokha, south of Fāra and west of the Shatt el-Hai, and since two of its rulers are called kings of Tē on a seal-cylinder, this may have been the pronunciation of the name. At a later date the high-priests of Lagash made themselves kings, and a dynasty was founded there by Ur-Ninā. In the ruins of a building, attached by him to the temple of Ninā, terra-cotta bas-reliefs of the king and his sons have been found, as well as the heads of lions in onyx, which remind us of Egyptian work and onyx plates. These were "booty" dedicated to the goddess Bau. E-anna-du, the grandson of Ur-Ninā, made himself master of the whole of southern Babylonia, including "the district of Sumer" together with the cities of Erech, Ur and Larsa (?). He also annexed the kingdom of Kis, which, however, recovered its independence after his death. Gis-ukh was made tributary, a certain amount of grain being levied upon each person in it, which had to be paid into the treasury of the goddess Ninā and the god Ingurisa. The so-called "Stele of the Vultures," now in the Louvre, was erected as a monument of the victory. On this various incidents in the war are represented. In one scene the king stands in his chariot with a curved weapon in his right hand formed of three bars of metal bound together by rings (similar, as M. L. Heuzey has pointed out, to one carried by the chief of an Asiatic tribe in a tomb of the 12th dynasty at Beni-Hasan in Egypt), while his kilted followers with helmets on their heads and lances in their hands march behind him. In another a flock of vultures is feeding on the bodies of the fallen enemy; in a third a tumulus is being heaped up over those who had been slain on the side of Lagash. Elsewhere we see the victorious prince beating down a vanquished enemy, and superintending the execution of other prisoners who are being sacrificed to the gods, while in one curious scene he is striking with his mace a sort of wicker-work cage filled with naked men. In his hand he holds the crest of Lagash and its god—a lion-headed eagle with outstretched wings, supported by two lions which are set heraldically back to back. The sculptures belong to a primitive period of art.
E-anna-du's campaigns extended beyond the confines of Babylonia. He overran a part of Elam and took the city of Az on the Persian Gulf. Temples and palaces were repaired or erected at Lagash and elsewhere, the town of Ninā—which probably gave its name to the later Ninā or Nineveh—was rebuilt, and canals and reservoirs were excavated. He was succeeded by his brother En-anna-tum I., under whom Gis-ukh once more became the dominant power. As En-anna-tum has the title only of high-priest, it is probable that he acknowledged Ur-lumma of Gis-ukh as his suzerain. His son and successor Entemena restored the prestige of Lagash. Gis-ukh was subdued and a priest named Illi was made its governor. A tripod of silver dedicated by Entemena to his god is now in the Louvre. A frieze of lions devouring ibexes and deer, and incised with great artistic skill, runs round the neck, while the eagle crest of Lagash adorns the globular part. The vase is a proof of the high degree of excellence to which the goldsmith's art had already attained. A vase of calcite, also dedicated by Entemena, has been found at Nippur.
The eighth successor of Ur-Ninā was Uru-duggina, who was overthrown and his city captured by Lugal-zaggisi, the high-priest of Gis-ukh. Lugal-zaggisi was the founder of the first empire in Asia of which we know. He made Erech his capital and calls himself king of Kengi. In a long inscription which he caused to be engraved on hundreds of stone vases dedicated to El-lil of Nippur, he declares that his kingdom extended "from the Lower Sea of the Tigris and Euphrates," or Persian Gulf, to "the Upper Sea" or Mediterranean. It was at this time that Erech received the name of "the City," which it continued to bear when written ideographically.
Semitic Empire of Sargon of Akkad.—The next empire founded in western Asia was Semitic. Semitic princes had already established themselves at Kis, and a long inscription has been discovered at Susa by J. de Morgan, belonging to one of them, Manistusu, who like Lugal-zaggisi was a contemporary of Uru-duggina. Another Semitic ruler of Kis of the same period was Alusarsid (or Urumus) who "subdued Elam and Barahsē." But the fame of these early establishers of Semitic supremacy was far eclipsed by that of Sargon of Akkad and his son, Naram-Sin. The date of Sargon is placed by Nabonidus at 3800 B.C. He was the son of Itti-Bel, and a legend related how he had been born in concealment and sent adrift in an ark of bulrushes on the waters of the Euphrates. Here he had been rescued and brought up by "Akki the husbandman"; but the day arrived at length when his true origin became known, the crown of Babylonia was set upon his head and he entered upon a career of foreign conquest. Four times he invaded Syria and Palestine, and spent three years in thoroughly subduing the countries of "the west," and in uniting them with Babylonia "into a single empire." Images of himself were erected on the shores of the Mediterranean in token of his victories, and cities and palaces were built at home out of the spoils of the conquered lands. Elam and the northern part of Mesopotamia were also subjugated, and rebellions were put down both in Kazalla and in Babylonia itself. Contract tablets have been found dated in the years of the campaigns against Palestine and Sarlak, king of Gutium or Kurdistan, and copper is mentioned as being brought from Magan or the Sinaitic peninsula.
Sargon's son and successor, Naram-Sin, followed up the successes of his father by marching into Magan, whose king he took captive. He assumed the imperial title of "king of the four zones," and, like his father, was addressed as a god. He is even called "the god of Agadē" (Akkad), reminding us of the divine honours claimed by the Pharaohs of Egypt, whose territory now adjoined that of Babylonia. A finely executed bas-relief, representing Naram-Sin, and bearing a striking resemblance to early Egyptian art in many of its features, has been found at Diarbekr. Babylonian art, however, had already attained a high degree of excellence; two seal cylinders of the time of Sargon are among the most beautiful specimens of the gem-cutter's art ever discovered. The empire was bound together by roads, along which there was a regular postal service; and clay seals, which took the place of stamps, are now in the Louvre bearing the names of Sargon and his son. A cadastral survey seems also to have been instituted, and one of the documents relating to it states that a certain Uru-Malik, whose name appears to indicate his Canaanitish origin, was governor of the land of the Amorites, as Syria and Palestine were called by the Babylonians. It is probable that the first collection of astronomical observations and terrestrial omens was made for a library established by Sargon.
Bingani-sar-ali was the son of Naram-Sin, but we do not yet know whether he followed his father on the throne. Another son was high-priest of the city of Tutu, and in the name of his daughter, Lipus-Eaum, a priestess of Sin, some scholars have seen that of the Hebrew deity Yahweh. The Babylonian god Ea, however, is more likely to be meant. The fall of Sargon's empire seems to have been as sudden as its rise. The seat of supreme power in Babylonia was shifted southwards to Isin and Ur. It is generally assumed that two dynasties reigned at Ur and claimed suzerainty over the other Babylonian states, though there is as yet no clear proof that there was more than one. It was probably Gungunu who succeeded in transferring the capital of Babylonia from Isin to Ur, but his place in the dynasty (or dynasties) is still uncertain. One of his successors was Ur-Gur, a great builder, who built or restored the temples of the Moon-god at Ur, of the Sun-god at Larsa, of Ishtar at Erech and of Bel at Nippur. His son and successor was Dungi, whose reign lasted more than 51 years, and among whose vassals was Gudea, the patesi or high-priest of Lagash. Gudea was also a great builder, and the materials for his buildings and statues were brought from all parts of western Asia, cedar wood from the Amanus mountains, quarried stones from Lebanon, copper from northern Arabia, gold and precious stones from the desert between Palestine and Egypt, dolerite from Magan (the Sinaitic peninsula) and timber from Dilmun in the Persian Gulf. Some of his statues, now in the Louvre, are carved out of Sinaitic dolerite, and on the lap of one of them (statue E) is the plan of his palace, with the scale of measurement attached. Six of the statues bore special names, and offerings were made to them as to the statues of the gods. Gudea claims to have conquered Anshan in Elam, and was succeeded by his son Ur-Ningirsu. His date may be provisionally fixed at 2700 B.C.
This dynasty of Ur was Semitic, not Sumerian, notwithstanding the name of Dungi. Dungi was followed by Bur-Sin, Gimil-Sin, and Ibi-Sin. Their power extended to the Mediterranean, and we possess a large number of contemporaneous monuments in the shape of contracts and similar business documents, as well as chronological tables, which belong to their reigns.
After the fall of the dynasty, Babylonia passed under foreign influence. Sumuabi ("Shem is my father"), from southern Arabia (or perhaps Canaan), made himself master of northern Babylonia, while Elamite invaders occupied the south. After a reign of 14 years Sumuabi was succeeded by his son Sumu-la-ilu, in the fifth year of whose reign the fortress of Babylon was built, and the city became for the first time a capital. Rival kings, Pungun-ila and Immerum, are mentioned in the contract tablets as reigning at the same time as Sumu-la-ilu (or Samu-la-ilu); and under Sin-muballidh, the great-grandson of Sumu-la-ilu, the Elamites laid the whole of the country under tribute, and made Eri-Aku or Arioch, called Rim-Sin by his Semitic subjects, king of Larsa. Eri-Aku was the son of Kudur-Mabug, who was prince of Yamutbal, on the eastern border of Babylonia, and also "governor of Syria." The Elamite supremacy was at last shaken off by the son and successor of Sin-muballidh, Khammurabi, whose name is also written Ammurapi and Khammuram, and who was the Amraphel of Gen. xiv. 1. The Elamites, under their king Kudur-Lagamar or Chedor-laomer, seem to have taken Babylon and destroyed the temple of Bel-Merodach; but Khammurabi retrieved his fortunes, and in the thirtieth year of his reign (in 2340 B.C.) he overthrew the Elamite forces in a decisive battle and drove them out of Babylonia. The next two years were occupied in adding Larsa and Yamutbal to his dominion, and in forming Babylonia into a single monarchy, the head of which was Babylon. A great literary revival followed the recovery of Babylonian independence, and the rule of Babylon was obeyed as far as the shores of the Mediterranean. Vast numbers of contract tablets, dated in the reigns of Khammurabi and other kings of the dynasty, have been discovered, as well as autograph letters of the kings themselves, more especially of Khammurabi. Among the latter is one ordering the despatch of 240 soldiers from Assyria and Situllum, a proof that Assyria was at the time a Babylonian dependency. Constant intercourse was kept up between Babylonia and the west, Babylonian officials and troops passing to Syria and Canaan, while "Amorite" colonists were established in Babylonia for the purposes of trade. One of these Amorites, Abi-ramu or Abram by name, is the father of a witness to a deed dated in the reign of Khammurabi's grandfather. Ammi-ditana, the great-grandson of Khammurabi, still entitles himself "king of the land of the Amorites," and both his father and son bear the Canaanitish (and south Arabian) names of Abesukh or Abishua and Ammi-zadok.
One of the most important works of this "First Dynasty of Babylon," as it was called by the native historians, was the compilation of a code of laws (see Babylonian Law). This was made by order of Khammurabi after the expulsion of the Elamites and the settlement of his kingdom. A copy of the Code has been found at Susa by J. de Morgan and is now in the Louvre, The last king of the dynasty was Samsu-ditana the son of Ammi-zadok. He was followed by a dynasty of 11 Sumerian kings, who are said to have reigned for 368 years, a number which must be much exaggerated. As yet the name of only one of them has been found in a contemporaneous document. They were overthrown and Babylonia was conquered by Kassites or Kossaeans from the mountains of Elam, with whom Samsu-iluna had already come into conflict in his 9th year. The Kassite dynasty was founded by Kandis, Gandis or Gaddas (about 1780 B.C.), and lasted for 576¾ years. Under this foreign dominion, which offers a striking analogy to the contemporary rule of the Hyksos in Egypt, Babylonia lost its empire over western Asia, Syria and Palestine became independent, and the high-priests of Assur made themselves kings of Assyria. The divine attributes with which the Semitic kings of Babylonia had been invested disappeared at the same time; the title of "god" is never given to a Kassite sovereign. Babylon, however, remained the capital of the kingdom and the holy city of western Asia, where the priests were all-powerful, and the right to the inheritance of the old Babylonian empire could alone be conferred.
Rise of Assyria.—Under Khammurabi a Samsi-Hadad (or Samsi-Raman) seems to have been vassal-prince at Assur, and the names of several of the high-priests of Assur who succeeded him have been made known to us by the recent German excavations. The foundation of the monarchy was ascribed to Zulilu, who is described as living after Bel-kapkapi or Belkabi (1900 B.C.), the ancestor of Shalmaneser I. Assyria grew in power at the expense of Babylonia, and a time came when the Kassite king of Babylonia was glad to marry the daughter of Assur-yuballidh of Assyria, whose letters to Amenophis (Amon-hotep) IV. of Egypt have been found at Tell el-Amarna. The marriage, however, led to disastrous results, as the Kassite faction at court murdered the king and placed a pretender on the throne. Assur-yuballidh promptly marched into Babylonia and avenged his son-in-law, making Burna-buryas of the royal line king in his stead. Burna-buryas, who reigned 22 years, carried on a correspondence with Amenophis IV. of Egypt. After his death, the Assyrians, who were still nominally the vassals of Babylonia, threw off all disguise, and Shalmaneser I. (1300 B.C.), the great-great-grandson of Assur-yuballidh, openly claimed the supremacy in western Asia. Shalmaneser was the founder of Calah, and his annals, which have recently been discovered at Assur, show how widely extended the Assyrian empire already was. Campaign after campaign was carried on against the Hittites and the wild tribes of the north-west, and Assyrian colonists were settled in Cappadocia. His son Tukulti-In-aristi conquered Babylon, putting its king Bitilyasu to death, and thereby made Assyria the mistress of the oriental world. Assyria had taken the place of Babylonia.
For 7 years Tukulti-In-aristi ruled at Babylon with the old imperial title of "king of Sumer and Akkad." Then the Babylonians revolted. The Assyrian king was murdered by his son, Assur-nazir-pal I., and Hadad-nadin-akhi made king of Babylonia. But it was not until several years later, in the reign of the Assyrian king Tukulti-Assur, that a reconciliation was effected between the two rival kingdoms. The next Assyrian monarch, Bel-kudur-uzur, was the last of the old royal line. He seems to have been slain fighting against the Babylonians, who were still under the rule of Hadad-nadin-akhi, and a new dynasty was established at Assur by In-aristi-pileser, who claimed to be a descendant of the ancient prince Erba-Raman. His fourth successor was Tiglath-pileser I., one of the great conquerors of Assyria, who carried his arms towards Armenia on the north and Cappadocia on the west; he hunted wild bulls in the Lebanon and was presented with a crocodile by the Egyptian king. In 1107 B.C., however, he sustained a temporary defeat at the hands of Merodach-nadin-akhi (Marduk-nadin-akhē) of Babylonia, where the Kassite dynasty had finally succumbed to Elamite attacks and a new line of kings was on the throne.
Of the immediate successors of Tiglath-pileser I. we know little, and it is with Assur-nazir-pal III. (883-858 B.C.) that our knowledge of Assyrian history begins once more to be fairly full. The empire of Assyria was again extended in all directions, and the palaces, temples and other buildings raised by him bear witness to a considerable development of wealth and art. Calah became the favourite residence of a monarch who was distinguished even among Assyrian conquerors for his revolting cruelties. His son Shalmaneser II. had a long reign of 35 years, during which the Assyrian capital was converted into a sort of armed camp. Each year the Assyrian armies marched out of it to plunder and destroy. Babylon was occupied and the country reduced to vassalage. In the west the confederacy of Syrian princes headed by Benhadad of Damascus and including Ahab of Israel (see Jews, § 10) was shattered in 853 B.C., and twelve years later the forces of Hazael were annihilated and the ambassadors of Jehu of Samaria brought tribute to "the great king." The last few years of his life, however, were disturbed by the rebellion of his eldest son, which well-nigh proved fatal. Assur, Arbela and other places joined the pretender, and the revolt was with difficulty put down by Samsi-Raman (or Samsi-Hadad), Shalmaneser's second son, who soon afterwards succeeded him (824 B.C.). In 804 B.C. Damascus was captured by his successor Hadad-nirari IV., to whom tribute was paid by Samaria.
With Nabu-nazir, the Nabonassar of classical writers, the so-called Canon of Ptolemy begins. When he ascended the throne of Babylon in 747 B.C. Assyria was in the throes of a revolution. Civil war and pestilence were devastating the country, and its northern provinces had been wrested from it by Ararat. In 746 B.C. Calah joined the rebels, and on the 13th of Iyyar in the following year, Pulu or Pul, who took the name of Tiglath-pileser III., seized the crown and inaugurated a new and vigorous policy.
Second Assyrian Empire.—Under Tiglath-pileser III. arose the second Assyrian empire, which differed from the first in its greater consolidation. For the first time in history the idea of centralization was introduced into politics; the conquered provinces were organized under an elaborate bureaucracy at the head of which was the king, each district paying a fixed tribute and providing a military contingent. The Assyrian forces became a standing army, which, by successive improvements and careful discipline, was moulded into an irresistible fighting machine, and Assyrian policy was directed towards the definite object of reducing the whole civilized world into a single empire and thereby throwing its trade and wealth into Assyrian hands. With this object, after terrorizing Armenia and the Medes and breaking the power of the Hittites, Tiglath-pileser III. secured the high-roads of commerce to the Mediterranean together with the Phoenician seaports and then made himself master of Babylonia. In 729 B.C. the summit of his ambition was attained, and he was invested with the sovereignty of Asia in the holy city of Babylon. Two years later, in Tebet 727 B.C., he died, but his successor Ululā, who took the name of Shalmaneser IV., continued the policy he had begun. Shalmaneser died suddenly in Tebet 722 B.C., while pressing the siege of Samaria, and the seizure of the throne by another general, Sargon, on the 12th of the month, gave the Babylonians an opportunity to revolt. In Nisan the Kaldā prince, Merodach (Marduk)-baladan, entered Babylon and was there crowned legitimate king. For twelve years he successfully resisted the Assyrians; but the failure of his allies in the west to act in concert with him, and the overthrow of the Elamites, eventually compelled him to fly to his ancestral domains in the marshes of southern Babylonia. Sargon, who meanwhile had crushed the confederacy of the northern nations, had taken (717 B.C.) the Hittite stronghold of Carchemish and had annexed the future kingdom of Ecbatana, was now accepted as king by the Babylonian priests and his claim to be the successor of Sargon of Akkad acknowledged up to the time of his murder in 705 B.C. His son Sennacherib, who succeeded him on the 12th of Ab, did not possess the military or administrative abilities of his father, and the success of his reign was not commensurate with the vanity of the ruler. He was never crowned at Babylon, which was in a perpetual state of revolt until, in 691 B.C., he shocked the religious and political conscience of Asia by razing the holy city of Babylon to the ground. His campaign against Hezekiah of Judah was as much a failure as his policy in Babylonia, and in his murder by his sons on the 20th of Tebet 681 B.C. both Babylonians and Jews saw the judgment of heaven.
Esar-haddon, who succeeded him, was of different calibre from his father. He was commanding the army in a campaign against Ararat at the time of the murder; forty-two days later the murderers fled from Nineveh and took refuge at the court of Ararat. But the Armenian army was utterly defeated near Malatia on the 12th of Iyyar, and at the end of the day Esar-haddon was saluted by his soldiers as king. He thereupon returned to Nineveh and on the 8th of Sivan formally ascended the throne.
One of his first acts was to restore Babylon, to send back the image of Bel-Merodach (Bel-Marduk) to its old home, and to re-people the city with such of the priests and the former population as had survived massacre. Then he was solemnly declared king in the temple of Bel-Merodach, which had again risen from its ruins, and Babylon became the second capital of the empire. Esar-haddon's policy was successful and Babylonia remained contentedly quiet throughout his reign. In February (674 B.C.) the Assyrians entered upon their invasion of Egypt (see also Egypt: History), and in Nisan (or March) 670 B.C. an expedition on an unusually large scale set out from Nineveh. The Egyptian frontier was crossed on the 3rd of Tammuz (June), and Tirhaka, at the head of the Egyptian forces, was driven to Memphis after fifteen days of continuous fighting, during which the Egyptians were thrice defeated with heavy loss and Tirhaka himself was wounded. On the 22nd of the month Memphis was entered by the victorious army and Tirhaka fled to the south. A stele, commemorating the victory and representing Tirhaka with the features of a negro, was set up at Sinjirli (north of the Gulf of Antioch) and is now in the Berlin Museum. Two years later (668 B.C.) Egypt revolted, and while on the march to reduce it, Esar-haddon fell ill and died (on the 10th of Marchesvan or October). Assur-bani-pal succeeded him as king of Assyria and its empire, while his brother, Samas-sum-yukin, was made viceroy of Babylonia. The arrangement was evidently intended to flatter the Babylonians by giving them once more the semblance of independence. But it failed to work. Samas-sum-yukin became more Babylonian than his subjects; the viceroy claimed to be the successor of the monarchs whose empire had once stretched to the Mediterranean; even the Sumerian language was revived as the official tongue, and a revolt broke out which shook the Assyrian empire to its foundations. After several years of struggle, during which Egypt recovered its independence, Babylon was starved into surrender, and the rebel viceroy and his supporters were put to death.
Egypt had already recovered its independence (660 B.C.) with the help of mercenaries sent by Gyges of Lydia, who had vainly solicited aid from Assyria against his Cimmerian enemies. Next followed the contest with Elam, in spite of the efforts of Assur-bani-pal to ward it off. Assyria, however, was aided by civil war in Elam itself; the country was wasted with fire and sword, and its capital Susa or Shushan levelled with the ground. But the long struggle left Assyria maimed and exhausted. It had been drained of both wealth and fighting population; the devastated provinces of Elam and Babylonia could yield nothing with which to supply the needs of the imperial exchequer, and it was difficult to find sufficient troops even to garrison the conquered populations. Assyria, therefore, was ill prepared to face the hordes of Scythians—or Manda, as they were called by the Babylonians—who now began to harass the frontiers. A Scythian power had grown up in the old kingdom of Ellip, to the east of Assyria, where Ecbatana was built by a "Manda" prince; Asia Minor was infested by the Scythian tribe of Cimmerians, and the death of the Scythian leader Dugdammē (the Lygdamis of Strabo i. 3. 16) was regarded by Assur-bani-pal as a special mark of divine favour.
When Assur-bani-pal died, his empire was fast breaking up. Under his successor, Assur-etil-ilani, the Scythians penetrated into Assyria and made their way as far as the borders of Egypt. Calah was burned, though the strong walls of Nineveh protected the relics of the Assyrian army which had taken refuge behind them; and when the raiders had passed on to other fields of booty, a new palace was erected among the ruins of the neighbouring city. But its architectural poverty and small size show that the resources of Assyria were at a low ebb. A contract has been found at Sippara, dated in the fourth year of Assur-etil-ilani, though it is possible that his rule in Babylonia was disputed by his Rab-shakeh (vizier), Assur-sum-lisir, whose accession year as king of Assyria occurs on a contract from Nippur (Niffer). The last king of Assyria was probably the brother of Assur-etil-ilani, Sin-sar-iskun (Sin-sarra-uzur), who seems to have been the Sarakos (Saracus) of Berossus. He was still reigning in Babylonia in his seventh year, as a contract dated in that year has been discovered at Erech, and an inscription of his, in which he speaks of restoring the ruined temples and their priests, couples Merodach of Babylon with Assur of Nineveh. Babylonia, however, was again restless. After the over throw of Samas-sum-yukin, Kandalanu, the Chineladanos of Ptolemy's canon, had been appointed viceroy. His successor was Nabopolassar, between whom and the last king of Assyria war broke out. The Scythian king of Ecbatana, the Cyaxares of the Greeks, came to the help of the Babylonians. Nineveh was captured and destroyed by the Scythian army, along with those cities of northern Babylonia which had sided with Babylonia, and the Assyrian empire was at an end.
The seat of empire was now transferred to Babylonia. Nabopolassar was followed by his son Nebuchadrezzar II., whose reign of 43 years made Babylon once more the mistress of the civilized world. Only a small fragment of his annals has been discovered relating to his invasion of Egypt in 567 B.C., and referring to "Phut of the Ionians." Of the reign of the last Babylonian king, Nabonidus, however, and the conquest of Babylonia by Cyrus, we now have a fair amount of information. This is chiefly derived from a chronological tablet containing the annals of Nabonidus, which is supplemented by an inscription of Nabonidus, in which he recounts his restoration of the temple of the Moon-god at Harran, as well as by a proclamation of Cyrus issued shortly after his formal recognition as king of Babylonia. It was in the sixth year of Nabonidus (549 B.C.)—or perhaps in 553—that Cyrus, "king of Anshan" in Elam, revolted against his suzerain Astyages, king of "the Manda" or Scythians, at Ecbatana. The army of Astyages betrayed him to his enemy, and Cyrus (q.v.) established himself at Ecbatana, thus putting an end to the empire of the Scythians, which the Greek writers called that of the Medes, through a confusion of Madā or "Medes" with Manda. Three years later we find that Cyrus has become king of Persia and is engaged in a campaign in the north of Mesopotamia. Meanwhile Nabonidus has established a camp at Sippara, near the northern frontier of his kingdom, his son—probably the Belshazzar of other inscriptions—being in command of the army. In 538 B.C. Cyrus invaded Babylonia. A battle was fought at Opis in the month of June, in which the Babylonians were defeated, and immediately afterwards Sippara surrendered to the invader. Nabonidus fled to Babylon, whither he was pursued by Gobryas, the governor of Kurdistan, and on the 16th of Tammuz, two days after the capture of Sippara, "the soldiers of Cyrus entered Babylon without fighting." Nabonidus was dragged out of his hiding-place, and Kurdish guards were placed at the gates of the great temple of Bel, where the services continued without intermission. Cyrus did not arrive till the 3rd of Marchesvan (October), Gobryas having acted for him in his absence. Gobryas was now made governor of the province of Babylon, and a few days afterwards the son of Nabonidus, according to the most probable reading, died. A public mourning followed, which lasted six days, and Cambyses accompanied the corpse to the tomb. Cyrus now claimed to be the legitimate successor of the ancient Babylonian kings and the avenger of Bel-Merodach, who was wrathful at the impiety of Nabonidus in removing the images of the local gods from their ancestral shrines to his capital Babylon. Nabonidus, in fact, had excited a strong feeling against himself by attempting to centralize the religion of Babylonia in the temple of Merodach (Marduk) at Babylon, and while he had thus alienated the local priesthoods the military party despised him on account of his antiquarian tastes. He seems to have left the defence of his kingdom to others, occupying himself with the more congenial work of excavating the foundation records of the temples and determining the dates of their builders. The invasion of Babylonia by Cyrus was doubtless facilitated by the existence of a disaffected party in the state, as well as by the presence of foreign exiles like the Jews, who had been planted in the midst of the country. One of the first acts of Cyrus accordingly was to allow these exiles to return to their own homes, carrying with them the images of their gods and their sacred vessels. The permission to do so was embodied in a proclamation, in which the conqueror endeavoured to justify his claim to the Babylonian throne. The feeling was still strong that none had a right to rule over western Asia until he had been consecrated to the office by Bel and his priests; and from henceforth, accordingly, Cyrus assumed the imperial title of "king of Babylon." A year before his death, in 529 B.C., he associated his son Cambyses (q.v.) in the government, making him king of Babylon, while he reserved for himself the fuller title of "king of the (other) provinces" of the empire. It was only when Darius Hystaspis, the representative of the Aryan race and the Zoroastrian religion, had re-conquered the empire of Cyrus, that the old tradition was broken and the claim of Babylon to confer legitimacy on the rulers of western Asia ceased to be acknowledged (see Darius). Darius, in fact, entered Babylon as a conqueror; after the murder of the Magian it had recovered its independence under Nidinta-Bel, who took the name of Nebuchadrezzar III., and reigned from October 521 B.C. to August 520 B.C., when the Persians took it by storm. A few years later, probably 514 B.C., Babylon again revolted under the Armenian Arakha; on this occasion, after its capture by the Persians, the walls were partly destroyed. E-Saggila, the great temple of Bel, however, still continued to be kept in repair and to be a centre of Babylonian patriotism, until at last the foundation of Seleucia diverted the population to the new capital of Babylonia and the ruins of the old city became a quarry for the builders of the new seat of government.
VI. Assyria and Babylonia contrasted.—The sister-states of Babylonia and Assyria differed essentially in character. Babylonia was a land of merchants and agriculturists; Assyria was an organized camp. The Assyrian dynasties were founded by successful generals; in Babylonia it was the priests whom a revolution raised to the throne. The Babylonian king remained a priest to the last, under the control of a powerful hierarchy; the Assyrian king was the autocratic general of an army, at whose side stood in early days a feudal nobility, and from the reign of Tiglath-pileser III. onwards an elaborate bureaucracy. His palace was more sumptuous than the temples of the gods, from which it was quite separate. The people were soldiers and little else; even the sailor belonged to Babylonia. Hence the sudden collapse of Assyria when drained of its fighting population in the age of Assur-bani-pal.
VII. Assyro-Babylonian Culture.—Assyrian culture came from Babylonia, but even here there was a difference between the two countries. There was little in Assyrian literature that was original, and education, which was general in Babylonia, was in the northern kingdom confined for the most part to a single class. In Babylonia it was of very old standing. There were libraries in most of the towns and temples; an old Sumerian proverb averred that "he who would excel in the school of the scribes must rise with the dawn." Women as well as men learned to read and write, and in Semitic times this involved a knowledge of the extinct Sumerian as well as of a most complicated and extensive syllabary. A considerable amount of Semitic Babylonian literature was translated from Sumerian originals, and the language of religion and law long continued to be the old agglutinative language of Chaldaea. Vocabularies, grammars and interlinear translations were compiled for the use of students as well as commentaries on the older texts and explanations of obscure words and phrases. The characters of the syllabary were all arranged and named, and elaborate lists of them were drawn up. The literature was for the most part inscribed with a metal stylus on tablets of clay, called laterculae coctiles by Pliny; the papyrus which seems to have been also employed has perished. Under the second Assyrian empire, when Nineveh had become a great centre of trade, Aramaic—the language of commerce and diplomacy—was added to the number of subjects which the educated class was required to learn. Under the Seleucids Greek was introduced into Babylon, and fragments of tablets have been found with Sumerian and Assyrian (i.e. Semitic Babylonian) words transcribed in Greek letters.
Babylonian Literature and Science.—There were many literary works the titles of which have come down to us. One of the most famous of these was the Epic of Gilgamesh, in twelve books, composed by a certain Sin-liqi-unninni, and arranged upon an astronomical principle. Each division contains the story of a single adventure in the career of Gilgamesh. The whole story is a composite product, and it is possible that some of the stories are artificially attached to the central figure. (See Gilgamesh, Epic of.)
Another epic was that of the Creation, the object of which was to glorify Bel-Merodach by describing his contest with Tiamat, the dragon of chaos. In the first book an account is given of the creation of the world out of the primeval deep and the birth of the gods of light. Then comes the story of the struggle between the gods of light and the powers of darkness, and the final victory of Merodach, who clove Tiamat asunder, forming the heaven out of one half of her body and the earth out of the other. Merodach next arranged the stars in order, along with the sun and moon, and gave them laws which they were never to transgress. After this the plants and animals were created, and finally man. Merodach here takes the place of Ea, who appears as the creator in the older legends, and is said to have fashioned man out of the clay.
The legend of Adapa, the first man, a portion of which was found in the record-office of the Egyptian king Amenophis IV. (Akhenaton) at Tell-el-Amarna, explains the origin of death. Adapa while fishing had broken the wings of the south wind, and was accordingly summoned before the tribunal of Anu in heaven. Ea counselled him not to eat or drink there. He followed the advice, and thus refused the food which would have made him and his descendants immortal.
Among the other legends of Babylonia may be mentioned those of Namtar, the plague-demon, of Urra, the pestilence, of Etanna and of Zu. Hades, the abode of Nin-erisgal or Allat, had been entered by Nergal, who, angered by a message sent to her by the gods of the upper world, ordered Namtar to strike off her head. She, however, declared that she would submit to any conditions imposed on her and would give Nergal the sovereignty of the earth. Nergal accordingly relented, and Allatu became the queen of the infernal world. Etanna conspired with the eagle to fly to the highest heaven. The first gate, that of Anu, was successfully reached; but in ascending still farther to the gate of Ishtar the strength of the eagle gave way, and Etanna was dashed to the ground. As for the storm-god Zu, we are told that he stole the tablets of destiny, and therewith the prerogatives of Bel. God after god was ordered to pursue him and recover them, but it would seem that it was only by a stratagem that they were finally regained.
Besides the purely literary works there were others of the most varied nature, including collections of letters, partly official, partly private. Among them the most interesting are the letters of Khammurabi, which have been edited by L. W. King. Astronomy and astrology, moreover, occupy a conspicuous place. Astronomy was of old standing in Babylonia, and the standard work on the subject, written from an astrological point of view, which was translated into Greek by Berossus, was believed to go back to the age of Sargon of Akkad. The zodiac was a Babylonian invention of great antiquity; and eclipses of the sun as well as of the moon could be foretold. Observatories were attached to the temples, and reports were regularly sent by the astronomers to the king. The stars had been numbered and named at an early date, and we possess tables of lunar longitudes and observations of the phases of Venus. In Seleucid and Parthian times the astronomical reports were of a thoroughly scientific character; how far the advanced knowledge and method they display may reach back we do not yet know. Great attention was naturally paid to the calendar, and we find a week of seven and another of five days in use. The development of astronomy implies considerable progress in mathematics; it is not surprising, therefore, that the Babylonians should have invented an extremely simple method of ciphering or have discovered the convenience of the duodecimal system. The ner of 600 and the sar of 3600 were formed from the soss or unit of 60, which corresponded with a degree of the equator. Tablets of squares and cubes, calculated from 1 to 60, have been found at Senkera, and a people who were acquainted with the sun-dial, the clepsydra, the lever and the pulley, must have had no mean knowledge of mechanics. A crystal lens, turned on the lathe, was discovered by Layard at Nimrud along with glass vases bearing the name of Sargon; this will explain the excessive minuteness of some of the writing on the Assyrian tablets, and a lens may also have been used in the observation of the heavens.
Art and Architecture.—The culture of Assyria, and still more of Babylonia, was essentially literary; we miss in it the artistic spirit of Egypt or Greece. In Babylonia the abundance of clay and want of stone led to the employment of brick; the Babylonian temples are massive but shapeless structures of crude brick, supported by buttresses, the rain being carried off by drains, one of which at Ur was of lead. The use of brick led to the early development of the pilaster and column, as well as of frescoes and enamelled tiles. The walls were brilliantly coloured, and sometimes plated with bronze or gold as well as with tiles. Painted terra-cotta cones were also embedded in the plaster. Assyria in this, as in other matters, the servile pupil of Babylonia, built its palaces and temples of brick, though stone was the natural building material of the country, even preserving the brick platform, so necessary in the marshy soil of Babylonia, but little needed in the north. As time went on, however, the later Assyrian architect began to shake himself free from Babylonian influences and to employ stone as well as brick. The walls of the Assyrian palaces were lined with sculptured and coloured slabs of stone, instead of being painted as in Chaldaea. We can. trace three periods in the art of these bas-reliefs; it is vigorous but simple under Assur-nazir-pal III., careful and realistic under Sargon, refined but wanting in boldness under Assur-bani-pal. In Babylonia, in place of the bas-relief we have the figure in the round, the earliest examples being the statues from Tello which are realistic but somewhat clumsy. The want of stone in Babylonia made every pebble precious and led to a high perfection in the art of gem-cutting. Nothing can be better than two seal-cylinders that have come down to us from the age of Sargon of Akkad. No remarkable specimens of the metallurgic art of an early period have been found, apart perhaps from the silver vase of Entemena, but at a later epoch great excellence was attained in the manufacture of such jewellery as ear-rings and bracelets of gold. Copper, too, was worked with skill; indeed, it is possible that Babylonia was the original home of copper-working, which spread westward with the civilization to which it belonged. At any rate the people were famous from an early date for their embroideries and rugs. The ceramic history of Babylonia and Assyria has unfortunately not yet been traced; at Susa alone has the care demanded by the modern methods of archaeology been as yet expended on examining and separating the pottery found in the excavations, and Susa is not Babylonia. We do not even know the date of the spirited terra-cotta reliefs discovered by Loftus and Rawlinson. The forms of Assyrian pottery, however, are graceful; the porcelain, like the glass discovered in the palaces of Nineveh, was derived from Egyptian originals. Transparent glass seems to have been first introduced in the reign of Sargon. Stone as well as clay and glass were employed in the manufacture of vases, and vases of hard stone have been disinterred at Tello similar to those of the early dynastic period of Egypt.
Social Life.—Castes were unknown in both Babylonia and Assyria, but the priesthood of Babylonia found its counterpart in the military aristocracy of Assyria. The priesthood was divided into a great number of classes, among which that of the doctors may be reckoned. The army was raised, at all events in part, by conscription; a standing army seems to have been first organized in Assyria. Successive improvements were introduced into it by the kings of the second Assyrian empire; chariots were superseded by cavalry; Tiglath-pileser III. gave the riders saddles and high boots, and Sennacherib created a corps of slingers. Tents, baggage-carts and battering-rams were carried on the march, and the tartan or commander-in-chief ranked next to the king. In both countries there was a large body of slaves; above them came the agriculturists and commercial classes, who were, however, comparatively little numerous in Assyria. The scribes, on the other hand, formed a more important class in Assyria than in Babylonia. Both countries had their artisans, money-lenders, poets and musicians.
The houses of the people contained but little furniture; chairs, tables and couches, however, were used, and Assur-bani-pal is represented as reclining on his couch at a meal while his wife sits on a chair beside him. After death the body was usually partially cremated along with the objects that had been buried with it. The cemetery adjoined the city of the living and was laid out in streets through which ran rivulets of "pure" water. Many of the tombs, which were built of crude brick, were provided with gardens, and there were shelves or altars on which were placed the offerings to the dead. As the older tombs decayed a fresh city of tombs arose on their ruins. It is remarkable that thus far no cemetery older than the Seleucid or Parthian period has been found in Assyria.
Authorities.—See A. H. Layard, Nineveh and Babylon (1853); E. de Sarzec and L. Heuzey, Découvertes en Chaldée (1884 foll.); H. V. Hilprecht, The Babylonian Expedition of the University of Pennsylvania (1893 foll.); J. P. Peters, Nippur (1897); E. Schrader, Keilinschriftliche Bibliothek (1889-1900); Records of the Past (new series, 1888-1892); Th. G. Pinches, "The Babylonian Chronicle," in Journ. R. A. S. (1887); H. Winckler, Altorientalische Forschungen (1893 foll.), and The Tell-el-Amarna, Letters (1896); G. Maspero, Dawn of Civilization (1896), Struggle of the Nations (1897), and Passing of the Empires (1900); L. W. King, Letters of Khammurabi (1898-1900); H. Radau, Early Babylonian History (1900); R. W. Rogers, History of Babylonia and Assyria (1900); F. Hommel, Grundriss der Geographie und Geschichte des alten Orients (1904); Mitteilungen der deutschen Orientgesellschaft (1899).
(A. H. S.)
VIII. Chronological Systems.—The extreme divergence in the chronological schemes employed by different writers on the history of Babylonia and Assyria has frequently caused no small perplexity to readers who have no special knowledge of the subject. In this section an attempt is made to indicate briefly the causes which have led to so great a diversity of opinion, and to describe in outline the principles underlying the chief schemes of chronology that have been suggested; a short account will then be given of the latest discoveries in this branch of research, and of the manner in which they affect the problems at issue. It will be convenient to begin with the later historical periods, and then to push our inquiry back into the earlier periods of Babylonian and Sumerian history.
Up to certain points no difference of opinion exists upon the dates to be assigned to the later kings who ruled in Babylon and in Assyria. The Ptolemaic Canon (see sect. II.) gives a list of the Babylonian, Assyrian and Persian kings who ruled in Babylon, together with the number of years each of them reigned, from the accession of Nabonassar in 747 B.C. to the conquest of Babylon by Alexander the Great in 331 B.C. The accuracy of this list is confirmed by the larger List of Kings and by the principal Babylonian Chronicle; the latter, like the Canon, begins with the reign of Nabonassar, who, it has been suggested, may have revised the calendar and have inaugurated a new epoch for the later chronology. The Ptolemaic Canon is further controlled and its accuracy confirmed by the Assyrian Eponym Lists, or lists of limmi (see sect. II.), by means of which Assyrian chronology is fixed from 911 B.C. to 666 B.C., the solar eclipse of June 15th, 763 B.C., which is recorded in the eponymy of Pur-Sagale, placing the dead reckoning for these later periods upon an absolutely certain basis.
Thus all historians are agreed with regard to the Babylonian chronology back to the year 747 B.C., and with regard to that of Assyria back to the year 911 B.C. It is in respect of the periods anterior to these two dates that different writers have propounded differing systems of chronology, and, as might be imagined, the earlier the period we examine the greater becomes the discrepancy between the systems proposed. This variety of opinion is due to the fact that the data available for settling the chronology often conflict with one another, or are capable of more than one interpretation.
Since its publication in 1884 the Babylonian List of Kings has furnished the framework for every chronological system that has been proposed. In its original form this document gave a list, arranged in dynasties, of the Babylonian kings, from the First Dynasty of Babylon down to the Neo-Babylonian period. If the text were complete we should probably be in possession of the system of Babylonian chronology current in the Neo-Babylonian period from which our principal classical authorities (see sect. II.) derived their information. The principal points of uncertainty, due to gaps in the text, concern the length of Dynasties IV. and VIII.; for the reading of the figure giving the length of the former is disputed, and the summary at the close of the latter omits to state its length. This omission is much to be regretted, since Nabonassar was the last king but two of this dynasty, and, had we known its duration, we could have combined the information on the earlier periods furnished by the Kings' List with the evidence of the Ptolemaic Canon. In addition to the Kings' List, other important chronological data consist of references in the classical authorities to the chronological system of Berossus (q.v.); chronological references to earlier kings occurring in the later native inscriptions, such as Nabonidus's estimate of the period of Khammurabi (or Hammuribi); synchronisms, also furnished by the inscriptions, between kings of Babylon and of Assyria; and the early Babylonian date-lists.
Dyn. I.
Dyn. II.
Dyn. III.
B.C.
B.C.
B.C.
Oppert (1888)
2506-2202
2202-1834
1834-1257
Sayce (1899)
2478-(2174)
2174-(1806)
1806-(1229)
" (1902)
2460-(2174)
2174-(1806)
1806-(1229)
Rogers (1900)
2454-2451
2150-1783
1782-1207
Winckler (1894)
(2425-2120)
2120-1752
1752-1177
" (1892)
2403-2098
2098-1730
1729-1150
" (1905)
c. 1400-2100
c. 2100-1700
c. 1700-1150
Delitzsch (1907)
c. 2420-2120
c. 2120-(1752)
(1752-1176)
" (1891)
2399-2094
2094-1726
1726-1150
Maspero (1897)
2416-2082
2082-1714
1714-(1137)
Lehmann-Haupt (1898)
2360-2057
2056-1689
1688-1113
" " (1903)
2296-2009/8
2008/7-1691
1690-1115
Marquart (1899)
2335-2051
2051/0-1694/3
1693/2-1118/7
Peiser (1891)
2051-1947
1947-1579
1579-1180
Rost (1897)
2232-1928
1928-1560
1560-1224
" (1900)
2231-1941
1940-1573
1572-1179
Hommel (1901)
2223-1923
(1923-1752)
1752-1175
or 2050-1752
" (1895)
2058-1754
1753-1178
" (1886)
2035-1731
2403-2035
1731-1154
" (1898)
1884-1580
1580-1180
Niebuhr (1896)
2193-1889
2114-1746
1746-1169
In view of the uncertainty regarding the length of Dynasties IV. and VIII. of the Kings' List, attempts have been made to ascertain the dates of the earlier dynasties by independent means. The majority of writers, after fixing the date at which Dynasty III. closed by means of the synchronisms and certain of the later chronological references, have accepted the figures of the Kings' List for the earlier dynasties, ignoring their apparent inconsistencies with the system of Berossus and with the chronology of Nabonidus. Others have attempted to reconcile the conflicting data by emendations of the figures and other ingenious devices. This will explain the fact that while the difference between the earliest and latest dates suggested for the close of Dynasty III. is only 144 years, the difference between the earliest and latest dates suggested for the beginning of Dynasty I. is no less than 622 years. A comparison of the principal schemes of chronology that have been propounded may be made by means of the preceding table. The first column gives the names of the writers and the dates at which their schemes were published, while the remaining columns give the dates they have suggested for Dynasties I., II. and III. of the Kings' List. The systems with the highest dates are placed first in the list; where a writer has produced more than one system, these are grouped together, the highest dates proposed by him determining his place in the series.
Omitting that of Oppert, which to some extent stands in a category by itself, the systems fall into three groups. The first group, comprising the second to the sixth names, obtains its results by selecting the data on which it relies and ignoring others. The second group, comprising the next four names, attempts to reconcile the conflicting data by emending the figures. The third group, consisting of the last two names, is differentiated by its proposals with regard to Dynasty II. It will be noted that the first group has obtained higher dates than the second, and the second group higher dates on the whole than the third.
Oppert's system represents the earliest dates that have been suggested. He accepted the figures of the Kings' List and claimed that he reconciled them with the figures of Berossus, though he ignored the later chronological notices. But there is no evidence for his "cyclic date" of 2517 B.C., on which his system depended, and there is little doubt that the beginning of the historical period of Berossus is to be set, not in 2506 B.C., but in 2232 B.C. The two systems of Sayce, that of Rogers, the three systems of Winckler, both those of Delitzsch, and that of Maspero, may be grouped together, for they are based on the same principle. Having first fixed the date of the close of Dynasty III., they employed the figures of the Kings' List unemended for defining the earlier periods, and did not attempt to reconcile their results with other conflicting data. The difference of eighteen years in Sayce's two dates for the rise of Dynasty I. was due to his employing in 1902 the figures assigned to the first seven kings of the dynasty upon the larger of the two contemporary date-lists, which had meanwhile been published, in place of those given by the List of Kings. It should be noted that Winckler (1905) and Delitzsch (1907) gives the dates only in round numbers.
A second group of systems may be said to consist of those proposed by Lehmann-Haupt, Marquart, Peiser, and Rost, for these writers attempted to get over the discrepancies in the data by emending some of the figures furnished by the inscriptions. In 1891, with the object of getting the total duration of the dynasties to agree with the chronological system of Berossus and with the statement of Nabonidus concerning Khammurabi's date, Peiser proposed to emend the figure given by the Kings' List for the length of Dynasty III. The reading of "9 soss and 36 years," which gives the total 576 years, he suggested was a scribal error for "6 soss and 39 years"; he thus reduced the length of Dynasty III. by 177 years and effected a corresponding reduction in the dates assigned to Dynasties I. and II. In 1897 Rost followed up Peiser's suggestion by reducing the figure still further, but he counteracted to some extent the effects of this additional reduction by emending Sennacherib's date for Marduk-nadin-akhē's defeat of Tiglath-pileser I. as engraved on the rock at Bavian, holding that the figure "418," as engraved upon the rock, was a mistake for "478." Lehmann-Haupt's first system (1898) resembled those of Oppert, Sayce, Rogers, Winckler, Delitzsch and Maspero in that he accepted the figures of the Kings' List, and did not attempt to emend them. But he obtained his low date for the close of Dynasty III. by emending Sennacherib's figure in the Bavian inscription; this he reduced by a hundred years, instead of increasing it by sixty as Rost had suggested. Lehmann-Haupt's influence is visible in Marquart's system, published in the following year; it may be noted that his slightly reduced figure for the beginning of Dynasty I. was arrived at by incorporating the new information supplied by the first date-list to be published. When revising his scheme of chronology in 1900, Rost abandoned his suggested emendation of Sennacherib's figure, but by decreasing his reduction of the length of Dynasty III., he only altered his date for the beginning of Dynasty I. by one year. In his revised scheme of chronology, published in 1903, Lehmann-Haupt retained his emendation of Sennacherib's figure, and was in his turn influenced by Marquart's method of reconciling the dynasties of Berossus with the Kings' List. He continued to accept the figure of the Kings' List for Dynasty III., but he reduced the length of Dynasty II. by fifty years, arguing that the figures assigned to some of the reigns were improbably high. His slight reduction in the length of Dynasty I. was obtained from the recently published date-lists, though his proposed reduction of Ammizaduga's reign to ten years has since been disproved.
A third group of systems comprises those proposed by Hommel and Niebuhr, for their reductions in the date assigned to Dynasty I. were effected chiefly by their treatment of Dynasty II. In his first system, published in 1886, Hommel, mainly with the object of reducing Khammurabi's date, reversed the order of the first two dynasties of the Kings' List, placing Dynasty II. before Dynasty I. In his second and third systems (1895 and 1898), and in his second alternative scheme of 1901 (see below), he abandoned this proposal and adopted a suggestion of Halévy that Dynasty III. followed immediately after Dynasty I.; Dynasty II., he suggested, had either synchronized with Dynasty I., or was mainly apocryphal (eine spätere Geschichtskonstruction). Niebuhr's system was a modification of Hommel's second theory, for, instead of entirely ignoring Dynasty II., he reduced its independent existence to 143 years, making it overlap Dynasty I. by 225 years. The extremely low dates proposed by Hommel in 1898 were due to his adoption of Peiser's emendation for the length of Dynasty III., in addition to his own elimination of Dynasty II. In 1901 Hommel abandoned Peiser's emendation and suggested two alternative schemes. According to one of these he attempted to reconcile Berossus with the Kings' List by assigning to Dynasty II. an independent existence of some 171 years, while as a possible alternative he put forward what was practically his theory of 1895.
Such are the principles underlying the various chronological schemes which had, until recently, been propounded. The balance of opinion was in favour of those of the first group of writers, who avoided emendations of the figures and were content to follow the Kings' List and to ignore its apparent discrepancies with other chronological data; but it is now admitted that the general principle underlying the third group of theories was actually nearer the truth. The publication of fresh chronological material in 1906 and 1907 placed a new complexion on the problems at issue, and enabled us to correct several preconceptions, and to reconcile or explain the apparently conflicting data.
From a Babylonian chronicle in the British Museum we now know that Dynasty II. of the Kings' List never occupied the throne of Babylon, but ruled only in the extreme south of Babylonia on the shores of the Persian Gulf; that its kings were contemporaneous with the later kings of Dynasty I. and with the earlier kings of Dynasty III. of the Kings' List; that in the reign of Samsu-ditana, the last king of Dynasty I., Hittites from Cappadocia raided and captured Babylon, which in her weakened state soon fell a prey to the Kassites (Dynasty III.); and that later on southern Babylonia, till then held by Dynasty II. of the Kings' List, was in its turn captured by the Kassites, who from that time onward occupied the whole of the Babylonian plain. The same chronicle informs us that Ilu-shūma, an early Assyrian patesi, was the contemporary of Su-abu, the founder of Dynasty I. of the Kings' List, thus enabling us to trace the history of Assyria back beyond the rise of Babylon.
Without going into details, the more important results of this new information may be summarized: the elimination of Dynasty II. from the throne of Babylon points to a date not much earlier than 2000 or 2050 B.C. for the rise of Dynasty I., a date which harmonizes with the chronological notices of Shalmaneser I.; Nabonidus's estimate of the period of Khammurabi, so far from being centuries too low, is now seen to have been exaggerated, as the context of the passage in his inscription suggests; and finally the beginning of the historical period of Berossus is not to be synchronized with Dynasty I. of the Kings' List, but, assuming that his figures had an historical basis and that they have come down to us in their original form, with some earlier dynasty which may possibly have had its capital in one of the other great cities of Babylonia (such as the Dynasty of Isin).
New data have also been discovered bearing upon the period before the rise of Babylon. A fragment of an early dynastic chronicle from Nippur gives a list of the kings of the dynasties of Ur and Isin. From this text we learn that the Dynasty of Ur consisted of five kings and lasted for 117 years, and was succeeded by the Dynasty of Isin, which consisted of sixteen kings and lasted for 225½ years. Now the capture of the city of Isin by Rīm-Sin, which took place in the seventeenth year of Sin-muballit, the father of Khammurabi, formed an epoch for dating tablets in certain parts of Babylonia, and it is probable that we may identify the fall of the Dynasty of Isin with this capture of the city. In that case the later rulers of the Dynasty of Isin would have been contemporaneous with the earlier rulers of Dynasty I. of the Kings' List, and we obtain for the rise of the Dynasty of Ur a date not much earlier than 2300 B.C.
These considerable reductions in the dates of the earlier dynasties of Babylonia necessarily react upon our estimate of the age of Babylonian civilization. The very high dates of 5000 or 6000 B.C., formerly assigned by many writers to the earliest remains of the Sumerians and the Babylonian Semites, depended to a great extent on the statement of Nabonidus that 3200 years separated his own age from that of Narām-Sin, the son of Sargon of Agade; for to Sargon, on this statement alone, a date of 3800 B.C. has usually been assigned. But even by postulating the highest possible dates for the Dynasties of Babylon and Ur, enormous gaps occurred in the scheme of chronology, which were unrepresented by any royal name or record. In his valiant attempt to fill these gaps Radau was obliged to invent kings and even dynasties, the existence of which is now definitely disproved. The statement of Nabonidus has not, however, been universally accepted. Lehmann-Haupt suggested an emendation of the text, reducing the number by a thousand years; while Winckler has regarded the statement of Nabonidus as an uncritical exaggeration. Obviously the scribes of Nabonidus were not anxious to diminish the antiquity of the foundation-inscription of Narām-Sin, which their royal master had unearthed; and another reason for their calculations resulting in so high a figure is suggested by the recent discoveries: they may in all good faith have reckoned as consecutive a number of early dynasties which were as a matter of fact contemporaneous. But, though we may refuse to accept the accuracy of this figure of Nabonidus, it is not possible at present to fix a definite date for the early kings of Agade. All that can be said is that both archaeological and epigraphic evidence indicates that no very long interval separated the empire of the Semitic kings of Agade from that of the kings of Sumer and Akkad, whose rule was inaugurated by the founding of the Dynasty of Ur.
To use caution in accepting the chronological notices of the later kings is very far removed from suggesting emendations of their figures. The emenders postulate mechanical errors in the writing of the figures, but, equally with those who accept them, regard the calculations of the native scribes as above reproach. But that scribes could make mistakes in their reckoning is definitely proved by the discovery at Shergat of two totally conflicting accounts of the age and history of the great temple of Assur. This discovery in itself suggests that all chronological data are not to be treated as of equal value and arranged mechanically like the pieces of a Chinese puzzle; and further, that no more than a provisional acceptance should be accorded any statement of the later native chronologists, until confirmed by contemporary records. On the other hand, the death-blow has been given to the principle of emendation of the figures, which for so long has found favour among a considerable body of German writers.
(L. W. K.)
IX. Proper Names.—In the early days of the decipherment of the cuneiform inscriptions, the reading of the proper names borne by Babylonians and Assyrians occasioned great difficulties; and though most of these difficulties have been overcome and there is general agreement among scholars as to the principles underlying both the formation and the pronunciation of the thousands of names that we encounter in historical records, business documents, votive inscriptions and literary productions, differences, though mostly of a minor character, still remain. Some time must elapse before absolute uniformity in the transliteration of these proper names is to be expected; and since different scholars still adopt varying spellings of Babylonian and Assyrian proper names, it has been considered undesirable in this work to ignore the fact in individual articles contributed by them. The better course seems to be to explain here the nature of these variations.
The main difficulty in the reading of Babylonian and Assyrian proper names arises from the preference given to the "ideographic" method of writing them. According to the developed cuneiform system of writing, words may be written by means of a sign (or combination of signs) expressive of the entire word, or they may be spelled out phonetically in syllables. So, for example, the word for "name" may be written by a sign MU, or it may be written cut by two signs shu-mu, the one sign MU representing the "Sumerian" word for "name," which, however, in the case of a Babylonian or Assyrian text must be read as shumu—the Semitic equivalent of the Sumerian MU. Similarly the word for "clothing" may be written SIG-BA, which represents again the "Sumerian" word, whereas, the Babylonian-Assyrian equivalent being lubushtu it is so to be read in Semitic texts, and may therefore be also phonetically written lu-bu-ush-tu. This double method of writing words arises from the circumstance that the cuneiform syllabary is of non-Semitic origin, the system being derived from the non-Semitic settlers of the Euphrates valley, commonly termed Sumerians (or Sumero-Akkadians), to whom, as the earlier settlers, the origin of the cuneiform script is due. This script, together with the general Sumerian culture, was taken over by the Babylonians upon their settlement in the Euphrates valley and adapted to their language, which belonged to the Semitic group. In this transfer the Sumerian words—largely monosyllabic—were reproduced, but read as Semitic, and at the same time the advance step was taken of utilizing the Sumerian words as means of writing the Babylonian words phonetically. In this case the signs representing Sumerian words were treated merely as syllables, and, without reference to their meaning, utilized for spelling Babylonian words. The Babylonian syllabary which thus arose, and which, as the culture passed on to the north—known as Assyria—became the Babylonian Assyrian syllabary, was enlarged and modified in the course of time, the Semitic equivalents for many of the signs being distorted or abbreviated to form the basis of new "phonetic" values that were thus of "Semitic" origin; but, on the whole, the "non-Semitic" character of the signs used as syllables in the phonetic method of writing Semitic words was preserved; and, furthermore, down to the latest days of the Babylonian and Assyrian empires the mixed method of writing continued, though there were periods when "purism" was the fashion, and there was a more marked tendency to spell out the words laboriously in preference to using signs with a phonetic complement as an aid in suggesting the reading desired in any given instance. Yet, even in those days, the Babylonian syllabary continued to be a mixture of ideographic and phonetic writing. Besides the conventional use of certain signs as the indications of names of gods, countries, cities, vessels, birds, trees, &c., which, known as "determinants," are the Sumerian signs of the terms in question and were added as a guide for the reader, proper names more particularly continued to be written to a large extent in purely "ideographic" fashion. The conservatism which is a feature of proper names everywhere, in consequence of which the archaic traits of a language are frequently preserved in them, just as they are preserved in terms used in the ritual and in poetic diction, is sufficient to account for the interesting fact that the Semitic settlers of the Euphrates valley in handing down their names from one generation to another retained the custom of writing them in "Sumerian" fashion, or, as we might also put it, in "ideographic" form. Thus the name of the deity, which enters as an element in a large proportion of the proper names, was almost invariably written with the sign or signs representing this deity, and it is only exceptionally that the name is spelled phonetically. Thus the name of the chief god of the Babylonian pantheon, Marduk, is written by two signs to be pronounced AMAR-UD, which describe the god as the "young bullock of the day"—an allusion to the solar character of the god in question. The moon-god Sin is written by a sign which has the force of "thirty," and is a distinct reference to the monthly course of the planet; or the name is written by two signs to be pronounced EN-ZU, which describe the god as the "lord of wisdom." The god Nebo appears as PA—the sign of the stylus, which is associated with this deity as the originator and patron of writing and of knowledge in general,—or it is written with a sign AK, which describes the god as a "creator."
Until, therefore, through parallel passages or through explanatory lists prepared by the Babylonian and Assyrian scribes in large numbers as an aid for the study of the language, the exact phonetic reading of these divine names was determined, scholars remained in doubt or had recourse to conjectural or provisional readings. Even at the present time there are many names of deities, as, e.g. Ninib, the phonetic reading of which is still unknown or uncertain. In most cases, however, these belong to the category of minor deities or represent old local gods assimilated to some more powerful god, who absorbed, as it were, the attributes and prerogatives of these minor ones. In many cases they will probably turn out to be descriptive epithets of gods already known rather than genuine proper names. A peculiar difficulty arises in the case of the god of storms, who, written IM, was generally known in Babylonia as Ramman, "the thunderer," whereas in Assyria he also had the designation Adad. In many cases, therefore, we may be in doubt how the sign IM is to be read, more particularly since this same god appears to have had other designations besides Ramman and Adad.
Besides the divine element, proper names as a rule in the Babylonian-Assyrian periods had a verbal form attached and a third element representing an object. Even when the sign indicative of the verb is clearly recognised there still remains to be determined the form of the verb intended. Thus in the case of the sign KUR, which is the equivalent of naṣāru, "protect," there is the possibility of reading it as the active participle nāṣir, or as an imperative uṣṣur, or even the third person perfect iṣṣur. Similarly in the case of the sign MU, which, besides signifying "name" as above pointed out, is also the Sumerian word for "give," and therefore may be read iddin, "he gave," from nadānu, or may be read nādin, "giver"; and when, as actually happens, a name occurs in which the first element is the name of a deity followed by MU-MU, a new element of doubt is introduced through the uncertainty whether the first MU is to be taken as a form of the verb nadānu and the second as the noun shumu, "name," or vice versa.
Fortunately, in the case of a large number of names occurring on business documents as the interested parties or as scribes or as witnesses—and it is through these documents that we obtain the majority of the Babylonian-Assyrian proper names—we have variant readings, the same name being written phonetically in whole or part in one instance and ideographically in another. Certain classes of names being explained in this way, legitimate and fairly reliable conclusions can be drawn for many others belonging to the same class or group. The proper names of the numerous business documents of the Khammurabi period, when phonetic writing was the fashion, have been of special value in resolving doubts as to the correct reading of names written ideographically. Thus names like Sin-na-di-in-shu-mi and Bel-na-di-in-shu-mi, i.e. "Sin is the giver of a name" (i.e. offspring), and "Bel is the giver of a name," form the model for names with deities as the first element followed by MU-MU, even though the model may not be consistently followed in all cases. In historical texts also variant readings occur in considerable number. Thus, to take a classic example, the name of the famous king Nebuchadrezzar occurs written in the following different manners:—(a) Na-bi-um-ku-du-ur-ri-u-ṣu-ur, (b) AK-DU-u-ṣu-ur, (c) AK-ku-dur-ri-SHES, and (d) PA-GAR-DU-SHES, from which we are permitted to conclude that PA or AK (with the determinative for deity AN) = Na-bi-um or Nebo, that GAR-DU or DU alone = kudurri, and that SHES = uṣṣur. The second element signifies "boundary" or "territory"; the third element is the imperative of nasaru, "protect"; so that the whole name signifies, "O, Nebo! protect my boundary" (or "my territory").
It is not the purpose of this note to set forth the principles underlying the formation of proper names among the Babylonians and Assyrians, but it may not be out of place to indicate that by the side of such full names, containing three elements (or even more), we have already at an early period the reduction of these elements to two through the combination of the name of a deity with a verbal form merely, or through the omission of the name of the deity. From such names it is only a step to names of one element, a characteristic feature of which is the frequent addition of an ending -tum (feminine), ān, ā, um, atum, atija, sha, &c., most of these being "hypocoristic affixes," corresponding in a measure to modern pet-names.
Lastly, a word about genuine or pseudo-Sumerian names. In the case of texts from the oldest historical periods we encounter hundreds of names that are genuinely Sumerian, and here in view of the multiplicity of the phonetic values attaching to the signs used it is frequently difficult definitely to determine the reading of the names. Our knowledge of the ancient Sumerian language is still quite imperfect, despite the considerable progress made, more particularly during recent years. It is therefore not surprising that scholars should differ considerably in the reading of Sumerian names, where we have not helps at our command as for Babylonian and Assyrian names. Changes in the manner of reading the Sumerian names are frequent. Thus the name of a king of Ur, generally read Ur-Bau until quite recently, is now read Ur-Engur; for Lugal-zaggisi, a king of Erech, some scholars still prefer to read Ungal-zaggisi; the name of a famous political and religious centre generally read Shir-pur-la is more probably to be read Shir-gul-la; and so forth. There is reason, however, to believe that the uncertainty in regard to many of these names will eventually be resolved into reasonable certainty. A doubt also still exists in regard to a number of names of the older period because of the uncertainty whether their bearers were Sumerians or Semites. If the former, then their names are surely to be read as Sumerian, while, if they were Semites, the signs with which the names are written are probably to be read according to their Semitic equivalents, though we may also expect to encounter Semites bearing genuine Sumerian names. At times too a doubt may exist in regard to a name whose bearer was a Semite, whether the signs composing his name represent a phonetic reading or an ideographic compound. Thus, e.g. when inscriptions of a Semitic ruler of Kish, whose name was written Uru-mu-ush, were first deciphered, there was a disposition to regard this as an ideographic form and to read phonetically Alu-usharshid ("he founded a city," with the omission of the name of the deity), but scholarly opinion finally accepted Uru-mu-ush (Urumush) as the correct designation.
For further details regarding the formation of Sumerian and Babylonian-Assyrian proper names, as well as for an indication of the problems involved and the difficulties still existing, especially in the case of Sumerian names, see the three excellent works now at our disposal for the Sumerian, the old Babylonian, and the neo-Babylonian period respectively, by Huber, Die Personennamen in den Keilschrifturkunden aus der Zeit der Könige von Ur und Nisin (Leipzig, 1907); Ranke, Early Babylonian Proper Names (Philadelphia, 1905); and Tallqvist, Neu-Babylonisches Namenbuch (Helsingfors, 1905).
(M. Ja.)
[Plate I.] [Plate II.]
For a survey of the chronological systems adopted by different modern scholars, see below, section viii. "Chronological Systems."
The compiler of the more complete one seems to have allowed himself liberties. At all events he gives 30 years of reign to Sin-muballidh instead of the 20 assigned to him in a list of dates drawn up at the time of Ammi-zadok's accession, 55 years to Khammurabi instead of 43, and 35 years to Samsu-iluna instead of 38, while he omits altogether the seven years' reign of the Assyrian king Tukulti-In-aristi at Babylon.
They are also called high-priests of Gunammidē and a contract-tablet speaks of "Tē in Babylon," but this was probably not the Tē of the seal. It must be remembered that the reading of most of the early Sumerian proper names is merely provisional, as we do not know how the ideographs of which they are composed were pronounced in either Sumerian or Assyrian.
For the events leading up to the conquests of Cyrus, see Persia: Ancient History, § v. The chronology is not absolutely certain.
The following is a list of the later dynasties and kings of Babylonia and Assyria so far as they are known at present. For the views of other writers on the chronology, see § viii., Chronological Systems.
The Babylonian Dynasties from cir. 2500 B.C.
Dynasty of Ur.
Gungunu, cir. 2500 B.C.
Ur-Gur.
Dungi, more than 51 years.
Bur-Sin, more than 12 years.
Gimil-Sin, more than 9 years.
Ibi-Sin.
Idin-Dagan.
Sumu-ilu.
First Dynasty of Babylon. 2350 B.C.
Sumu-abi, 14 years.
Sumu-la-ilu, 36 years.
Zabium, 14 years.
Abil-Sin, 18 years.
Sin-muballidh, 20 years.
Khammurabi, 43 years.
Samsu-iluna, 38 years.
Abesukh, 25 years.
Ammi-ditana, 25 years.
Ammi-zadoq, 21 years.
Samsu-ditana, 31 years.
Dynasty of Sisku (?) for 368 years. 2160 B.C.
Anman, 60 years.
Ki-Nigas, 56 years.
Damki-ilisu, 26 years.
Iskipal, 15 years.
Sussi, 27 years.
Gul-ki[sar], 55 years.
Kirgal-daramas, 50 years.
Ā-dara-kalama, 28 years.
Akur-duana, 26 years.
Melamma-kurkura, 8 years.
Ea-ga(mil), 9 years.
Kassite Dynasty of 36 kings for 576 years 9 months. 1780 B.C.
Gandis, 16 years.
Agum-sipak, 22 years.
Bitilyasu I., 22 years.
Ussi (?), 9 years.
Adu-metas.
Tazzi-gurumas.
Agum-kakrime.
Kara-indas.
Kadasman-Bel, his son, corresponded with
Amon-hotep (Amenophis) III. of Egypt, 1400 B.C.
Kuri-galzu II.
Burna-buryas, his son, 22 years.
Kuri-galzu III., his son, 26 years.
Nazi-Maruttas, his son, 17 years.
Kadasman-Turgu, his son, 13 years.
Kudur-bel, 6 years.
Sagarakti-suryas, his son, 13 years.
Bitilyasu II., 8 years.
Tukulti-In-aristi of Assyria (1272 B.C.)
for 7 years, native vassal kings being—
Bel-sum-iddin, 1½ years.
Kadasman-Bel II., 1½ years.
Hadad-sum-iddin, 6 years.
Hadad-sum-uzur, 30 years.
Meli-sipak, 15 years.
Merodach-baladan I., his son, 13 years.
Zamama-sum-iddin, 1 year.
Bel-sum-iddin, 3 years.
Dynasty of Isin of 11 kings for 132½ years. 1203 B.C.
Merodach-... 18 years.
Nebuchadrezzar I.
Bel-nadin-pal.
Merodach-nadin-akhi, 22 years.
Merodach-... 1½ years.
Hadad-baladan, an usurper.
Merodach-sapik-zer-mati, 12 years.
Nabu-nadin, 8 years.
Dynasty of the Sea-coast. 1070 B.C.
Simbar-sipak, 18 years.
Ea-mukin-zeri, 5 months.
Kassu-nadin-akhi, 3 years.
Dynasty of Bit-Bazi. 1050 B.C.
Ē-Ulmas-sakin-sumi, 17 years.
Ninip-kudur-uzur I., 3 years.
Silanim-Suqamuna, 3 months.
Dynasty of Elam. 1030 B.C.
An Elamite, 6 years.
Second Dynasty of Babylon. 1025 B.C.
Nebo-kin-abli, 36 years.
Ninip-kudur-uzur II. (?) 8 months 12 days.
Probably 5 names missing.
B.C.
Samas-mudammiq
cir. 920
Nebo-sum-iskun
cir. 900
Nebo-baladan
cir. 880
Merodach-nadin-sumi
cir. 860
Merodach-baladhsu-iqbi
cir. 830
Bau-akhi-iddin
cir. 810
Probably 2 names missing.
Nebo-sum-iskun, son of Dakuri
cir. 760
Nabonassar, 14 years
747
Nebo-nadin-suma, his son, 2 years
733
Nebo-sum-yukin, his son, 1 month 12 days
731
End of "the 22nd dynasty."
Dynasty of Sape.
B.C.
Yukin-zera or Chinziros, 3 years.
730
Pulu (Pul or Poros), called
Tiglath-pileser III. in Assyria, 2 years
727
Ululā, called Shalmaneser IV. in Assyria
725
Merodach-baladan II. the Chaldaean
721
Sargon of Assyria
709
Sennacherib, his son
705
Merodach-zakir-sumi, 1 month
702
Merodach-baladan III., 6 months
702
Bel-ebus of Babylon
702
Assur-nadin-sumi, son of Sennacherib
700
Nergal-yusezib
694
Musezib-Merodach
693
Sennacherib destroys Babylon
689
Esar-haddon, his son
681
Samas-sum-yukin, his son
668
Kandalanu (Kineladanos)
648
Nabopolassar
626
Nabu-kudur-uzur (Nebuchadrezzar II.)
605
Amil-Marduk (Evil-Merodach), his son
562
Nergal-sarra-uzur (Nergal-sharezer)
560
Labasi-Marduk, his son, 3 months
556
Nabu-nahid (Nabonidus)
556
Cyrus conquers Babylon
538
Cambyses, his son
529
Gomates, the Magian, 7 months
521
Nebuchadrezzar III., native king
521
Darius, son of Hystaspes
520
Nebuchadrezzar IV., rebel king
514
Darius restored
513
Kings of Assyria.
Zulilu "founder of the monarchy."
Assur-rabi.
Assur-nirari, his son.
Assur-rim-nisesu, his son.
Erba-Hadad,
Assur-nadin-akhi I., his son.
Assur-yuballidh I., his son.
B.C.
Assur-bil-nisi-su
cir. 1450
Buzur-Assur
1440
Assur-nadin-akhi II.
1410
Assur-yuballidh, his son
1390
Bel-nirari, his son
1370
Arik-den-ilu, his son
1350
Hadad-nirari I., his son
1330
Shalmaneser I., his son (built Calah)
1310
Tiglath-In-aristi I., his son,
1280
conquers Babylon
cir. 1270
Assur-nazir-pal I., his son
1260
Assur-narara and his son Nebo-dan
1250
Assur-sum-lisir
1235
In-aristi-tukulti-Assur
1225
Bel-kudur-uzur
1215
In-aristi-pileser, descendant of Erba-Hadad
1200
Assur-dan I., his son
1185
Mutaggil-Nebo, his son
1160
Assur-ris-isi, his son
1140
Tiglath-pileser I., his son
1120
Assur-bil-kala, his son
1090
Samsi-Hadad I., his brother
1070
Assur-nazir-pal II., his son
1060
Assur-irbi
Hadad-nirari II.
cir. 960
Tiglath-pileser II., his son
950
Assur-dan II., his son
930
Hadad-nirari III., his son
911
Tukulti-In-aristi, his son
889
Assur-nazir-pal III., his son
883
Shalmaneser II., his son
858
Assur-danin-pal (Sardanapallos), rebel king
825
Samsi-Hadad II., his brother
823
Hadad-nirari IV., his son
810
Shalmaneser III.
781
Assur-dan III.
771
Assur-nirari
753
Pulu, usurper, takes the name of Tiglath-pileser III.
745
Ululā, usurper, takes the name of Shalmaneser IV.
727
Sargon, usurper
722
Sennacherib, his son
705
Esar-haddon, his son
681
Assur-bani-pal, his son
668
Assur-etil-ilani-yukin, his son
?
Assur-sum-lisir
?
Sin-sarra-uzur (Sarakos)
?
Destruction of Nineveh
606
These three dynasties are usually known as the First Dynasty of Babylon, the Dynasty of Sisku or Uruku, and the Kassite Dynasty; see sect. v.
See Oppert, Comptes rendus de l'Acad. des Inscr. et Belles-Lettres (1888), xvi. pp. 218 ff., and Bab. and Or. Rec. ii. pp. 107 ff.
See Sayce, Early Israel, pp. 281 ff., and Encyc. Brit., 10th ed., vol. xxvi. p. 45 (also his account above).
See Rogers History of Babylonia and Assyria (1900).
See Winckler, Geschichte Babyloniens und Assyriens (1892), Altorientalische Forschungen, i. Hft. 2 (1894), and Auszug aus der Vorderasiatischen Geschichte (1905).
See Delitzsch and Mürdter, Geschichte Babyloniens und Assyriens (1891), and Delitzsch, Mehr Licht (1907).
See Maspero, Histoire ancienne des peuples de l'Orient classique, tome ii.
See Peiser, Zeits. für Assyr. vi. pp. 264 ff.
See Rost, Mitteil. der vorderas. Gesellschaft (1897), ii.
See Lehmann-Haupt, Zwei Hauptprobleme (1898).
See Marquart, Philologus, Supplbd. vii. (1899), pp. 637 ff.
See Rost, Orient. Lit.-Zeit., iii. (1900), No. 6.
See Lehmann-Haupt, Beiträge zur alten Geschichte (Klio), Bd. iii. Heft 1 (1903).
See Hommel, Geschichte Babyloniens und Assyriens.
See Ancient Hebrew Tradition, p. 125, and Hastings' Dictionary of the Bible, i. pp. 226 f.
See Niebuhr, Chronologie (1896).
See Hommel, "Sitzungsberichte der königl. böhmischen Gesellschaft der Wissenschaften," Phil.-hist. Classe (1901), v.
Published and discussed by L. W. King, "Chronicles concerning early Babylonian Kings" (Studies in Eastern History, vols. ii. and iii., 1907), and History of Egypt, vol. xiii. (published by the Grolier Society, New York, in the spring of 1906), pp. 244 ff.
Published and discussed by Hilprecht, "Mathematical, Metrological and Chronological Texts" (Bab. Exped., Ser. A, xx. 1, dated 1906, published 1907), pp. 46 ff.
See L. W. King, Letters and Inscriptions of Khammurabi, vol. iii. pp. 228 ff.
Cf., e.g., Hilprecht, Old Babylonian Inscriptions, pt. ii. p. 24.
See Radau, Early Babylonian History (1900).
See Lehmann-Haupt, Zwei Hauptprobleme, pp. 172 ff.
See Winckler in Schrader's Keilinschriften und das Alte-Testament (3rd ed.), i. pp. 17 f., and cf. Mitteil. der vorderas. Gesellschaft (1906), i. p. 12, n.l.
Cf. L. W. King, Chronicles, i. pp. 15 ff., 61 f.
See Mitteilungen der deutschen Orientgesellschaft, Nos. 21 and 22, and cf. L. W. King, Chronicles, i. pp. 114 ff.
The Assyrian language is practically identical with the Babylonian, just as the Assyrians are the same people as the Babylonians with some foreign admixtures.
In many names the divine element is lopped off, but was originally present.
Aramaic endorsements on business documents repeating in Aramaic transliteration the names of parties mentioned in the texts have also been of service in fixing the phonetic readings of names. See e.g. Clay's valuable article, "Aramaic Endorsements on the Documents of Murashū Sons" (Persian period) in Old Testament and Semitic Studies in Memory of William Rainey Harper (Chicago, 1908, vol. i.), pp. 285-322.
Even in the case of the "Semitic" name of the famous Sargon I. (q.v.), whose full name is generally read Sharru-kenu-sha-ali, and interpreted as "the legitimate king of the city," the question has recently been raised whether we ought not to read "Sharru-kenu-shar-ri" and interpret as "the legitimate king rules"—an illustration of the vacillation still prevailing in this difficult domain of research.
BABYLONIAN AND ASSYRIAN RELIGION. The development of the religion of Babylonia, so far as it can be traced with the material at hand, follows closely along the lines of the periods to be distinguished in the history of the Euphrates valley. Leaving aside the primitive phases of the religion as lying beyond the ken of historical investigation, we may note the sharp distinction to be made between the pre-Khammurabic age and the post-Khammurabic age. While the political movement represented by Khammurabi may have been proceeding for some time prior to the appearance of the great conqueror, the period of c. 2250 B.C., when the union of the Euphratean states was effected by Khammurabi, marks the beginning of a new epoch in the religion as well as in the political history of the Euphrates valley. Corresponding to the states into which we find the country divided before 2250 B.C., we have a various number of religious centres such as Nippur, Erech, Kutha (Cuthah), Ur, Sippara (Sippar), Shirgulla (Lagash), Eridu and Agade, in each of which some god was looked upon as the chief deity around whom there were gathered a number of minor deities and with whom there was invariably associated a female consort. The jurisdiction of this chief god was, however, limited to the political extent or control of the district in which the main seat of the cult of the deity in question lay. Mild attempts, to be sure, to group the chief deities associated with the most important religious and political centres into a regular pantheon were made—notably in Nippur and later in Ur—but such attempts lacked the enduring quality which attaches to Khammurabi's avowed policy to raise Marduk—the patron deity of the future capital, Babylon—to the head of the entire Babylonian pantheon, as Babylon itself came to be recognized as the real centre of the entire Euphrates valley.
Associated with Marduk was his consort Sarpanit, and grouped around the pair as princes around a throne were the chief deities of the older centres, like Ea and Damkina of Eridu, Nebo and Tashmit of Borsippa, Nergal and Allatu of Kutha, Shamash and Ā of Sippar, Sin and Ningal of Ur, as well as pairs like Ramman (or Adad) and Shala whose central seat is unknown to us. In this process of accommodating ancient prerogatives to new conditions, it was inevitable that attributes belonging specifically to the one or the other of these gods should have been transferred to Marduk, who thus from being, originally, a solar deity becomes an eclectic power, taking on the traits of Bel, Ea, Shamash, Nergal, Adad and even Sin (the moon-god)—a kind of composite residuum of all the chief gods.
In the religious literature this process can be traced with perfect definiteness. The older incantations, associated with Ea, were re-edited so as to give to Marduk the supreme power over demons, witches and sorcerers: the hymns and lamentations composed for the cult of Bel, Shamash and of Adad were transformed into paeans and appeals to Marduk, while the ancient myths arising in the various religious and political centres underwent a similar process of adaptation to changed conditions, and as a consequence their original meaning was obscured by the endeavour to assign all mighty deeds and acts, originally symbolical of the change of seasons or of occurrences in nature, to the patron deity of Babylon—the supreme head of the entire Babylonian pantheon. Besides the chief deities and their consorts, various minor ones, representing likewise patron gods of less important localities and in most cases of a solar character were added at one time or the other to the court of Marduk, though there is also to be noted a tendency on the part of the chief solar deity, Shamash of Sippara, and for the chief moon-god to absorb the solar and lunar deities of less important sites, leading in the case of the solar gods to the differentiation of the functions of Shamash during the various seasons of the year and the various times of the day among these minor deities. In this way Ninib, whose chief seat appears to have been at Shirgulla (Lagash), became the sun-god of the springtime and of the morning, bringing joy and new life to the earth, while Nergal of Kutha was regarded as the sun of the summer solstice and of the noonday heat—the harbinger of suffering and death.
There were, however, two deities who appear to have retained an independent existence—Anu (q.v.), the god of heaven, and Ishtar (q.v.), the great mother-goddess, who symbolized fertility and vitality in general. There are some reasons for believing that the oldest seat, and possibly the original seat, of the Anu cult was in Erech, as it is there where the Ishtar cult that subsequently spread throughout Babylonia and Assyria took its rise. While Anu, with whom there was associated as a pale reflection a consort Antum, assigned to him under the influence of the widely prevalent view among the early Semites which conceived of gods always in pairs, remained more or less of an abstraction during the various periods of the Babylonian-Assyrian religion and taking little part in the active cult of the temples, his unique position as the chief god of the highest heavens was always recognized in the theological system developed by the priests, which found an expression in making him the first figure of a triad, consisting of Anu, Bel and Ea, among whom the priests divided the three divisions of the universe, the heavens, the earth with the atmosphere above it, and the watery expanse respectively.
Postponing the discussion of this triad, it is to be noted that the systematization of the pantheon after the days of Khammurabi did not seriously interfere with the independence of the goddess Ishtar. While frequently associated with Marduk, and still more closely with the chief god of Assyria, the god Assur (who occupies in the north the position accorded to Marduk in the south), so much so as to be sometimes spoken of as Assur's consort—the lady or Belit par excellence—the belief that as the source of all life she stands apart never lost its hold upon the people and found an expression also in the system devised by the priests. By the side of the first triad, consisting of Anu, Bel and Ea—disconnected in this form entirely from all local associations—we encounter a second triad composed of Shamash, Sin and Ishtar. As the first triad symbolized the three divisions of the universe—the heavens, earth and the watery element—so the second represented the three great forces of nature—the sun, the moon and the life-giving power. According as the one or the other aspect of such a power is brought into the foreground, Ishtar becomes the mother of mankind, the fertile earth, the goddess of sexual love, and the creative force among animals, while at times she appears in hymns and myths as the general personification of nature.
We thus find in the post-Khammurabic period the pantheon assuming distinct shapes. The strong tendency towards concentrating in one deity—Marduk—the attributes of all others was offset by the natural desire to make the position of Marduk accord with the rank acquired by the secular rulers. As these emphasized their supremacy by grouping around them a court of loyal attendants dependent in rank and ready to do their master's bidding, so the gods of the chief centres and those of the minor local cults formed a group around Marduk; and the larger the group the greater was the reflected glory of the chief figure. Hence throughout the subsequent periods of Babylonian history, and despite a decided progress towards a monotheistic conception of divine government of the universe, the recognition of a large number of gods and their consorts by the side of Marduk remained a firmly embedded doctrine in the Babylonian religion as it did in the Assyrian religion, with the important variation, however, of transferring the rôle of the head of the pantheon from Marduk to Assur. Originally the patron god of the city of Assur (q.v.), when this city became the centre of a growing and independent district, Assur was naturally advanced to the same position in the north that Marduk occupied in the south. The religious predominance of the city of Babylon served to maintain for Marduk recognition even on the part of the Assyrian rulers, who, on the political side likewise, conceded to Babylonia the form at least of an independent district even when, as kings of Assyria, they exercised absolute control over it. They appointed their sons or brothers governors of Babylonia, and in the long array of titles that the kings gave themselves, a special phrase was always set aside to indicate their mastery over Babylonia. "To take the hand of Bel-Marduk" was the ceremony of installation which Assyrian rulers recognized equally with Babylonians as an essential preliminary to exercising authority in the Euphrates valley. Marduk and Assur became rivals only when Babylonia gave the Assyrians trouble; and when in 689 B.C. Sennacherib, whose patience had been exhausted by the difficulties encountered in maintaining peace in the south, actually besieged and destroyed the city of Babylon, he removed the statue of Marduk to Nineveh as a symbol that the god's rule had come to an end. His grandson Assur-bani-pal, with a view of re-establishing amicable relations, restored the statue to the temple E-Saggila in Babylon and performed the time-honoured ceremony of "taking the hand of Bel" as a symbol of his homage to the ancient head of the Babylonian pantheon.
But for the substitution of Assur for Marduk, the Assyrian pantheon was the same as that set up in the south, though some of the gods were endowed with attributes which differ slightly from those which mark the same gods in the south. The warlike nature of the Assyrians was reflected in their conceptions of the gods, who thus became little Assurs by the side of the great protector of arms, the big Assur. The cult and ritual in the north likewise followed the models set up in the south. The hymns composed for the temples of Babylonia were transferred to Assur, Calah, Harran, Arbela and Nineveh in the north; and the myths and legends also wandered to Assyria, where, to be sure, they underwent certain modifications. To all practical purposes, however, the religion of Assyria was identical with that practised in the south.
We thus obtain four periods in the development of the Babylonian-Assyrian religion: (1) the oldest period from c. 3500 B.C. to the time of Khammurabi (c. 2250 B.C.); (2) the post-Khammurabic period in Babylonia; (3) the Assyrian period (c. 2000 B.C.) to the destruction of Nineveh in 606 B.C.; (4) the neo-Babylonian period beginning with Nabopolassar (625-604 B.C.), the first independent ruler under whom Babylonia inaugurates a new though short-lived era of power and prosperity, which ends with Cyrus's conquest of Babylon and Babylonia in 539 B.C., though since the religion proceeds on its undisturbed course for several centuries after the end of the political independence, we might legitimately carry this period to the Greek conquest of the Euphrates valley (331 B.C.), when new influences began to make themselves felt which gradually led to the extinction of the old cults.
In this long period of c. 3500 to c. 300 B.C., the changes introduced after the adjustment to the new conditions produced by Khammurabi's union of the Euphratean states are of a minor character. As already indicated, the local cults in the important centres of the south and north maintained themselves despite the tendency towards centralization, and while the cults themselves varied according to the character of the gods worshipped in each centre, the general principles were the same and the rites differed in minor details rather than in essential variations. An important factor which thus served to maintain the rites in a more or less stable condition was the predominance of what may be called the astral theology as the theoretical substratum of the Babylonian religion, and which is equally pronounced in the religious system of Assyria. The essential feature of this astral theology is the assumption of a close link between the movements going on in the heavens and occurrences on earth, which led to identifying the gods and goddesses with heavenly bodies—planets and stars, besides sun and moon—and to assigning the seats of all the deities in the heavens. The personification of the two great luminaries—the sun and the moon—was the first step in the unfolding of this system, and this was followed by placing the other deities where Shamash and Sin had their seats. This process, which reached its culmination in the post-Khammurabic period, led to identifying the planet Jupiter with Marduk, Venus with Ishtar, Mars with Nergal, Mercury with Nebo, and Saturn with Ninib. The system represents a harmonious combination of two factors, one of popular origin, the other the outcome of speculation in the schools attached to the temples of Babylonia. The popular factor is the belief in the influence exerted by the movements of the heavenly bodies on occurrences on earth—a belief naturally suggested by the dependence of life, vegetation and guidance upon the two great luminaries. Starting with this belief the priests built up the theory of the close correspondence between occurrences on earth and phenomena in the heavens. The heavens presenting a constant change even to the superficial observer, the conclusion was drawn of a connexion between the changes and the ever-changing movement in the fate of individuals and of nature as well as in the appearance of nature.
To read the signs of the heavens was therefore to understand the meaning of occurrences on earth, and with this accomplished it was also possible to foretell what events were portended by the position and relationship to one another of sun, moon, planets and certain stars. Myths that symbolized changes in season or occurrences in nature were projected on the heavens, which were mapped out to correspond to the divisions of the earth. All the gods, great and small, had their places assigned to them in the heavens, and facts, including such as fell within the domain of political history, were interpreted in terms of astral theology. So completely did this system in the course of time sway men's minds that the cult, from being an expression of animistic beliefs, took on the colour derived from the "astral" interpretation of occurrences and doctrines. It left its trace in incantations, omens and hymns, and it gave birth to astronomy, which was assiduously cultivated because a knowledge of the heavens was the very foundation of the system of belief unfolded by the priests of Babylonia and Assyria. "Chaldaean wisdom" became in the classical world the synonym of this science, which in its character was so essentially religious. The persistent prominence which astrology (q.v.) continued to enjoy down to the border line of the scientific movement of our own days, and which is directly traceable to the divination methods perfected in the Euphrates valley, is a tribute to the scope and influence attained by the astral theology of the Babylonian and Assyrian priests.
As an illustration of the manner in which the doctrines of the religion were made to conform to the all-pervading astral theory, it will be sufficient to refer to the modification undergone in this process of the view developed in a very early period which apportioned the control of the universe among the three gods Anu, Bel and Ea. Disassociating these gods from all local connexions, Anu became the power presiding over the heavens, to Bel was assigned the earth and the atmosphere immediately above it, while Ea ruled over the deep. With the transfer of all the gods to the heavens, and under the influence of the doctrine of the correspondence between the heavens and the earth, Anu, Bel and Ea became the three "ways" (as they are called) on the heavens. The "ways" appear in this instance to have been the designation of the ecliptic circle, which was divided into three sections or zones—a northern, a middle and a southern zone, Anu being assigned to the first, Bel to the second, and Ea to the third zone. The astral theology of the Babylonian-Assyrian religion, while thus bearing the ear-marks of a system devised by the priests, succeeded in assimilating the beliefs which represented the earlier attempts to systematize the more popular aspects of the religion, and in this way a unification of diverse elements was secured that led to interpreting the contents and the form of the religion in terms of the astral-theological system.
The most noteworthy outcome of this system in the realm of religious practice was, as already intimated, the growth of an elaborate and complicated method of divining the future by the observation of the phenomena in the heavens. It is significant that in the royal collection of cuneiform literature made by King Assur-bani-pal of Assyria (668-626 B.C.) and deposited in his palace at Nineveh, the omen collections connected with the astral theology of Babylonia and Assyria form the largest class. There are also indications that the extensive texts dealing with divination through the liver of sacrificial animals, which represents a more popular origin than divination through the observations of the heavens, based as it is on the primitive view which regarded the liver as the seat of life and of the soul, were brought into connexion with astral divination. Less influenced by the astral-theological system are the old incantation texts which were gathered together into series. In these series we can trace the attempt to gather the incantation formulae and prayers produced in different centres, and to make them conform to the tendency to centralize the cult in the worship of Marduk and his consort in the south, and of Assur and Ishtar in the north. Incantations originally addressed to Ea of Eridu, as the god of the watery element, and to Nusku, as the god of fire, were transferred to Marduk. This was done by making Ea confer on Marduk as his son the powers of the father, and by making Nusku a messenger between Ea and Marduk. At the same time, since the invoking of the divine powers was the essential element in the incantations, in order to make the magic formulae as effective as possible, a large number of the old local deities are introduced to add their power to the chief ones; and it is here that the astral system comes into play through the introduction of names of stars, as well as through assigning attributes to the gods which clearly reflect the conception that they have their seats in the heavens. The incantations pass over naturally into hymns and prayers. The connexion between the two is illustrated by the application of the term shiptu, "incantation," to the direct appeals to the gods, as well as by the introduction, on the one hand, of genuine prayers into the incantations and by the addition, on the other hand, of incantations to prayers and hymns, pure and simple. In another division of the religious literature of Babylonia which is largely represented in Assur-bani-pal's collection—the myths and legends—tales which originally symbolized the change of seasons, or in which historical occurrences are overcast with more or less copious admixture of legend and myth, were transferred to the heavens, and so it happens that creation myths, and the accounts of wanderings and adventures of heroes of the past, are referred to movements among the planets and stars as well as to occurrences or supposed occurrences on earth.
The ritual alone which accompanied divination practices and incantation formulae and was a chief factor in the celebration of festival days and of days set aside for one reason or the other to the worship of some god or goddess or group of deities, is free from traces of the astral theology. The more or less elaborate ceremonies prescribed for the occasions when the gods were approached are directly connected with the popular elements of the religion. Animal sacrifice, libations, ritualistic purification, sprinkling of water, and symbolical rites of all kinds accompanied by short prayers, represent a religious practice which in the Babylonian-Assyrian religion, as in all religions, is older than any theology and survives the changes which the theoretical substratum of the religion undergoes.
On the ethical side, the religion of Babylonia more particularly, and to a less extent that of Assyria, advances to noticeable conceptions of the qualities associated with the gods and goddesses and of the duties imposed on man. Shamash the sun-god was invested with justice as his chief trait, Marduk is portrayed as full of mercy and kindness, Ea is the protector of mankind who is grieved when, through a deception practised upon Adapa, humanity is deprived of immortality. The gods, to be sure, are easily aroused to anger, and in some of them the dire aspects predominated, but the view becomes more and more pronounced that there is some cause always for the divine wrath. Though, in accounting for the anger of the gods, no sharp distinction is made between moral offences and a ritualistic oversight or neglect, yet the stress laid in the hymns and prayers, as well as in the elaborate atonement ritual prescribed in order to appease the anger of the gods, on the need of being clean and pure in the sight of the higher powers, the inculcation of a proper aspect of humility, and above all the need of confessing one's guilt and sins without any reserve—all this bears testimony to the strength which the ethical factor acquired in the domain of the religion.
This factor appears to less advantage in the unfolding of the views concerning life after death. Throughout all periods of Babylonian-Assyrian history, the conception prevailed of a large dark cavern below the earth, not far from the Apsu—the ocean encircling and flowing underneath the earth—in which all the dead were gathered and where they led a miserable existence of inactivity amid gloom and dust. Occasionally a favoured individual was permitted to escape from this general fate and placed in a pleasant island. It would appear also that the rulers were always singled out for divine grace, and in the earlier periods of the history, owing to the prevailing view that the rulers stood nearer to the gods than other mortals, the kings were deified after death, and in some instances divine honours were paid to them even during their lifetime.
The influence exerted by the Babylonian-Assyrian religion was particularly profound on the Semites, while the astral theology affected the ancient world in general, including the Greeks and Romans. The impetus to the purification of the old Semite religion to which the Hebrews for a long time clung in common with their fellows—the various branches of nomadic Arabs—was largely furnished by the remarkable civilization unfolded in the Euphrates valley and in many of the traditions, myths and legends embodied in the Old Testament; traces of direct borrowing from Babylonia may be discerned, while the indirect influences in the domain of the prophetical books, as also in the Psalms and in the so-called "Wisdom Literature," are even more noteworthy. Even when we reach the New Testament period, we have not passed entirely beyond the sphere of Babylonian-Assyrian influences. In such a movement as early Christian gnosticism, Babylonian elements—modified, to be sure, and transformed—are largely present, while the growth of an apocalyptic literature is ascribed with apparent justice by many scholars to the recrudescence of views the ultimate source of which is to be found in the astral-theology of the Babylonian and Assyrian priests.
Bibliography.—Morris Jastrow, jun., Religion Babyloniens und Assyriens (Giessen, 1904), enlarged and re-written form of the author's smaller Religion of Babylonia and Assyria (Boston, 1898); A. H. Sayce, The Religion of the Ancient Babylonians (Hibbert Lectures, London, 1887), now superseded by the same author's Religions of Ancient Egypt and Babylonia (Gifford Lectures, Edinburgh, 1902); Friedrich Jeremias, Die Babylonier und Assyrer, in de la Saussaye's Lehrbuch der Religionsgeschichte (3rd ed., Tübingen, 1905), vol. i.; L. W. King, Babylonian Religion and Mythology (London, 1899); T. G. Pinches, Religion of Babylonia and Assyria (London, 1906). Of special texts and monographs bearing on the religion may be mentioned various volumes in the new series of cuneiform texts from Babylonian tablets, &c., in the British Museum (London, 1901- ), especially parts v., xii., xv., xvii., xviii., xx. and xxi. and vol. iv. of the earlier series of Selections from the Miscellaneous Inscriptions of Western Asia, ed. by H. C. Rawlinson (2nd ed., London, 1891); H. Zimmern, Beiträge zur Kenntniss der babylonischen Religion (Leipzig, 1901); J. A. Craig, Assyrian and Babylonian Religious Texts (Leipzig, 1895-1897); L. W. King, The Seven Tablets of Creation (London, 1902); R. C. Thompson, The Reports of the Magicians and Astrologers of Nineveh and Babylon (London, 1900); A. Boissier, Documents assyriens relatifs aux présages (Paris, 1894-1897); and his Choix de textes relatifs à la divination assyro-babylonienne (Geneva, 1905-1906); Ch. Fossey, La Magie assyrienne (Paris, 1902); G. A. Reisner, Sumerisch-babylonische Hymnen (Berlin, 1896); L. W. King, Babylonian Magic and Sorcery (London, 1896); R. C. Thompson, Devils and Evil Spirits of Babylonia (London, 1903-1904); K. L. Tallqvist, Die assyrische Beschwörungsserie Maqlū (Leipzig, 1895); J. A. Knudtzon, Assyrische Gebete an den Sonnengott (Leipzig, 1893); Virolleaud, L'Astrologie chaldéenne (Paris, 1906- ); Craig, Astrological-Astronomical Texts (Leipzig, 1892); Martin, Textes religieux assyriens et babyloniens (Paris, 1900 and 1903); Paul Haupt, Das babylonische Nimrodepos (Leipzig, 1891); Friedrich Delitzsch, Das babylonische Weltschöpfungsepos (Leipzig, 1896); P. Jensen, "Assyrisch-babylonische Mythen und Epen," in Schrader's Keilinschriftliche Bibliothek, vol. vi. part 1 (Berlin, 1900); also his Das Nationalepos der Babylonier, &c. (Strassburg, 1906); H. Zimmern in vol. ii. of 3rd ed. of Schrader's Keilinschriften und das Alte Testament (Berlin, 1903); Alfred Jeremias, Die babylonisch-assyrischen Vorstellungen von Leben nach dem Tode (Leipzig, 1887); and his Das Alte Testament im Lichte des Alten Orients (2nd ed., Leipzig, 1906-1907); and Babylonisches im Neuen Testament (Leipzig, 1905). On the religious literature of Babylonia and Assyria, see also chapters xv. to xxiv. in Jastrow's work (German and English edition), Carl Bezold's Ninive and Babylon (Bielefeld, 1905), chapters vi. to xii., and the same author's monumental catalogue of the cuneiform tablets in the Kuyunjik collection of the British Museum (5 vols., London, 1889-1899).
(M. Ja.)
BABYLONIAN CAPTIVITY, the name generally given to the deportation of the Jews to Babylon by Nebuchadrezzar. Three separate occasions are mentioned (Jer. lii. 28-30). The first was in the time of Jehoiachin in 597 B.C., when the temple of Jerusalem was partially despoiled and a number of the leading citizens removed. After eleven years (in the reign of Zedekiah) a fresh rising of the Judaeans occurred; the city was razed to the ground, and a further deportation ensued. Finally, five years later, Jeremiah (loc. cit.) records a third captivity. After the overthrow of Babylonia by the Persians, Cyrus gave the Jews permission to return to their native land (537 B.C.), and more then forty thousand are said to have availed themselves of the privilege. (See Jehoiakim; Jehoiachin; Zedekiah; Ezra-Nehemiah and Jews: History.)
BABYLONIAN LAW. The material for the study of Babylonian law is singularly extensive without being exhaustive. The so-called "contracts," including a great variety of deeds, conveyances, bonds, receipts, accounts and, most important of all, the actual legal decisions given by the judges in the law courts, exist in thousands. Historical inscriptions, royal charters and rescripts, despatches, private letters and the general literature afford welcome supplementary information. Even grammatical and lexicographical works, intended solely to facilitate the study of ancient literature, contain many extracts or short sentences bearing on law and custom. The so-called "Sumerian Family Laws" are thus preserved. The discovery of the now celebrated Code of Khammurabi (Hammurabi) (hereinafter simply termed "the Code") has, however, made a more systematic study possible than could have resulted from the classification and interpretation of the other material. Some fragments of a later code exist and have been published; but there still remain many points upon which we have no evidence.
This material dates from the earliest times down to the commencement of our era. The evidence upon a particular point may be very full at one period and almost entirely lacking at another. The Code forms the backbone of the skeleton sketch which is here reconstructed. The fragments of it which have been recovered from Assur-bani-pal's library at Nineveh and later Babylonian copies show that it was studied, divided into chapters entitled Ninu ilu ṣirum from its opening words, and recopied for fifteen hundred years or more. The greater part of it remained in force, even through the Persian, Greek and Parthian conquests, which affected private life in Babylonia very little, and it survived to influence Syro-Roman and later Mahommedan law in Mesopotamia. The law and custom which preceded the Code we shall call "early," that of the New Babylonian empire (as well as the Persian, Greek, &c.) "late." The law in Assyria was derived from Babylonia but conserved early features long after they had disappeared elsewhere.
When the Semitic tribes settled in the cities of Babylonia, their tribal custom passed over into city law. The early history of the country is the story of a struggle for supremacy between the cities. A metropolis demanded tribute and military support from its subject cities but left their local cults and customs unaffected. The city rights and usages were respected by kings and conquerors alike.
As late as the accession of Assur-bani-pal and Samas-sum-yukin we find the Babylonians appealing to their city laws that groups of aliens to the number of twenty at a time were free to enter the city, that foreign women once married to Babylonian husbands could not be enslaved and that not even a dog that entered the city could be put to death untried.
The population of Babylonia was of many races from early times and intercommunication between the cities was incessant. Every city had a large number of resident aliens. This freedom of intercourse must have tended to assimilate custom. It was, however, reserved for the genius of Khammurabi to make Babylon his metropolis and weld together his vast empire by a uniform system of law.
Almost all trace of tribal custom has already disappeared from the law of the Code. It is state-law; alike self-help, blood-feud, marriage by capture, are absent; though family solidarity, district responsibility, ordeal, the lex talionis, are primitive features that remain. The king is a benevolent autocrat, easily accessible to all his subjects, both able and willing to protect the weak against the highest-placed oppressor. The royal power, however, can only pardon when private resentment is appeased. The judges are strictly supervised and appeal is allowed. The whole land is covered with feudal holdings, masters of the levy, police, &c. There is a regular postal system. The pax Babylonica is so assured that private individuals do not hesitate to ride in their carriage from Babylon to the coast of the Mediterranean. The position of women is free and dignified.
The Code did not merely embody contemporary custom or conserve ancient law. It is true that centuries of law-abiding and litigious habitude had accumulated in the temple archives of each city vast stores of precedent in ancient deeds and the records of judicial decisions, and that intercourse had assimilated city custom. The universal habit of writing and perpetual recourse to written contract even more modified primitive custom and ancient precedent. Provided the parties could agree, the Code left them free to contract as a rule. Their deed of agreement was drawn up in the temple by a notary public, and confirmed by an oath "by god and the king." It was publicly sealed and witnessed by professional witnesses, as well as by collaterally interested parties. The manner in which it was thus executed may have been sufficient security that its stipulations were not impious or illegal. Custom or public opinion doubtless secured that the parties would not agree to wrong. In case of dispute the judges dealt first with the contract. They might not sustain it, but if the parties did not dispute it, they were free to observe it. The judges' decision might, however, be appealed against. Many contracts contain the proviso that in case of future dispute the parties would abide by "the decision of the king." The Code made known, in a vast number of cases, what that decision would be, and many cases of appeal to the king were sent back to the judges with orders to decide in accordance with it. The Code itself was carefully and logically arranged and the order of its sections was conditioned by their subject-matter. Nevertheless the order is not that of modern scientific treatises, and a somewhat different order from both is most convenient for our purpose.
The Code contemplates the whole population as falling into three classes, the amelu, the muskinu and the ardu. The amelu was a patrician, the man of family, whose birth, marriage and death were registered, of ancestral estates and full civil rights. He had aristocratic privileges and responsibilities, the right to exact retaliation for corporal injuries, and liability to heavier punishment for crimes and misdemeanours, higher fees and fines to pay. To this class belonged the king and court, the higher officials, the professions and craftsmen. The term became in time a mere courtesy title but originally carried with it standing. Already in the Code, when status is not concerned, it is used to denote "any one." There was no property qualification nor does the term appear to be racial. It is most difficult to characterize the muskinu exactly. The term came in time to mean "a beggar" and with that meaning has passed through Aramaic and Hebrew into many modern languages; but though the Code does not regard him as necessarily poor, he may have been landless. He was free, but had to accept monetary compensation for corporal injuries, paid smaller fees and fines, even paid less offerings to the gods. He inhabited a separate quarter of the city. There is no reason to regard him as specially connected with the court, as a royal pensioner, nor as forming the bulk of the population. The rarity of any reference to him in contemporary documents makes further specification conjectural. The ardu was a slave, his master's chattel, and formed a very numerous class. He could acquire property and even hold other slaves. His master clothed and fed him, paid his doctor's fees, but took all compensation paid for injury done to him. His master usually found him a slave-girl as wife (the children were then born slaves), often set him up in a house (with farm or business) and simply took an annual rent of him. Otherwise he might marry a freewoman (the children were then free), who might bring him a dower which his master could not touch, and at his death one-half of his property passed to his master as his heir. He could acquire his freedom by purchase from his master, or might be freed and dedicated to a temple, or even adopted, when he became an amelu and not a muskinu. Slaves were recruited by purchase abroad, from captives taken in war and by freemen degraded for debt or crime. A slave often ran away; if caught, the captor was bound to restore him to his master, and the Code fixes a reward of two shekels which the owner must pay the captor. It was about one-tenth of the average value. To detain, harbour, &c., a slave was punished by death. So was an attempt to get him to leave the city. A slave bore an identification mark, which could only be removed by a surgical operation and which later consisted of his owner's name tattoed or branded on the arm. On the great estates in Assyria and its subject provinces were many serfs, mostly of subject race, settled captives, or quondam slaves, tied to the soil they cultivated and sold with the estate but capable of possessing land and property of their own. There is little trace of serfs in Babylonia, unless the muskinu be really a serf.
The god of a city was originally owner of its land, which encircled it with an inner ring of irrigable arable land and an outer fringe of pasture, and the citizens were his tenants. The god and his viceregent, the king, had long ceased to disturb tenancy, and were content with fixed dues in naturalia, stock, money or service. One of the earliest monuments records the purchase by a king of a large estate for his son, paying a fair market price and adding a handsome honorarium to the many owners in costly garments, plate, and precious articles of furniture. The Code recognizes complete private ownership in land, but apparently extends the right to hold land to votaries, merchants (and resident aliens?). But all land was sold subject to its fixed charges. The king, however, could free land from these charges by charter, which was a frequent way of rewarding those who deserved well of the state. It is from these charters that we learn nearly all we know of the obligations that lay upon land. The state demanded men for the army and the corvée as well as dues in kind. A definite area was bound to find a bowman together with his linked pikeman (who bore the shield for both) and to furnish them with supplies for the campaign. This area was termed "a bow" as early as the 8th century B.C., but the usage was much earlier. Later, a horseman was due from certain areas. A man was only bound to serve so many (six?) times, but the land had to find a man annually. The service was usually discharged by slaves and serfs, but the amelu (and perhaps the muskinu) went to war. The "bows" were grouped in tens and hundreds. The corvée was less regular. The letters of Khammurabi often deal with claims to exemption. Religious officials and shepherds in charge of flocks were exempt. Special liabilities lay upon riparian owners to repair canals, bridges, quays, &c. The state claimed certain proportions of all crops, stock, &c. The king's messengers could commandeer any subject's property, giving a receipt. Further, every city had its own octroi duties, customs, ferry dues, highway and water rates. The king had long ceased to be, if he ever was, owner of the land. He had his own royal estates, his private property and dues from all his subjects. The higher officials had endowments and official residences. The Code regulates the feudal position of certain classes. They held an estate from the king consisting of house, garden, field, stock and a salary, on condition of personal service on the king's errand. They could not delegate the service on pain of death. When ordered abroad they could nominate a son, if capable, to hold the benefice and carry on the duty. If there was no son capable, the state put in a locum tenens, but granted one-third to the wife to maintain herself and children. The benefice was inalienable, could not be sold, pledged, exchanged, sublet, devised or diminished. Other land was held of the state for rent. Ancestral estate was strictly tied to the family. If a holder would sell, the family had the right of redemption and there seems to have been no time-limit to its exercise.
The temple occupied a most important position. It received from its estates, from tithes and other fixed dues, as well as from the sacrifices (a customary share) and other offerings of the faithful, vast amounts of all sorts of naturalia; besides money and permanent gifts. The larger temples had many officials and servants. Originally, perhaps, each town clustered round one temple, and each head of a family had a right to minister there and share its receipts. As the city grew, the right to so many days a year at one or other shrine (or its "gate") descended in certain families and became a species of property which could be pledged, rented or shared within the family, but not alienated. In spite of all these demands, however, the temples became great granaries and store-houses; as they also were the city archives. The temple had its responsibilities. If a citizen was captured by the enemy and could not ransom himself the temple of his city must do so. To the temple came the poor farmer to borrow seed corn or supplies for harvesters, &c.—advances which he repaid without interest. The king's power over the temple was not proprietary but administrative. He might borrow from it but repaid like other borrowers. The tithe seems to have been the composition for the rent due to the god for his land. It is not clear that all lands paid tithe, perhaps only such as once had a special connexion with the temple.
The Code deals with a class of persons devoted to the service of a god, as vestals or hierodules. The vestals were vowed to chastity, lived together in a great nunnery, were forbidden to open or enter a tavern, and together with other votaries had many privileges.
The Code recognizes many ways of disposing of property—sale, lease, barter, gift, dedication, deposit, loan, pledge, all of which were matters of contract. Sale was the delivery of the purchase (in the case of real estate symbolized by a staff, a key, or deed of conveyance) in return for the purchase money, receipts being given for both. Credit, if given, was treated as a debt, and secured as a loan by the seller to be repaid by the buyer, for which he gave a bond. The Code admits no claim unsubstantiated by documents or the oath of witnesses. A buyer had to convince himself of the seller's title. If he bought (or received on deposit) from a minor or a slave without power of attorney, he would be executed as a thief. If the goods were stolen and the rightful owner reclaimed them, he had to prove his purchase by producing the seller and the deed of sale or witnesses to it. Otherwise he would be adjudged a thief and die. If he proved his purchase, he had to give up the property but had his remedy against the seller or, if he had died, could reclaim five-fold from his estate. A man who bought a slave abroad, might find that he had been stolen or captured from Babylonia, and he had to restore him to his former owner without profit. If he bought property belonging to a feudal holding, or to a ward in chancery, he had to return it and forfeit what he gave for it as well. He could repudiate the purchase of a slave attacked by the bennu sickness within the month (later, a hundred days), and had a female slave three days on approval. A defect of title or undisclosed liability would invalidate the sale at any time.
Landowners frequently cultivated their land themselves but might employ a husbandman or let it. The husbandman was bound to carry out the proper cultivation, raise an average crop and leave the field in good tilth. In case the crop failed the Code fixed a statutory return. Land might be let at a fixed rent when the Code enacted that accidental loss fell on the tenant. If let on share-profit, the landlord and tenant shared the loss proportionately to their stipulated share of profit. If the tenant paid his rent and left the land in good tilth, the landlord could not interfere nor forbid subletting. Waste land was let to reclaim, the tenant being rent free for three years and paying a stipulated rent in the fourth year. If the tenant neglected to reclaim the land the Code enacted that he must hand it over in good faith and fixed a statutory rent. Gardens or plantations were let in the same ways and under the same conditions; but for date-groves four years' free tenure was allowed. The metayer system was in vogue, especially on temple lands. The landlord found land, labour, oxen for ploughing and working the watering-machines, carting, threshing or other implements, seed corn, rations for the workmen and fodder for the cattle. The tenant, or steward, usually had other land of his own. If he stole the seed, rations or fodder, the Code enacted that his fingers should be cut off. If he appropriated or sold the implements, impoverished or sublet the cattle, he was heavily fined and in default of payment might be condemned to be torn to pieces by the cattle on the field. Rent was as contracted.
Irrigation was indispensable. If the irrigator neglected to repair his dyke, or left his runnel open and caused a flood, he had to make good the damage done to his neighbours' crops, or be sold with his family to pay the cost. The theft of a watering-machine, water-bucket or other agricultural implement was heavily fined.
Houses were let usually for the year, but also for longer terms, rent being paid in advance, half-yearly. The contract generally specified that the house was in good repair, and the tenant was bound to keep it so. The woodwork, including doors and door frames, was removable, and the tenant might bring and take away his own. The Code enacted that if the landlord would re-enter before the term was up, he must remit a fair proportion of the rent. Land was leased for houses or other buildings to be built upon it, the tenant being rent-free for eight or ten years; after which the building came into the landlord's possession.
Despite the multitude of slaves, hired labour was often needed, especially at harvest. This was matter of contract, and the hirer, who usually paid in advance, might demand a guarantee to fulfil the engagement. Cattle were hired for ploughing, working the watering-machines, carting, threshing, etc. The Code fixed a statutory wage for sowers, ox-drivers, field-labourers, and hire for oxen, asses, &c.
There were many herds and flocks. The flocks were committed to a shepherd who gave receipt for them and took them out to pasture. The Code fixed him a wage. He was responsible for all care, must restore ox for ox, sheep for sheep, must breed them satisfactorily. Any dishonest use of the flock had to be repaid ten-fold, but loss by disease or wild beasts fell on the owner. The shepherd made good all loss due to his neglect. If he let the flock feed on a field of corn he had to pay damages four-fold; if he turned them into standing corn when they ought to have been folded he paid twelve-fold.
In commercial matters, payment in kind was still common, though the contracts usually stipulate for cash, naming the standard expected, that of Babylon, Larsa, Assyria, Carchemish, &c. The Code enacted, however, that a debtor must be allowed to pay in produce according to statutory scale. If a debtor had neither money nor crop, the creditor must not refuse goods.
Debt was secured on the person of the debtor. Distraint on a debtor's corn was forbidden by the Code; not only must the creditor give it back, but his illegal action forfeited his claim altogether. An unwarranted seizure for debt was fined, as was the distraint of a working ox. The debtor being seized for debt could nominate as mancipium or hostage to work off the debt, his wife, a child, or slave. The creditor could only hold a wife or child three years as mancipium. If the mancipium died a natural death while in the creditor's possession no claim could lie against the latter; but if he was the cause of death by cruelty, he had to give son for son, or pay for a slave. He could sell a slave-hostage, unless she were a slave-girl who had borne her master children. She had to be redeemed by her owner.
The debtor could also pledge his property, and in contracts often pledged a field, house or crop. The Code enacted, however, that the debtor should always take the crop himself and pay the creditor from it. If the crop failed, payment was deferred and no interest could be charged for that year. If the debtor did not cultivate the field himself he had to pay for the cultivation, but if the cultivation was already finished he must harvest it himself and pay his debt from the crop. If the cultivator did not get a crop this would not cancel his contract. Pledges were often made where the intrinsic value of the article was equivalent to the amount of the debt; but antichretic pledge was more common, where the profit of the pledge was a set-off against the interest of the debt. The whole property of the debtor might be pledged as security for the payment of the debt, without any of it coming into the enjoyment of the creditor. Personal guarantees were often given that the debtor would repay or the guarantor become liable himself.
Trade was very extensive. A common way of doing business was for a merchant to entrust goods or money to a travelling agent, who sought a market for his goods. The caravans travelled far beyond the limits of the empire. The Code insisted that the agent should inventory and give a receipt for all that he received. No claim could be made for anything not so entered. Even if the agent made no profit he was bound to return double what he had received, if he made poor profit he had to make up the deficiency; but he was not responsible for loss by robbery or extortion on his travels. On his return, the principal must give a receipt for what was handed over to him. Any false entry or claim on the agent's part was penalised three-fold, on the principal's part six-fold. In normal cases profits were divided according to contract, usually equally.
A considerable amount of forwarding was done by the caravans. The carrier gave a receipt for the consignment, took all responsibility and exacted a receipt on delivery. If he defaulted he paid five-fold. He was usually paid in advance. Deposit, especially warehousing of grain, was charged for at one-sixtieth. The warehouseman took all risks, paid double for all shortage, but no claim could be made unless he had given a properly witnessed receipt. Water traffic on the Euphrates and canals was early very considerable. Ships, whose tonnage was estimated at the amount of grain they could carry, were continually hired for the transport of all kinds of goods. The Code fixes the price for building and insists on the builder's giving a year's guarantee of seaworthiness. It fixes the hire of ship and of crew. The captain was responsible for the freight and the ship; he had to replace all loss. Even if he refloated the ship he had to pay a fine of half its value for sinking it. In the case of collision the boat under way was responsible for damages to the boat at anchor. The Code also regulated the liquor traffic, fixing a fair price for beer and forbidding the connivance of the tavern-keeper (a female!) at disorderly conduct or treasonable assembly, under pain of death. She was to hale the offenders to the palace, which implied an efficient and accessible police system.
Payment through a banker or by written draft against deposit was frequent. Bonds to pay were treated as negotiable. Interest was rarely charged on advances by the temple or wealthy landowners for pressing needs, but this may have been part of the metayer system. The borrowers may have been tenants. Interest was charged at very high rates for overdue loans of this kind. Merchants (and even temples in some cases) made ordinary business loans, charging from 20 to 30%.
Marriage retained the form of purchase, but was essentially a contract to be man and wife together. The marriage of young people was usually arranged between the relatives, the bridegroom's father providing the bride-price, which with other presents the suitor ceremonially presented to the bride's father. This bride-price was usually handed over by her father to the bride on her marriage, and so came back into the bridegroom's possession, along with her dowry, which was her portion as a daughter. The bride-price varied much, according to the position of the parties, but was in excess of that paid for a slave. The Code enacted that if the father does not, after accepting a man's presents, give him his daughter, he must return the presents doubled. Even if his decision was brought about by libel on the part of the suitor's friend this was done, and the Code enacted that the faithless friend should not marry the girl. If a suitor changed his mind, he forfeited the presents. The dowry might include real estate, but generally consisted of personal effects and household furniture. It remained the wife's for life, descending to her children, if any; otherwise returning to her family, when the husband could deduct the bride-price if it had not been given to her, or return it, if it had. The marriage ceremony included joining of hands and the utterance of some formula of acceptance on the part of the bridegroom, as "I am the son of nobles, silver and gold shall fill thy lap, thou shall be my wife, I will be thy husband. Like the fruit of a garden I will give thee offspring." It must be performed by a freeman.
The marriage contract, without which the Code ruled that the woman was no wife, usually stated the consequences to which each party was liable for repudiating the other. These by no means necessarily agree with the Code. Many conditions might be inserted: as that the wife should act as maidservant to her mother-in-law, or to a first wife. The married couple formed a unit as to external responsibility, especially for debt. The man was responsible for debts contracted by his wife, even before her marriage, as well as for his own; but he could use her as a mancipium. Hence the Code allowed a proviso to be inserted in the marriage contract, that the wife should not be seized for her husband's pre-nuptial debts; but enacted that then he was not responsible for her pre-nuptial debts, and, in any case, that both together were responsible for all debts contracted after marriage. A man might make his wife a settlement by deed of gift, which gave her a life interest in part of his property, and he might reserve to her the right to bequeath it to a favourite child, but she could in no case leave it to her family. Although married she always remained a member of her father's house—she is rarely named wife of A, usually daughter of B, or mother of C.
Divorce was optional with the man, but he had to restore the dowry and, if the wife had borne him children, she had the custody of them. He had then to assign her the income of field, or garden, as well as goods, to maintain herself and children until they grew up. She then shared equally with them in the allowance (and apparently in his estate at his death) and was free to marry again. If she had no children, he returned her the dowry and paid her a sum equivalent to the bride-price, or a mina of silver, if there had been none. The latter is the forfeit usually named in the contract for his repudiation of her.
If she had been a bad wife, the Code allowed him to send her away, while he kept the children and her dowry; or he could degrade her to the position of a slave in his own house, where she would have food and clothing. She might bring an action against him for cruelty and neglect and, if she proved her case, obtain a judicial separation, taking with her her dowry. No other punishment fell on the man. If she did not prove her case, but was proved to be a bad wife, she was drowned. If she were left without maintenance during her husband's involuntary absence, she could cohabit with another man, but must return to her husband if he came back, the children of the second union remaining with their own father. If she had maintenance, a breach of the marriage tie was adultery. Wilful desertion by, or exile of, the husband dissolved the marriage, and if he came back he had no claim on her property; possibly not on his own.
As a widow, the wife took her husband's place in the family, living on in his house and bringing up the children. She could only remarry with judicial consent, when the judge was bound to inventory the deceased's estate and hand it over to her and her new husband in trust for the children. They could not alienate a single utensil. If she did not remarry, she lived on in her husband's house and took a child's share on the division of his estate, when the children had grown up. She still retained her dowry and any settlement deeded to her by her husband. This property came to her children. If she had remarried, all her children shared equally in her dowry, but the first husband's gift fell to his children or to her selection among them, if so empowered.
Monogamy was the rule, and a childless wife might give her husband a maid (who was no wife) to bear him children, who were reckoned hers. She remained mistress of her maid and might degrade her to slavery again for insolence, but could not sell her if she had borne her husband children. If the wife did this, the Code did not allow the husband to take a concubine. If she would not, he could do so. The concubine was a wife, though not of the same rank; the first wife had no power over her. A concubine was a free woman, was often dowered for marriage and her children were legitimate. She could only be divorced on the same conditions as a wife. If a wife became a chronic invalid, the husband was bound to maintain her in the home they had made together, unless she preferred to take her dowry and go back to her father's house; but he was free to remarry. In all these cases the children were legitimate and legal heirs.
There was, of course, no hindrance to a man having children by a slave girl. These children were free, in any case, and their mother could not be sold, though she might be pledged, and she was free on her master's death. These children could be legitimized by their father's acknowledgment before witnesses, and were often adopted. They then ranked equally in sharing their father's estate, but if not adopted, the wife's children divided and took first choice.
Vestal virgins were not supposed to have children, yet they could and often did marry. The Code contemplated that such a wife would give a husband a maid as above. Free women might marry slaves and be dowered for the marriage. The children were free, and at the slave's death the wife took her dowry and half what she and her husband had acquired in wedlock for self and children; the master taking the other half as his slave's heir.
A father had control over his children till their marriage. He had a right to their labour in return for their keep. He might hire them out and receive their wages, pledge them for debt, even sell them outright. Mothers had the same rights in the absence of the father; even elder brothers when both parents were dead. A father had no claim on his married children for support, but they retained a right to inherit on his death.
The daughter was not only in her father's power to be given in marriage, but he might dedicate her to the service of some god as a vestal or a hierodule; or give her as a concubine. She had no choice in these matters, which were often decided in her childhood. A grown-up daughter might wish to become a votary, perhaps in preference to an uncongenial marriage, and it seems that her father could not refuse her wish. In all these cases the father might dower her. If he did not, on his death the brothers were bound to do so, giving her a full child's share if a wife, a concubine or a vestal, but one-third of a child's share if she were a hierodule or a Marduk priestess. The latter had the privilege of exemption from state dues and absolute disposal of her property. All other daughters had only a life interest in their dowry, which reverted to their family, if childless, or went to their children if they had any. A father might, however, execute a deed granting a daughter power to leave her property to a favourite brother or sister. A daughter's estate was usually managed for her by her brothers, but if they did not satisfy her, she could appoint a steward. If she married, her husband managed it.
The son also appears to have received his share on marriage, but did not always then leave his father's house; he might bring his wife there. This was usual in child marriages.
Adoption was very common, especially where the father (or mother) was childless or had seen all his children grow up and marry away. The child was then adopted to care for the parents' old age. This was done by contract, which usually specified what the parent had to leave and what maintenance was expected. The real children, if any, were usually consenting parties to an arrangement which cut off their expectations. They even, in some cases, found the estate for the adopted child who was to relieve them of a care. If the adopted child failed to carry out the filial duty the contract was annulled in the law courts. Slaves were often adopted and if they proved unfilial were reduced to slavery again.
A craftsman often adopted a son to learn the craft. He profited by the son's labour. If he failed to teach his son the craft, that son could prosecute him and get the contract annulled. This was a form of apprenticeship, and it is not clear that the apprentice had any filial relation.
A man who adopted a son, and afterwards married and had a family of his own, could dissolve the contract but must give the adopted child one-third of a child's share in goods, but no real estate. That could only descend in the family to which he had ceased to belong. Vestals frequently adopted daughters, usually other vestals, to care for their old age.
Adoption had to be with consent of the real parents, who usually executed a deed making over the child, who thus ceased to have any claim upon them. But vestals, hierodules, certain palace officials and slaves had no rights over their children and could raise no obstacle. Foundlings and illegitimate children had no parents to object. If the adopted child discovered his true parents and wanted to return to them, his eye or tongue was torn out. An adopted child was a full heir, the contract might even assign him the position of eldest son. Usually he was residuary legatee.
All legitimate children shared equally in the father's estate at his death, reservation being made of a bride-price for an unmarried son, dower for a daughter or property deeded to favourite children by the father. There was no birthright attaching to the position of eldest son, but he usually acted as executor and after considering what each had already received equalized the shares. He even made grants in excess to the others from his own share. When there were two mothers, the two families shared equally in the father's estate until later times when the first family took two-thirds. Daughters, in the absence of sons, had sons' rights. Children also shared their own mother's property, but had no share in that of a stepmother.
A father could disinherit a son in early times without restriction, but the Code insisted upon judicial consent and that only for repeated unfilial conduct. In early times the son who denied his father had his front hair shorn, a slave-mark put on him, and could be sold as a slave; while if he denied his mother he had his front hair shorn, was driven round the city as an example and expelled his home, but not degraded to slavery.
Adultery was punished with the death of both parties by drowning, but if the husband was willing to pardon his wife, the king might intervene to pardon the paramour. For incest with his own mother, both were burned to death; with a stepmother, the man was disinherited; with a daughter, the man was exiled; with a daughter-in-law, he was drowned; with a son's betrothed, he was fined. A wife who for her lover's sake procured her husband's death was gibbeted. A betrothed girl, seduced by her prospective father-in-law, took her dowry and returned to her family, and was free to marry as she chose.
In the criminal law the ruling principle was the lex talionis. Eye for eye, tooth for tooth, limb for limb was the penalty for assault upon an amelu. A sort of symbolic retaliation was the punishment of the offending member, seen in the cutting off the hand that struck a father or stole a trust; in cutting off the breast of a wet-nurse who substituted a changeling for the child entrusted to her; in the loss of the tongue that denied father or mother (in the Elamite contracts the same penalty was inflicted for perjury); in the loss of the eye that pried into forbidden secrets. The loss of the surgeon's hand that caused loss of life or limb; or the brander's hand that obliterated a slave's identification mark, are very similar. The slave, who struck a freeman or denied his master, lost an ear, the organ of hearing and symbol of obedience. To bring another into danger of death by false accusation was punished by death. To cause loss of liberty or property by false witness was punished by the penalty the perjurer sought to bring upon another.
The death penalty was freely awarded for theft and other crimes regarded as coming under that head; for theft involving entrance of palace or temple treasury, for illegal purchase from minor or slave, for selling stolen goods or receiving the same, for common theft in the open (in default of multiple restoration) or receiving the same, for false claim to goods, for kidnapping, for assisting or harbouring fugitive slaves, for detaining or appropriating same, for brigandage, for fraudulent sale of drink, for disorderly conduct of tavern, for delegation of personal service, for misappropriating the levy, for oppression of feudal holders, for causing death of a householder by bad building. The manner of death is not specified in these cases. This death penalty was also fixed for such conduct as placed another in danger of death. A specified form of death penalty occurs in the following cases: gibbeting (on the spot where crime was committed) for burglary, later also for encroaching on the king's highway, for getting a slave-brand obliterated, for procuring husband's death; burning for incest with own mother, for vestal entering or opening tavern, for theft at fire (on the spot); drowning for adultery, rape of betrothed maiden, bigamy, bad conduct as wife, seduction of daughter-in-law.
A curious extension of the talio is the death of creditor's son for his father's having caused the death of debtor's son as mancipium; of builder's son for his father's causing the death of house-owner's son by building the house badly; the death of a man's daughter because her father caused the death of another man's daughter.
The contracts naturally do not concern such criminal cases as the above, as a rule, but marriage contracts do specify death by strangling, drowning, precipitation from a tower or pinnacle of the temple or by the iron sword for a wife's repudiation of her husband. We are quite without evidence as to the executive in all these cases.
Exile was inflicted for incest with a daughter; disinheritance for incest with a stepmother or for repeated unfilial conduct. Sixty strokes of an ox-hide scourge were awarded for a brutal assault on a superior, both being amelu. Branding (perhaps the equivalent of degradation to slavery) was the penalty for slander of a married woman or vestal. Deprivation of office in perpetuity fell upon the corrupt judge. Enslavement befell the extravagant wife and unfilial children. Imprisonment was common, but is not recognized by the Code.
The commonest of all penalties was a fine. This is awarded by the Code for corporal injuries to a muskinu or slave (paid to his master); for damages done to property, for breach of contract. The restoration of goods appropriated, illegally bought, or damaged by neglect, was usually accompanied by a fine, giving it the form of multiple restoration. This might be double, treble, fourfold, fivefold, sixfold, tenfold, twelvefold, even thirtyfold, according to the enormity of the offence.
The Code recognized the importance of intention. A man who killed another in a quarrel must swear he did not do so intentionally, and was then only fined according to the rank of the deceased. The Code does not say what would be the penalty of murder, but death is so often awarded where death is caused that we can hardly doubt that the murderer was put to death. If the assault only led to injury and was unintentional, the assailant in a quarrel had to pay the doctor's fees. A brander, induced to remove a slave's identification mark, could swear to his ignorance and was free. The owner of an ox which gored a man on the street was only responsible for damages if the ox was known by him to be vicious, even if it caused death. If the mancipium died a natural death under the creditor's hand, the creditor was scot free. In ordinary cases responsibility was not demanded for accident or for more than proper care. Poverty excused bigamy on the part of a deserted wife.
On the other hand carelessness and neglect were severely punished, as in the case of the unskilful physician, if it led to loss of life or limb his hands were cut off, a slave had to be replaced, the loss of his eye paid for to half his value; a veterinary surgeon who caused the death of an ox or ass paid quarter value; a builder, whose careless workmanship caused death, lost his life or paid for it by the death of his child, replaced slave or goods, and in any case had to rebuild the house or make good any damages due to defective building and repair the defect as well. The boat-builder had to make good any defect of construction or damage due to it for a year's warranty.
Throughout the Code respect is paid to status.
Suspicion was not enough. The criminal must be taken in the act, e.g. the adulterer, ravisher, &c. A man could not be convicted of theft unless the goods were found in his possession.
In the case of a lawsuit the plaintiff preferred his own plea. There is no trace of professional advocates, but the plea had to be in writing and the notary doubtless assisted in the drafting of it. The judge saw the plea, called the other parties before him and sent for the witnesses. If these were not at hand he might adjourn the case for their production, specifying a time up to six months. Guarantees might be entered into to produce the witnesses on a fixed day. The more important cases, especially those involving life and death, were tried by a bench of judges. With the judges were associated a body of elders, who shared in the decision, but whose exact function is not yet clear. Agreements, declarations and non-contentious cases are usually witnessed by one judge and twelve elders.
Parties and witnesses were put on oath. The penalty for false witness was usually that which would have been awarded the convicted criminal. In matters beyond the knowledge of men, as the guilt or innocence of an alleged wizard or a suspected wife, the ordeal by water was used. The accused jumped into the sacred river, and the innocent swam while the guilty drowned. The accused could clear himself by oath where his own knowledge was alone available. The plaintiff could swear to his loss by brigands, as to goods claimed, the price paid for a slave purchased abroad or the sum due to him. But great stress was laid on the production of written evidence. It was a serious thing to lose a document. The judges might be satisfied of its existence and terms by the evidence of the witnesses to it, and then issue an order that whenever found it should be given up. Contracts annulled were ordered to be broken. The court might go a journey to view the property and even take with them the sacred symbols on which oath was made.
The decision given was embodied in writing, sealed and witnessed by the judges, the elders, witnesses and a scribe. Women might act in all these capacities. The parties swore an oath, embodied in the document, to observe its stipulations. Each took a copy and one was held by the scribe to be stored in the archives.
Appeal to the king was allowed and is well attested. The judges at Babylon seem to have formed a superior court to those of provincial towns, but a defendant might elect to answer the charge before the local court and refuse to plead at Babylon.
Finally, it may be noted that many immoral acts, such as the use of false weights, lying, &c., which could not be brought into court, are severely denounced in the Omen Tablets as likely to bring the offender into "the hand of God" as opposed to "the hand of the king."
Bibliography.—Contracts in general: Oppert and Menant, Documents juridiques de l'Assyrie et de la Chaldée (Paris, 1877); J. Kohler and F. E. Peiser, Aus dem babylonischen Rechtsleben (Leipzig, 1890 ff.); F. E. Peiser, Babylonische Vertrage (Berlin, 1890), Keilinschriftliche Actenstücke (Berlin, 1889); Br. Meissner, Beiträge zur altbabylonischen Privatrecht (Leipzig, 1893); F. E. Peiser, "Texte juristischen und geschäftlichen Inhalts," vol. iv. of Schrader's Keilinschriftliche Bibliothek (Berlin, 1896); C. H. W. Johns, Assyrian Deeds and Documents relating to the Transfer of Property (3 vols., Cambridge, 1898); H. Radau, Early Babylonian History (New York, 1900); C. H. W. Johns, Babylonian and Assyrian Laws, Contracts and Letters (Edinburgh, 1904). For editions of texts and the innumerable articles in scientific journals see the bibliographies and references in the above works. "The Code of Hammurabi," Editio princeps, by V. Scheil in tome iv. of the Textes Elamites-Semitiques of the Mémoires de la délégation en Perse (Paris, 1902); H. Winckler, "Die Gesetze Hammurabis Königs von Babylon um 2250 v. Chr." Der alte Orient, iv. Jahrgang, Heft 4; D. H. Müller, Die Gesetze Hammurabis (Vienna, 1903); J. Kohler and F. E. Peiser, Hammurabis Gesetz (Leipzig, 1904); R. F. Harper, The Code of Hammurabi, King of Babylon about 2250 B.C. (Chicago, 1904); S. A. Cook, The Laws of Moses and the Code of Hammurabi (London, 1903).
(C. H. W. J.)
For the transliteration of Babylonian and Assyrian names generally, see Babylonia and Assyria, section ix., Proper Names.
BACAU, the capital of the department of Bacau, Rumania; situated among the foothills of the Carpathian Mountains, and on the river Bistritza, which enters the river Sereth 5 m. S. Pop. (1900) 16,187, including 7850 Jews. Although of modern growth, Bacau is one of the chief commercial centres in Moldavia, possessing many large timber yards. It is on the main railway from Czernovitz, in Bukovina, to Galatz; and on two branch lines, one of which enters Transylvania through the Ghimesh Pass, while both give access to the salt mines, petroleum wells and forests of the Carpathians.
BACCARAT, a gambling card-game (origin of name unknown), supposed to have been introduced into France from Italy during the reign of Charles VIII. There are two accepted varieties of the game—baccarat chemin de fer (railway) and baccarat banque (or à deux tableaux). In baccarat chemin de fer six full packs of cards are used. These are shuffled by a croupier and then by any of the players who wish to do so. From three to eleven persons may play. Counters are generally used and are sold by the banker who afterwards redeems them. The croupier takes a number of cards from the top of the pack and passes them to the player on his right (sometimes left) who becomes banker, a position which he holds until he loses, when the deal passes to the player next in order. The other players are called punters. The banker places before him the sum he wishes to stake and the punters do likewise, unless a punter desires to go bank, signifying his intention by saying, Banco! In this case he plays against the entire stake of the banker. After the stakes have been made the dealer deals a card to his right for the punters, then one to himself, then a third to his left for the punters and, finally, another to himself, all face downwards. Court cards and tens count nothing; all others the number of their pips. Each punter looks at his cards, and any one having 8 or 9 turns his card up and announces it, the hand then being at an end. The player having the highest stake plays for both punters, and if the card turned is better than that of the banker, the latter pays each punter the amount of his stake. If not, the banker wins all stakes and the game proceeds as before. If no announcement is made, meaning that neither player holds 8 or 9, the banker deals another card to the player on his right, who, if his first card is 6 or 7, will refuse it, fearing to overrun. The second card is turned face upwards on the table. If his card is 5 he may, or may not, accept the second card, according to his judgment. In case of his refusal the card is offered to the second punter. If the first card is baccarat (i.e. amounts to 0) or 1, 2, 3 or 4, a punter always accepts the second card. The banker then decides whether he will draw another card himself or expose his original ones, and when he has made his play pays or receives according as he wins or loses. Ties neither win nor lose but go over to the next deal. A player who has lost on going bank may go bank again, but no player may go bank more than twice in succession. In the variation baccarat banque (or à deux tableaux), three packs of cards are used and the banker is permanent; the player who offers to risk the largest amount occupying the position. A line is drawn across the table and any one wishing to do so may place his stake à cheval, i.e. on the line. Stakes so placed neither win nor lose if one side wins and the other loses, but win if both sides win and are lost if both sides lose. The laws of baccarat are complicated and no one code is accepted as authoritative, the different clubs making their own rules.
See Badoureau, Étude mathématique sur le jeu de baccarat (Paris, 1881); L. Billard, Bréviaire du baccara expérimental (Paris, 1883).
BACCHANALIA, the Lat. name for the wild and mystic festivals of Bacchus (Dionysus). They were introduced into Rome from lower Italy by way of Etruria, and held in secret, attended by women only, on three days in the year in the grove of Simila (Stimula, Semele; Ovid, Fasti, vi. 503), near the Aventine hill. Subsequently, admission to the rites were extended to men and celebrations took place five times a month. The evil reputation of these festivals, at which the grossest debaucheries took place, and all kinds of crimes and political conspiracies were supposed to be planned, led in 186 B.C. to a decree of the senate—the so-called Senatus consultum de Bacchanalibus, inscribed on a bronze tablet discovered in Calabria (1640), now at Vienna—by which the Bacchanalia were prohibited throughout the whole of Italy, except in certain special cases, in which the senate reserved the right of allowing them, subject to certain restrictions. But, in spite of the severe punishment inflicted upon those who were found to be implicated in the criminal practices disclosed by state investigation, the Bacchanalia were not stamped out, at any rate in the south of Italy, for a very long time (Livy xxxix. 8-19, 41; xl. 19).
BACCHYLIDES, Greek lyric poet, was born at Iulis, in the island of Ceos. His father's name was probably Meidon; his mother was a sister of Simonides, himself a native of Iulis. Eusebius says that Bacchylides "flourished" (ἤκμαζεν) in Ol. 78. 2 (467 B.C.). As the term ἤκμαζεν refers to the physical prime, and was commonly placed at about the fortieth year, we may suppose that Bacchylides was born circa 507 B.C. Among his Odes the earliest that can be approximately dated is xii., which may belong to 481 or 479 B.C.; the latest is vi., of which the date is fixed by the recently found fragment of the Olympic register to Ol. 82. 1 (452 B.C.). He would thus have been some forty-nine years younger than his uncle Simonides, and some fifteen years younger than Pindar. Elsewhere Eusebius states that Bacchylides "was of repute" (ἐγνωρίζετο) in Ol. 87. 2 (431 B.C.); and Georgius Syncellus, using the same word, gives Ol. 88 (428-425 B.C.). The phrase would mean that he was then in the fulness of years and of fame. There is nothing improbable in the supposition that he survived the beginning of the Peloponnesian war.
Bacchylides, like Simonides and Pindar, visited the court of Hiero I. of Syracuse (478-467). In his fifth Ode (476 B.C.), the word ξένος (v. 11) has been taken to mean that he had already been the guest of the prince; and, as Simonides went to Sicily in or about 477 B.C., that is not unlikely. Ode iii. (468 B.C.) was possibly written at Syracuse, as verses 15 and 16 suggest. He there pays a high compliment to Hiero's taste in poetry (ver. 3 ff.). A scholium on Pyth. ii. 90 (166) avers that Hiero preferred the Odes of Bacchylides to those of Pindar. The Alexandrian scholars interpreted a number of passages in Pindar as hostile allusions to Bacchylides or Simonides. If the scholiasts are right, it would appear that Pindar regarded the younger of the two Cean poets as a jealous rival, who disparaged him to their common patron (schol. Pyth. ii. 52 f.), and as one whose poetical skill was due to study rather than to genius (Ol. ii. 91-110). In Olymp. ii. 96 the dual γαρύετον, if it does not refer to the uncle and nephew, remains mysterious; nor does it admit of probable emendation. One would gladly reject this tradition, to which the scholia so frequently refer; yet it would be rash to assume that it rested merely on surmise. The Alexandrians may have possessed evidence on the subject which is now lost. It is tolerably certain that the three poets were visitors at Hiero's court at about the same time: Pindar and Bacchylides wrote odes of the same kind in his honour; and there was a tradition that he preferred the younger poet. There is thus no intrinsic improbability in the hypothesis that Pindar's haughty spirit had suffered, or imagined, some mortification. It is noteworthy that, whereas in 476 and 470 both he and Bacchylides celebrated Hiero's victories, in 468 (the most important occasion of all) Bacchylides alone was commissioned to do so; although in that year Pindar composed an ode (Olymp. vi.) for another Syracusan victor at the same festival. Nor is it difficult to conceive that a despot such as Hiero, whose constitutional position was ill-defined, and who was perhaps all the more exigent of deference on that account, may have found the genial Ionian a more agreeable courtier than Pindar, an aristocrat of the Boeoto-Aeolic type, not unmindful of "his fathers the Aegidae," and rather prone to link the praises of his patron with a lofty intimation of his own claims (see, e.g., Olymp. i. ad fin.). But, whatever may have been the true bearing of Pindar's occasional innuendoes, it is at any rate pleasant to find that in the extant work of Bacchylides there is not the faintest semblance of hostile allusion to any rival. Nay, one might almost imagine a compliment to Pindar, when, in mentioning Hesiod, he calls him Βοιωτὸς ἀνήρ.
Plutarch (de Exilio, p. 605 c) names Bacchylides in a list of writers, who after they had been banished from their native cities, were active and successful in literature. It was Peloponnesus that afforded a new home to the exiled poet. The passage gives no clue to date or circumstance; but it implies that Peloponnesus was the region where the poet's genius ripened and where he did the work which established his fame. This points to a residence of considerable length; and it may be noted that some of the poems illustrate their author's intimate knowledge of Peloponnesus. Thus in Ode viii., for Automedes of Phlius, he draws on the legends connected with the Phliasian river Asopus. In Ode x., starting from the Argive legend of Proetus and Acrisius, he tells how the Arcadian cult of Artemis Ἡμέρα was founded. In one of his dithyrambs (xix.) he treated the legend of Idas (a Messenian hero) and Marpessa in the form of a hymenaeus sung by maidens of Sparta.
The Alexandrian scholars, who drew up select lists of the best writers in each kind, included Bacchylides in their "canon" of the nine lyric poets, along with Alcman, Sappho, Alcaeus, Stesichorus, Ibycus, Anacreon, Simonides and Pindar. The Alexandrian grammarian Didymus (circ. 30 B.C.) wrote a commentary on the epinikian odes of Bacchylides. Horace, a poet in some respects of kindred genius, was a student of his works, and imitated him (according to Porphyrion) in Odes, i. 15, where Nereus predicts the destruction of Troy. Quotations from Bacchylides, or references to him, occur in Dionysius of Halicarnassus, Strabo, Plutarch, Stobaeus, Athenaeus, Aulus Gellius, Zenobius, Hephaestion, Clement of Alexandria, and various grammarians or scholiasts. Ammianus Marcellinus (xxv. 4) says that the emperor Julian enjoyed reading Bacchylides. It is clear, then, that this poet continued to be popular during at least the first four centuries of our era. No inference adverse to his repute can fairly be drawn from the fact that no mention of him occurs in the extant work of any Attic writer. The only definite estimate of him by an ancient critic occurs in the treatise Περὶ Ὕψους commonly translated "On the Sublime," but meaning rather, "On the Sources of Elevation in Style"; a work ambiguously ascribed to Cassius Longinus (circ. A.D. 260), but more probably due to some writer of the first century of our era. In chapter xxxiii. of that treatise, the author asks whether we ought to prefer "greatness" in literature, with some attendant faults, to flawless merit on a lower level, and of course replies in the affirmative. In tragedy, he asks, who would be Ion of Chios rather than Sophocles; or in lyric poetry, Bacchylides rather than Pindar? Yet Bacchylides and Ion are "faultless, with a style of perfect elegance and finish." In short, the essayist regards Bacchylides as a thoroughly finished poet of the second class, who never commits glaring faults, but never reaches the loftier heights.
The first and most general quality of style in Bacchylides is his perfect simplicity and clearness. Where the text is not corrupt, there are few sentences which are not lucid in meaning and simple in structure. This lucidity is partly due, no doubt, to the fact that he seldom attempts imagery of the bolder kind, and never has thoughts of a subtle or complex order. Yet it would be very unjust to regard such clearness as merely a compensatory merit of lyric mediocrity, or to ignore its intimate connexion with the man's native grace of mind, with the artist's feeling for expression, with the poet's delicate skill. How many readers, who could enjoy and appreciate Pindar if he were less difficult, are stopped on the threshold by the aspect of his style, and are fain to save their self-esteem by concluding that he is at once turgid and shallow! A pellucid style must always have been a source of wide, though modest, popularity for Bacchylides. If it be true that Hiero preferred him to Pindar, and that he was a favourite with Julian, those instances suggest the charm which he must always have had for cultivated readers to whom affairs did not leave much leisure for study, and who rejoiced in a poet with whom they could live on such easy terms.
Another prominent trait in the style of Bacchylides is his love of picturesque detail. This characteristic marks the fragment by which, before the discovery of the 1896 MS., he was best known—a passage, from one of his paeans, on the blessings of peace (fr. 13, Bergk, 3, Jebb); and it frequently appears in the Odes, especially in the mythical narratives. Greater poets can make an image flash upon the mind, as Pindar sometimes does, by a magic phrase, or by throwing one or two salient points into strong relief. The method of Bacchylides is usually quieter; he paints cabinet pictures. Observation and elegance do more for him than grasp or piercing insight; but his work is often of very high excellence in its own kind. His treatment of simile is only a special phase of this general tendency. It is exemplified by the touches with which he elaborates the simile of the eagle in Ode v., and that of the storm-tossed mariners in Ode xii. This full development of simile is Homeric in manner, but not Homeric in motive: Homer's aim is vividness; Bacchylides is rather intent on the decorative value of the details themselves. There are occasional flashes of brilliancy in his imagery, when it is lit up by his keen sense of beauty or splendour in external nature. A radiance, "as of fire," streams from the forms of the Nereids (xvi. 103 ff.). An athlete shines out among his fellows like "the bright moon of the mid-month night" among the stars (viii. 27 ff.). The sudden gleam of hope which comes to the Trojans by the withdrawal of Achilles is like a ray of sunshine "from beneath the edge of a storm-cloud" (xii. 105 ff.). The shades of the departed, as seen by Heracles on the banks of the Cocytus, are compared to the countless leaves fluttering in the wind on "the gleaming headlands of Ida" (v. 65 ff.)—an image not unworthy of Dante or of Milton.
Among the minor features of this poet's style the most remarkable is his use of epithets. A god or goddess nearly always receives some ornamental epithet; sometimes, indeed, two or even three (e.g. καλυκοστεφάνου σεμνᾶς ... Ἀρτεμίδος λευκωλένου, v. 98 f.). Such a trait is in unison with the epic manner, the straightforward narrative, which we find in some of the larger poems (as in v., x., and xvi.). On the other hand, the copious use of such ornament has the disadvantage that it sometimes gives a tinge of conventionality to his work. This impression is somewhat strengthened by the fact that many of the epithets are long compound words, not found elsewhere and (in some cases at least) probably invented by the poet; words which suggest a deliberate effort to vary the stock repertory.
The poems contained in the MS. of Bacchylides found (see below) in 1896 are of two classes: I. Odes of Victory; II. Dithyrambs. The Ode of Victory, ἐπινίκιον (μέλος) or ἐπίνικος (ὕμνος), is a form derived from the ὕμνος, which was properly a song in praise of a deity. Stesichorus (c. 610 B.C.) seems to have been the first who composed hymns in honour, not of gods, but of heroes; the next step was to write hymns in celebration of victories by living men. This custom arose in the second half of the 6th century B.C., the age in which the games at the four great Greek festivals reached the fulness of their popularity. Simonides (b. c. 556 B.C.) was the earliest recorded writer of epinikia. His odes of this class are now represented only by a few very small fragments, some twenty lines in all. Two of these fragments, belonging to the description of a chariot-race, warrant the belief that Simonides, in his epinikia, differed from Pindar in dwelling more on the incidents of the particular victory. The same characteristic is found in the epinikia of Bacchylides. His fifth ode, and Pindar's first Olympian, alike celebrate the victory of the horse Pherenicus; but, while Pindar's reference to the race itself is slight and general (vv. 20-22), Bacchylides describes the running of the winner much more vividly and fully (vv. 37-49).
The MS. contains fourteen epinikia, or thirteen if Blass be right in supposing that Odes vi. and vii., as numbered by Kenyon in the editio princeps, are parts of a single ode (for Lachon of Ceos). Four (or on the view just stated, three) of the odes relate to the Olympian festival; two to the Pythian; three to the Isthmian; three to the Nemean; and one to a Thessalian festival called the Πετραῖα. This comes last. The order in which the MS. arranges the other epinikia seems to be casual; at least it does not follow (1) the alphabetical sequence of the victors' names, or of the names of their cities; nor (2) chronological sequence; nor (3) classification by contests; nor (4) classification by festivals—except that the four great festivals precede the Petraea. The first ode, celebrating a victory of the Cean Argeios at the Isthmus, may possibly have been placed there for a biographical reason, viz., because the poet treated in it the early legends of his native island.
A mythical narrative, connected in some way with the victor or his city, usually occupies the central part of the Pindaric ode. It serves to lift the poem into an ideal region, and to invest it with more than a local or temporary significance. The method of Bacchylides in this department of the epinikion is best illustrated by the myth of Croesus in Ode iii., that of Heracles and Meleager in Ode v., and that of the Proetides in Ode x. Pindar's habit is to select certain moments or scenes of a legend, which he depicts with great force and vividness. Bacchylides, on the other hand, has a gentle flow of simple epic narrative; he relies on the interest of the story as a whole, rather than on his power of presenting situations. Another element, always present in the longer odes of victory, is that which may be called the "gnomic." Here, again, there is a contrast between the two poets. Pindar packs his γνῶμαι, his maxims or moral sentiments, into terse and sometimes obscure epigrams; he utters them in a didactic tone, as of one who can speak with the commanding voice of Delphic wisdom. The moralizing of Bacchylides is rather an utterance of quiet meditation, sometimes recalling the strain of Ionian gnomic elegy.
The epinikia of Bacchylides are followed in the MS. by six compositions which the Alexandrians classed under the general name of διθύραμβοι, and which we, too, must be content to describe collectively as Dithyrambs. The derivation of δι-θύραμβος is uncertain: δι may be the root seen in δῖος (cp. διπόλια, and θύραμβος another form of θρίαμβος, a word by which Cratinus (c. 448 B.C.) denotes some kind of hymn to the wine-god. The "dithyramb," first mentioned by Archilochus (c. 670 B.C.), received a finished and choral form from Arion of Lesbos (c. 600 B.C.). His dithyrambs, produced at Corinth, belonged to the cult of Dionysus, and the members of his chorus (τραγικὸς χορός) personated satyrs. Originally concerned with the birth of the god, the dithyramb came to deal with all his fortunes: then its scope became still larger; it might celebrate, not Dionysus alone, but any god or hero. This last development had taken place before the close of the 6th century B.C. Simonides wrote a dithyramb on Memnon and Tithonus; Pindar, on Orion and on Heracles. Hence the Alexandrian scholars used διθύραμβος in a wide sense, as denoting simply a lyric poem occupied with a mythical narrative. Thus Ode xvii. of Bacchylides (relating the voyage of Theseus to Crete), though it was clearly a παιάν for the Delian Apollo, was classed by the Alexandrians among his "dithyrambs"—as appears not only from its place in our MS., but also from the allusion of Servius (on Aen. vi. 21). The six dithyrambs of Bacchylides are arranged in (approximately) alphabetical order: Ἀντηνορίδαι, Ἡρακλῆς, Ἠΐθεοι ἢ Θησεύς, Θησεύς, Ἰώ, Ἴδας. The principal feature, best exemplified by the first and third, is necessarily epic narrative,—often adorned with touches of picturesque detail, and animated by short speeches in the epic manner.
Several other classes of composition are represented by those fragments of Bacchylides, preserved in ancient literature, which were known before the discovery of the new MS. (1) ὕμνοι. Among these we hear of the ἀποπεμπτικοί, hymns of pious farewell, speeding some god on his way at the season when he passed from one haunt to another. (2) παιᾶνες, represented by the well-known fragment on the blessings of peace. (3) προσόδια, choral odes sung during processions to temples. (4) ὑπορχήματα, lively dance-songs for religious festivals. (5) ἐρωτικά, represented by five fragments of a class akin to σκόλια, drinking-songs. Under this head come some lively and humorous verses on the power of wine, imitated by Horace (Odes, iii. 21. 13-20). It may be conjectured that the facile grace and bright fancy of Bacchylides were seen to especial advantage in light compositions of this kind. (6) The elegiacs of Bacchylides are represented by two ἐπιγράμματα ἀναθηματικά, each of four lines, in the Palatine Anthology. The first (Anth. vi. 313) is an inscription for an offering commemorative of a victory gained by a chorus with a poem written by Bacchylides. The second (Anth. vi. 53) is an inscription for a shrine dedicated to Zephyrus. Its authenticity has been questioned, but not disproved.
The papyrus containing the odes of Bacchylides was found in Egypt by natives, and reached the British Museum in the autumn of 1896. It was then in about 200 pieces. By the skill and industry of Mr F. G. Kenyon, the editor of the editio princeps (1897), the MS. was reconstructed from these lacerated members. As now arranged, the MS. consists of three sections, (1) The first section contains 22 columns of writing. It breaks off after the 8 opening verses of Ode xii. (2) The second section contains columns 23-29. Of these, column 23 is represented only by the last letters of two words. This section comprises what remains of Odes xiii. and xiv. It breaks off before the end of xiv., which is the last of the epinikia. (3) The third section comprises columns 30-39. It begins with the mutilated opening verses of Ode xv. (Ἀντηνορίδαι, the first of the dithyrambs), and breaks off after verse 11 of the last dithyramb,Ἴδας. The number of lines in a column varies from 32 to 36, the usual number being 35, or (though less often) 34.
It is impossible to say how much has been lost between the end of column 29 and the beginning of column 30. Probably, however, Ode xiv., if not the last, was nearly the last of the epinikia. It concerns a festival of a merely local character, the Thessalian Πετραῖα, and was therefore placed after the thirteen other epinikia, which are connected with the four great festivals. The same lacuna leaves it doubtful whether any collective title was prefixed to the διθύραμβοι. After the last column (39) of the MS., a good deal has probably been lost. Bacchylides seems to have written at least three other poems of this class (on Cassandra, Laocoon and Philoctetes); and these would have come, in alphabetical order, after the last of the extant six (Idas).
The writing of the MS. is a fine uncial. It presents some traits of a distinctly Ptolemaic type, though it lacks some features found in the earlier Ptolemaic MSS. (those of the 3rd or 2nd century B.C.). Among the characteristic forms of letters is the , with a shallow curve on the top of the upright; a form found in MSS. ascribed to the 1st century B.C., and different from the more fully formed upsilon of the Roman period. Another very significant letter is the Ξ, written as , a form which begins to go out after c. 50 B.C., giving place to one in which the middle stroke is connected with the other two. From these and other indications it is probable that the MS. is not later than the middle of the 1st century B.C.
The scribe, though he sometimes corrected his own mistakes, was, on the whole, careless of the sense, as of the metre; he seems to have been a mechanical copyist, excellent in penmanship, but intent only on the letters. The MS. has received corrections or small supplements from at least two different persons. One of them (Kenyon's A²) was contemporary, or nearly so, with the scribe. The other (A³) was considerably later; he wrote a Roman cursive which might belong to the end of the 1st century A.D., or to the early part of the 2nd. The correctors seem to be generally trustworthy; though, like the scribe, they were inattentive to metre, passing over many metrical faults which could easily have been removed. They appear to have compared their MS. with another, or others; but they sometimes made a bad use of such aid, intruding a false reading where their text had the true one.
Breathings are generally added, especially rough breathings; the form is usually square, but sometimes partially rounded. Accents are added, not to all words, but only, as a rule, to those which might cause doubt or difficulty to the reader. This was the Alexandrian practice, accents being regarded as aids to correct reading, and more liberally used when the dialect was not Attic. In accordance with the older system, the accent is not written on the last syllable of a word; when the accent falls there, a grave accent is written on the preceding syllable, or on two such syllables (e.g. βλὴχρας, πὰυθὰλης).
As Kenyon observes, no MS. of equal antiquity is so well supplied with accents. The MS. which comes nearest to it in this respect is the Alcman fragment in the Louvre, which is of similar or slightly higher age, belonging perhaps to the early part of the 1st century A.D.; and in that MS. the comparatively frequent accents were doubtless designed to aid readers unfamiliar with Alcman's Laconian Doric. With regard to other grammatical or metrical signs (προσῳδίαι) used in the Bacchylides MS., there is not much that calls for special remark. The punctuation, whether by the scribe or by correctors, is very sparse, and certainly cannot always be regarded as authoritative. The signs denoting the end of a strophe or antistrophe (paragraphus), of an epode (coronis), or of an ode (asterisk), are often omitted by the scribe, and, when employed, are sometimes placed incorrectly, or employed in an irregular manner.
Editions.—F. G. Kenyon, Ed. princeps (1897); F. Blass, 3rd ed. (1904); H. Jurenka (1898); N. Festa, text, translation and notes (1898). [The latest edition is by Sir Richard Jebb (1905), with introduction, notes, translation, and bibliography; text only (1906). See also T. Zanghieri, Studi su Bacchilide, Bibliografia Bacchilidea, 1897-1905 (1905)].
(R. C. J.)
The references are given according to the numbering in Jebb's edition.
For other explanations suggested, see Jebb's edition, Introd. p. 18.
BACCIO D'AGNOLO (c. 1460-1543), Florentine wood-carver, sculptor and architect, had the family name of Baglioni, but was always known by the abbreviation of Bartolommeo into Baccio and the use of d'Agnolo as meaning the son of Angelo, his father's name. He started as a wood-carver, and between 1491 and 1502 did much of the decorative carving in the church of Santa Maria Novella and the Palazzo Vecchio in Florence. Having made his reputation as a sculptor he appears to have turned his attention to architecture, and to have studied at Rome, though at what precise date is uncertain; but quite at the beginning of the 16th century he was engaged with Simon Pollajuolo in restoring the Palazzo Vecchio, and in 1506 he was commissioned to complete the drum of the cupola of the metropolitan church of Santa Maria del Fiore. The latter work, however, was interrupted on account of adverse criticisms from Michelangelo, and it remained unexecuted. Baccio d' Agnolo also planned the Villa Borghese and the Bartolini palace, with other fine palaces and villas. The Bartolini palace was the first house to be given frontispieces of columns to the door and windows, previously confined to churches; and he was ridiculed by the Florentines for his innovation. Another much-admired work by him was the campanile of the church of Santo Spirito. His studio was the resort of the most celebrated artists of the day, Michelangelo, Sansovino, the brothers Sangallo and the young Raphael. He died in 1543, leaving three sons, all architects, the best-known being Giuliano.
BACH, JOHANN SEBASTIAN (1685-1750), German musical composer.
The Bach family was of importance in the history of music for nearly two hundred years. Four branches of it were known at the beginning of the 16th century, and in 1561 we hear of Hans Bach of Wechmar who is believed to be the father of Veit Bach (born about 1555). The family genealogy, drawn up by J. Sebastian Bach himself and completed by his son Philipp Emanuel, describes Veit Bach as the founder of the family, a baker and a miller, "whose zither must have sounded very pretty among the clattering of the mill-wheels." His son, Hans Bach, "der Spielmann," is the first professional musician of the family. Of Hans's large family the second son, Christoph, was the grandfather of Sebastian Bach. Another son, Heinrich, of Arnstadt, had two sons, Johann Michael and Johann Christoph, who are among the greatest of J. S. Bach's forerunners, Johann Christoph being now supposed (although this is still disputed) to be the author of the splendid motet, Ich lasse dich nicht ("I wrestle and pray"), formerly ascribed to Sebastian Bach. Another descendant of Veit Bach, Johann Ludwig, was admired more than any other ancestor by Sebastian, who copied twelve of his church cantatas and sometimes added work of his own to them.
The Bach family never left Thuringia until the sons of Sebastian went into a more modern world. Through all the misery of the peasantry at the period of the Thirty Years' War this clan maintained its position and produced musicians who, however local their fame, were among the greatest in Europe. So numerous and so eminent were they that in Erfurt musicians were known as "Bachs," even when there were no longer any members of the family in the town. Sebastian Bach thus inherited the artistic tradition of a united family whose circumstances had deprived them of the distractions of the century of musical fermentation which in the rest of Europe had destroyed polyphonic music.
Johann Sebastian Bach was baptized at Eisenach on the 23rd of March 1685. His parents died in his tenth year, and his elder brother, Johann Christoph, organist at Ohrdruf, took charge of him and taught him music. The elder brother is said to have been jealous of Sebastian's talent, and to have forbidden him access to a manuscript volume of works by Froberger, Buxtehude and other great organists. Every night for six months Sebastian got up, put his hand through the lattice of the bookcase, and copied the volume out by moonlight, to the permanent ruin of his eyesight (as is shown by all the extant portraits of him at a later age and by the blindness of his last years). When he had finished, his brother discovered the copy and took it away from him. In 1700 Sebastian, now fifteen and thrown on his own resources by the death of his brother, went to Lüneburg, where his beautiful soprano voice obtained him an appointment at the school of St Michael as chorister. He seems, however, to have worked more at instrumental than at vocal music. Apart from the choristers' routine, his position provided only for his general education, and we know little about his definite musical instructors. In any case he owed his musical development mainly to his own incessant study of classical and contemporary composers, such as Frescobaldi (c. 1587), Caspar Kerl (1628-1693), Buxtehude, Froberger, Muffat the elder, Pachelbel and probably Johann Joseph Fux (1660-1741), the author of the Gradus ad Parnassum on which all later classical composers were trained. A prettier and no less authentic story than that of his brother's forbidden organ-volume tells how, on his return from one of the many holiday expeditions which Bach made to Hamburg on foot to hear the great Dutch organist Reinken, he sat outside an inn longing for the dinner he could not afford, when two herring-heads were flung out of the window, and he found in each of them a ducat with which he promptly paid his way, not home, but back to Hamburg. At Hamburg, also, Keiser was laying the foundations of German opera on a splendid scale which must have fired Bach's imagination though it never directly influenced his style. On the other hand Keiser's church music was of immense importance in his development. In Celle the famous Hofkapelle brought the influence of French music to bear upon Bach's art, an influence which inspired nearly all his works in suite-form and to which his many autograph copies of Couperin's music bear testimony. Indeed, there is no branch of music, from Palestrina onwards, conceivably accessible in Bach's time, of which we do not find specimens carefully copied in his own handwriting. On the other hand, when Bach, at the age of nineteen, became organist at Arnstadt, he found Lübeck within easy distance, and there, in October 1705, he went to hear Buxtehude, whose organ works show so close an affinity to Bach's style that only their lack of coherence as wholes reveals to the attentive listener that with all their nobility they are not by Bach himself. Bach's enthusiasm for Buxtehude caused him to outstay his leave by three months, and this, together with his habit of astonishing the congregation by the way he harmonized the chorales got him into trouble. But he was already too great an ornament to be lightly dismissed; and though his answers to the complaints of the authorities (every word of which makes amusing reading in the archives of the church) were spirited rather than satisfactory, and the consistorium had to add to their complaints the grave scandal of his allowing a "strange maiden" to sing in the church, Bach was able to maintain his position at Arnstadt until he obtained the organistship of St Blasius in Mühlhausen in 1707. Here he married his cousin, easily identified with the "strange maiden" of Arnstadt; and here he wrote his first great church cantatas, Aus der Tiefe, Gott ist mein König and Gottes Zeit.
Bach's mastery of the keyboard attracted universal attention, and prevented his ever being unemployed. In 1708 he went to Weimar where his successes were crowned by his appointment, in 1714, at the age of twenty-nine, as Hofkonzertmeister to the duke of Weimar. Here the composition of sacred music was one of his most congenial duties, and the great cantata, Ich hatte viel Bekümmerniss, was probably the first work of his new office. In 1717 Bach visited Dresden in the course of a concert tour, and was induced to challenge the arrogant French organist, J. Louis Marchand, who was making himself thoroughly disliked by the German musicians who could not deny his powers. Bach was first given an opportunity of listening secretly to Marchand's playing, then a competition on the organ was proposed, and a day was fixed for the tournament at which all the court and all the musical celebrities of the town were to be present, to see nothing less than the issue between French and German music. Marchand took up the challenge contemptuously, but it would appear that he also was allowed to listen secretly to Bach's playing, for on the day of the tournament the only news of him was that he had left Dresden by the earliest coach.
This triumph was followed by Bach's appointment as Kapellmeister to the duke of Cöthen, a post which he held from 1717 to 1723. The Cöthen period is that of Bach's central instrumental works, such as the first book of the Wohltemperirtes Klavier, the solo violin and violoncello sonatas, the Brandenburg concertos, and the French and English suites.
In 1723, finding his position at Cöthen uninspiring for choral music, he removed to Leipzig, where he became cantor of the Thomasschule, being still able to retain his post as visiting Kapellmeister at Cöthen, besides a similar position at Weissenfels. His wife had died in 1720, leaving seven children, of whom Friedermann and Philipp Emanuel had a great future before them. (For his sons see Bach, K. P. E., below.) In December 1721 Bach married again, and for the beautiful soprano voice of his second wife he wrote many of his most inspired arias. She was a great help to him with all his work, and her musical handwriting soon became so like his own that her copies are difficult to distinguish from his autographs. In 1729 Bach heard that Handel was for a second time visiting Halle on his way back to London from Italy. A former attempt of Bach's to meet Handel had failed, and now he was too ill to travel, so he sent his son to Halle to invite Handel to Leipzig; but the errand was not successful, and much to Bach's disappointment he never met his only compeer. Bach so admired Handel that he made a manuscript copy of his Passion nach Brockes. This work, though almost unknown in England then as now, was, next to the oratorios of Keiser, incomparably the finest Passion then accessible, as Graun's beautiful masterpiece, Der Tod Jesu, was not composed until four years after Bach's death. The disgusting poem of Brockes (which was set by every German composer of the time) was transformed by Bach with real literary skill as the groundwork of the non-scriptural numbers in his Passion according to St John.
All Bach's most colossal achievements, such as the Passion according to St Matthew and the B Minor Mass (for discussion of which see Oratorio and Mass), date from his cantorship at Leipzig. But, important and congenial as was his position there, and smooth as the course of his life seems to have been until his death in 1750, he must have had quite as much experience as can have been good for him. He was often ruffled by the town councillors of Leipzig, who (like his earlier employers at Arnstadt) were shocked by the "unecclesiastical style" of his compositions and by his independent bearing. But he had more serious troubles. Of his seven children by his first wife only three survived him. By his second wife he had thirteen children, of whom he lost four of the six sons. For the head of so large a family his post was dignified rather than lucrative, and few documents tell a prouder tale of uncomplaining thrift than the inventory of his possessions made after his death. One can only be thankful that he did not live to see anything but the wonderful promise of his son Friedermann, who, in the words of the brilliantly successful K. Philipp Emanuel Bach, was more nearly capable of replacing his father than all the rest of the family together. The prospect of complete loss of the tradition of his own polyphonic art he faced with equanimity, saying of the new style, which in the hands of his own son, Philipp Emanuel, was soon to eclipse it for the next hundred years, "The art has advanced to great heights: the old style of music no longer pleases our modern ears." But it would have broken his heart if he had forseen that Friedermann Bach was to attain a disreputable old age after a dissolute and unproductive life.
The brilliant successes of Philipp Emanuel led to his appointment as court-composer to the king of Prussia and hence, in 1747, to Sebastian's being summoned to visit Frederick the Great at Potsdam, an incident which Bach always regarded as the culmination of his career, much as Dr Johnson regarded his interview with George III. Bach had to play on the numerous newly invented pianofortes of Silbermann which the king had bought, and also to try the organs of the churches of Potsdam. Frederick, whose musical reputation rested on a genuine if narrow basis, gave him a splendid theme on which to extemporize; and on that theme Bach afterwards wrote Das musikalische Opfer. Two years after this event his sight began to fail, and before long he shared the fate of Handel in becoming perfectly blind.
Bach died of apoplexy on the 28th of July 1750. His loss was deplored as that of one of the greatest organists and clavier players of his time. Of his compositions comparatively little was known. At his death his MS. works were divided amongst his sons, and many of them have been lost; only a small fraction of his greater works was recovered when, after the lapse of nearly a century, the verdict of his neglectful posterity was reversed by the modern upholders of polyphonic art. Even now some important works are still apparently irrecoverable.
The rediscovery of Bach is closely connected with the name of Mendelssohn, who was amongst the first to proclaim by word and deed the powers of a genius too gigantic to be grasped by three generations. By the enthusiastic endeavours of Mendelssohn, Schumann and others, and in England still earlier by the performances and publications of Wesley and Crotch, the circle of Bach's worshippers rapidly increased. In 1850, a century after his death, a society was started for the correct publication of all Bach's remaining works. Robert Franz, the great song-writer, did good service in arranging some of Bach's finest works for modern performance, until the experience of a purer scholarship could prove not only the possibility but the incomparably greater beauty of a strict adherence to Bach's own scoring. The Porson of Bach-scholarship, however, is Wilhelm Rust (grandson of the interesting composer of that name who wrote polyphonic suites and fantasias early in the 19th century). During the fourteen years of his editorship of the Bach-Gesellschaft he displayed a steadily increasing insight into Bach's style which has never since been rivalled. In more than one case he has restored harmonies of priceless value from incomplete texts, by means of research and reasoning which he sums up in a modest footnote that reads as something self-evident. His prefaces to the Bach-Gesellschaft volumes are perhaps the most valuable contributions to the criticism of 18th-century music ever written, Spitta's great biography not excepted.
Bach's importance in the history of music cannot be exaggerated. His art, neglected as old-fashioned and crabbed by his younger contemporaries, survived only in certain limited aspects as the subject of a desultory and unintelligent academic study, until its re-discovery by Mendelssohn. And yet, whatever disguise may have been foisted on it by corrupt traditions and ignorance of its idioms, whenever any fragment of it gained the inner ear of a true composer the effect on the history of music was immediate and profound. Indeed his influence is by no means chiefly manifested in the time when his work became known in its larger aspects, though the Bach-revival is very obviously connected with certain tendencies in the "Romantic" movement in music. But, however clear we may consider Bach's claim to the title of "the first of Romanticists," the full influence of his whole work has hardly yet begun to show itself. Schumann died before even such enthusiasts as the editors of the Bach-Gesellschaft began to find more beauty than extravagance in Bach's ordinary musical language (see, for example, Hauptmann's letters passim, The Letters of a Leipzig Cantor, trans. by A. D. Coleridge, London, Novello, Ewer, 1892), or, indeed, to grasp the main features of his designs. The labours of the Bach-Gesellschaft have occupied more than fifty years, during which about four-fifths of Bach's choral works have been published for the first time; and it would be surprising if another fifty years sufficed to make these adequately known to the world at large. It is difficult to make an anthology of such bulky works as church-cantatas, nor does an anthology meet the purpose where the whole work so constantly attains that excellence for which the anthologist seeks. Except for practical difficulties (as when Bach writes for obsolete instruments) the only reason why some cantatas are better known than others is that a beginning must be made somewhere. Indeed, a cantata was recently selected, on the ground of its popularity, for a choral competition in a small English country town the year before it was performed as a novelty in Berlin!
It is clear, then, that the influence of Bach's art as an understood whole is still undeveloped. In the past history of music his part was hardly suspected except by the great composers themselves; and, to any one contemplating the art of the generation after him, it might have seemed that both he and Handel had worked in vain. Yet his was the most subtle and universal force in the development of music, even when his musical language seemed hopelessly forgotten. Mozart, when rapidly advancing to the height of his mastery, had but to read the Baron von Swieten's manuscript copies of the motets and of the Wohltemperirtes Klavier, and his style, quite apart from his immediate essays in the old art-forms, and apart also from the influence of his study of Handel, developed a new polyphonic richness and depth of harmony which steadily increased until his untimely death. Beethoven studied all the accessible works of Bach profoundly, and frequently quoted them in his sketch-books, often with a direct bearing on his own works. His rendering of the Wohltemperirtes Klavier is said to be recorded in the marks of expression and tempo given in Czerny's edition; and if that record is true, Beethoven must have been completely in the dark as to Bach's meaning in many important respects; but art is full of such illustrations of the way in which great minds influence each other in spite of every barrier which diversity of language and time can set. Beethoven's great Thirty-three Variations on a Waltz by Diabelli were actually described in the publisher's puff as worthy of their kinship with the "Goldberg Variations" of Bach; and that kinship is revealed in its truest light by a comparison between Beethoven's 31st variation and Bach's 25th; for here, just where the resemblance is most obvious, each composer utters his most intimate expression of feeling.
In the same way, Chopin is nowhere more characteristic than where he shows his love of the Wohltemperirtes Klavier in his Études and Preludes; and so subtle is the influence of polyphonic style even over a writer so little apt to make direct use of it as Chopin, that one of Schumann's few plagiarisms occurs in his use of a phrase from Chopin's F minor Étude (written for the Méthode des méthodes) as the subject of a fugue (Op. 72, No. 3). And, apart from fugues, which Schumann cultivated assiduously at a late stage in his career, the influence of Bach pervades the texture and rhythm of his work in more ways than can easily be followed.
In a more external, but not less significant way, the Passion according to St Matthew made its mark on Mendelssohn from the time when he discovered it at the age of twelve, and suggested to him many features in the general design of oratorios, by means of which he rescued that branch of art from the operatic influences that ruined Beethoven's Mount of Olives. Without the example of Bach, Wagner's schemes of Leitmotif would never in his lifetime have become woven into that close polyphonic texture which secures for his music a flow as continuous as that of drama itself:—and intimately connected with this is the whole subject of Wagner's harmonization, which in many of its boldest characteristics was foreshadowed by Bach. A close study of the texture of Brahms's work shows that he develops Bach's and Beethoven's artistic devices pari passu, and that the result is a complete unification of that opposition between polyphony and form which in the infancy of the sonata (as in every transitional stage in musical history) threatened to wreck the art as a false antithesis wrecks a philosophy. Perhaps the only great composers who escaped the direct influence of Bach are Gluck and Berlioz. Even Gluck reproduced in every detail of harmony and figure the first twelve bars of the Gigue of Bach's B flat Clavier-Partita in the aria "Je t'implore et je tremble" in Iphigénie en Tauride. But plagiarism, however unconscious, is a very different thing from that profound indebtedness which makes a great man attain his truest originality; and Gluck's training practically deprived him of Bach's direct influence, useful as that would have been to the attainment of his aims in harmonic and choral expression. The indirect influence no one could escape, for whatever in modern music is not traceable to Sebastian Bach is traceable to his sons, who were encouraged by their father in the cultivation of those infant art-forms which were so soon to dazzle the world into the belief that his own work was obsolete.
Bach's place in music is thus far higher than that of a reformer, or even of an inventor of new forms. He is a spectator of all musical time and existence, to whom it is not of the smallest importance whether a thing be new or old, so long as it is true. It is doubtful whether even the forms most peculiar to him (such as the arpeggio-prelude) are of his invention. Yet he left no form as he found it,—not even that most conventional of all, the Da Capo Aria, which he did not outwardly alter in the least. On the other hand, with every form he touched he said the last word. All the material that could be assimilated into a mature art he vitalized in his own way, and he had no imitators. The language of music changed at his death, and his influence became all-pervading just because he was not the prophet of the new art, but an unbiassed seeker of truth. Whether so great a man becomes "progressive" or "reactionary" depends on the artistic resources of his time. He will always work at the kind of art that is most complete and consistent in all its aspects. The same spirit of truthfulness that makes Sebastian Bach hold himself aloof from the progressive art which he encourages in his sons, drives Beethoven to invent new forms and new means of expression with every work he writes. Gluck abolished the Da Capo Aria, because it was unfit for dramatic music. Bach did not abolish it, because he did not intend to write dramatic music in the strict sense of the term. Mature musical art in Bach's time could not be dramatic, except in the loose sense in which the term may be applied to an epic poem. Dramatic expression, properly so called, can only be attained in music by the full development of resources that do not blend with those of Bach's art at all. Meanwhile there are many things unsuitable for the stage which are nevertheless valuable on purely musical grounds; and the Da Capo Aria was one. Bach developed it in a great variety of ways, while retaining even the minor details of what in other hands had long before become its conventional form; but the one thing he did not do was to abuse it according to time-honoured custom as the staple form for opera. For that he had too much dramatic insight. His treatment of other important art-forms is illustrated in the articles on Contrapuntal Forms; Concerto and Instrumentation. Here we may attempt to illustrate his methods by such forms and characteristics as cannot be classified under those headings.
1. The toccatas of Buxtehude and his predecessors show how an effective musical scheme may be suggested by running over the keyboard of an organ as if to try (toccare) the touch, then bursting out into sustained and full harmony, and at last settling down to a fugue. But before Bach no one seemed able to keep the fugue in motion long enough to make a convincing climax. Very soon it collapsed and the process of quasi-extemporization began again, to culminate in a new fugue which often gave the whole work a happy but deceptive suggestion of organic unity by being founded on an ingenious variation of the subject of the first fugue. But in Bach's hands the toccata becomes one of the noblest and most plastic of forms. The introductory runs may be disjointed and exaggerated to grotesqueness, until the gaps between them gradually fill out, and they build themselves up into grand piles of musical architecture, as in the organ toccata in C; or they may be worked out on an enormous scale in long and smooth canonic passages with a definite theme, as in the greatest of all toccatas, that in F for organ, which is most artistically followed by a fugue unusually quiet for its size. In one instance, the toccata at the beginning of the E minor clavier-partita, the introductory runs, though retaining much of the extempore character from which the form derives its name, take shape in a highly organized and rounded-off group of contrasted themes. The fugue follows without change of time, and is developed in so leisurely a manner that it is fully as long as a normal fugue on a large scale by the time it reaches what sounds like its central episode. At this point some of the introductory matter quietly enters, and leads to a recapitulation of the whole introduction in the key now reached. The obvious sequel would be a counter-development of the fugue, at least as long as what has gone before, as in the clavier-toccata in C minor; but Bach does not choose to weary the hearer and weaken the impression of breadth he has already made here. Instead, he expands this restatement of the introduction, and makes its harmonies deliberately return to the fundamental key, and thus in an astonishingly short time the toccata is brought to a close with the utmost effect of climax and finality. The same grasp of all the possible meanings of an artistic device shows itself in his treatment of the other features of toccata form. With his variety of proportion and flow he has no need to break off the fugue like earlier composers: but all the old devices by which the division into sections was managed are turned to account by him, and almost every toccata has its own scheme of contrasted movements, always based on the old natural idea of the growth of an organized music from a chaos of extemporization.
If this is Bach's treatment of a comparatively small and specialized art-form, it is obviously impossible to reduce the scantiest account of the rest of his work into practical limits here, nor is there as yet a sufficient body of accepted criticism of Bach for such an account to carry further conviction than an expression of individual opinion. Fortunately, however, Bach was constantly re-arranging his own compositions; indeed he evidently regards adaptability to fresh environment as the test of his finest work: and we cannot do better than review the evidence thus given to us,—evidence which only Beethoven's sketch-books surpass in significance.
2. The successful transplanting of a work of art to a fresh environment is obviously a convincing test of our definitions of the art-forms concerned, if only we take care to distinguish between the alterations produced by the change of environment and those that imply the composer's dissatisfaction with the original version. In Bach's case this seldom causes much difficulty; his methods of adaptation are so logical and so varied as to form a scheme of musical morphology with all the interest and none of the imperfections of the geological record; and the few cases in which a work owes its changes to the need for improvement as well as adaptation cause no confusion, but rather form a link between the pure adaptations and the numerous revisions of his favourite works without change of medium. There is, for example, no difficulty in separating the element of corrective criticism from that of the impulse to give an already successful composition a larger or more permanent form, in such cases as the transformations undergone by the movements of the birthday cantata, Was mir behagt ist nur die muntre Jagd, during their distribution among the church cantatas, Also hat Gott die Welt geliebt and Man singet mit Freuden vom Sieg. The fine bass aria, "Ein Fürst ist seines Landes Pan," was obviously ill-proportioned, with its breakneck return to the tonic and its perfunctory close; and Bach's chief concern in adapting it for its place as the aria, "Du bist geboren mir zu Gute," in Also hat Gott, was to remedy this defect. On the other hand, the use of the delightful ritornello for violoncello from the little aria, "Weil die wollenreichen Heerden," in the birthday cantata, and the restoration of the rejected long instrumental fugato that was to follow, were obviously brought about by the conception of the entirely new material for the voice in the famous aria, "Mein gläubiges Herze." And when the last chorus of Was mir behagt became the first chorus of Man singet mit Freuden, it was expanded to the proportions necessary for a triumphant opening (as distinguished from a cheerful finale) by the adroit insertion of new material between every joint in the design. This material, being new, could not produce the effect of diffuseness that would result from the expansion of the old material already complete in its simplest form, and thus this instance does not imply criticism.
A highly interesting example of pure self-criticism is the Passion according to St John, which was twice revised, and each time reduced to a smaller scale by the omission of some of its finest numbers. The final result was a work of perfect proportions, and of the rejected numbers one (a magnificent aria with chorale) remained unused, two were replaced by finer substitutes, others took shape as one of the most complete and remarkable of the church cantatas, Du wahrer Gott, while the greatest of the figured chorales was transferred to the Passion according to St Matthew, of which it now crowns the first part.
3. Such instances of self-criticism might be paralleled in the works of other composers; but there is no parallel in music to Bach's power of reproducing already perfect works in different media. Here Bach reveals to us identities in difference which we should otherwise never have suspected. Of course it is possible to arrange works in different ways without illustrating any profound identities at all. Handel, for instance, collected several of his favourite choruses in an enormous instrumental concerto (see vol. 46 of the Händel-Gesellschaft), and the result in the case of a chorus like "Lift up your Heads" was ridiculous. Bach, however, does not arrange old work merely to please a court where it was already admired. He never leaves it in a state of mere make-shift, though he cannot always attain his evident aim of a new originality. His methods of orchestration and the profoundly significant identity of certain forms of chorus with certain concerto forms may better be described under their proper headings (see articles Instrumentation and Concerto). Here we will attempt first to show, by illustrations of Bach's power of adding parts to already complete harmonic and contrapuntal schemes, what was his conception of the nature of an art-form, and secondly, by means of a short analysis of cases in which he adapts the same music to different words, to define his range of expression.
Bach arranged all his violin concertos for clavier, including two that are lost in the original version. Here his power of providing new and apparently necessary material for the left hand of the cembalist (or, in the double concertos, two left hands) without disturbing the already complete score, is astonishing; and it fails only in the slow movements, which he prefers to leave obviously in the condition of an arrangement rather than to spoil their broad cantabile style by a too polyphonic bass.
But these cases are insignificant compared with such transformations as that of the prelude of the E major partita for unaccompanied violin into the sinfonia for organ obligato accompanied by full orchestra (including three trumpets and a pair of drums) at the beginning of the church cantata, Wir danken dir, Gott. The original version is perhaps the most complete and natural of the violin solos, for its arpeggios produce full harmony without recourse to that constant attempt to play on all four strings at once, which makes the performance of the polyphonic movements a tour de force in which steady rhythm is nearly impossible. Yet in the sinfonia its proportions seem to reveal themselves for the first time. Not a bar is displaced and not a note of the new accompaniment is unnecessary. The whole is almost entirely without themes; for even this, the largest of all arpeggio-preludes, consists essentially of the gradual unfolding of a scheme of harmony in which rhythmic and melodic organization is reduced to a minimum. Only in the first line does the incisive initial figure persist a little longer in the new accompaniment than in the original solo, but on the last page it reappears and pervades the whole orchestra, even the drums thundering out its rhythm at the climax where the holding-notes of the trumpet span the torrent of harmony like a rainbow.
Deeper still is the thought that underlies the transformation of two movements of the great violin-concerto in D minor (unfortunately lost except in its splendid arrangement for clavier) into parts of the church cantata, Wir müssen durch viel Trübsal in das Reich Gottes eingehen. In both movements the violin is replaced by the organ an octave lower, the orchestral accompaniment remaining where it was. This treatment, with the addition of new and plaintive parts for wind instruments, turns the already very long and sombre first movement into an impressive idealization of the "much tribulation" that lies between us and the kingdom of heaven. The slow movement is still more solemn, and is arranged in the same way as regards the instruments; but from the first note to the last a four-part chorus sings, to the words of the title, a mass of quite new material (except for the bass and for numerous imitations of the solo-part), treated with every variety of vocal colouring and a grandeur of conception which is not dwarfed even by the Passion according to St Matthew.
4. The four short masses, the Christmas oratorio and the B minor mass, contain every variety of adaptation from earlier work. The four short masses are indeed obviously compiled for use in a church where the orchestra was small. Only four movements in the whole collection are not traceable to other extant works; all the rest comes from church cantatas. The adaptations are not always significant; no attempt, for example, is made in the G minor mass to conceal how unfit for a Kyrie eleison is the tremendous denunciatory chorus, Herr, deine Augen sehen nach dem Glauben. But the F major and G major masses are very instructive; and the A major mass, except for the damage done to the instrumentation, is a work that no one would conceive to be not original. The Kyrie is one of Bach's most individual utterances and could surely never have fitted any other text, but we should say the same of the Gloria if we did not possess the church cantata, Halt im Gedächtniss. The Gloria begins with a triumphant polyphonic chorus accompanied by a spirited symphony for strings. At the words "et in terra pax" the time changes, and two flutes softly accompany a single solemn melody in the altos. At the "laudamus te" the material of the beginning returns, and is interrupted again by the calm slow movement, this time in another key and for another voice, at the words "adoramus te." Twice the "laudamus" and "adoramus" alternate in a finely proportioned design; at last the words "gratias agimus tibi propter magnam gloriam tuam" are set for the full chorus to the music of the slow movement, the strings join with the flutes, and this most appropriate setting of those words is finished. And yet it is quite impossible to regard this as superseding the last chorus of Halt im Gedächtniss. Not one bar or harmony of the framework differs; yet the two versions are two independent works of art. In the cantata the beginning is for instruments only; when the slow movement (here adequately scored for a flute and two oboe d' amore) begins, the basses, permanently separated from the rest of the chorus, sing "Peace be unto you." The other voices then sing the triumph of the faithful helped by the Saviour in their battle against the world. The slow movement is, of course, set for bass alone throughout, and at the last recurrence of the allegro the bass continues to sing "Friede sei mit euch" through the rest of the chorus, as if leading the chorus of humanity through strife to the kingdom of heaven, and then the single voice of peace remains to the end. Hardly a bar of the chorus-material is on the same themes in the two versions.
The study of the sources of the Christmas oratorio will complete the evidence on which we support our estimate of Bach's methods and range of expression. It is certain that the occasional cantatas, from which all except the chorale-tune numbers and those set to words from the Bible were taken, date from shortly before the oratorio; and that Bach, being incapable of putting inferior work even into birthday odes, rescued it from oblivion by having the verses for the oratorio numbers built on the same rhythms as those of the odes in order that he might use those occasional works as a sketch (see B.-G., Jahr. xxxiv. preface). Be this as it may, the alterations are confined to details even where an aria is transposed a fourth or fifth; but the effect of them is startling. Pleasure (Wollust) sings a lovely soprano aria to allure Hercules from the paths of Virtue, to which Hercules replies indignantly with an aria in a spirited staccato style. It is no doubt a shock to our feelings to find that Wollust's aria became the Virgin's cradle-song, while Hercules's reply became the alto aria in which Zion is bidden to "prepare for the Bridegroom." But it does not warrant the inference that Bach's music lacks definite characterization: on the contrary, these two arias are the best demonstration of his profound insight into the possibilities of musical expression within his range. It is no part of his conception of art that Wollust should be represented by a Wagnerian Venusberg-music; the obvious way to represent Pleasure was by writing pleasant music, and with Bach's ideas of pleasance the step from this to the solemn beauty of the sacred cradle-song was a mere matter of change of colour and tempo. The key is lowered from B flat to G, the strings are veiled with the tender reed tone of a group of oboe d' amore, the soprano becomes an alto whose notes are, as it were, surrounded with a nimbus by being doubled in the upper octave by a flute; and the aria becomes worthy of its new purpose, not by losing a grossness which it never possessed, but by gaining the richness which distinguishes the perfect work from the boldly executed draft.
As to the aria of Hercules the change is in manner, while the character, in the human sense of the term, is quite rightly the same. Both Hercules and the faithful Christian of the oratorio are renouncing pomps and vanities for the claims of a higher life; in the one case indignantly, in the other case inspired "mit zärtlichem Triebe." A change to a legato style, the substitution of a single oboe d' amore for tutti violins, the addition of delicate ornaments indicative of a slower pace, and the noble stream of melody preserve its identity while changing its aspect. Bach's larger designs react on their changing contents as a cathedral reacts on the impressiveness of the rites performed within it, or as nature reacts on a poet's thoughts; and in the same way Bach's melody is greater than any possible mood of the moment, not because of that vague and negative pseudo-classical quality misnamed "reserve," but because of its vital individuality. In their proper directions its changes are limitless; elsewhere change is inconceivable. No amount of "Umarbeitung" could, for instance, turn the aria of Hercules into the Virgin's cradle-song, or Wollust's aria into the exhortation of Zion to prepare for the Bridegroom. In short, Bach's melodies are characteristic, not like a mask with a set expression, but like a living face that is the more individual for the mobility of its features.
Within these limits, that is, short of dramatic expression in just so far as "the end of drama is not character but action," there is nothing good that Bach's art does not express. He has plenty of humour, if the term may be applied to art which is, so to speak, always literal,—art in which a jest is a jest and serious things are treated with familiar directness, and all, whether in jest or earnest, is primarily beautiful. In Der Streit zwischen Phoebus und Pan Bach answers the critics who censured him for his pedantry and provincial ignorance of the grand Italian operatic style, by making effective use of that style in Pan's prize-aria ("Zum Tanze, zum Sprunge, so wack-ack-ack-ackelt das Herz"), nobly representing his own style in Phoebus's aria, and promptly caricaturing it in the second part of Pan's ("Wenn der Ton zu mühsam klingt"). Midas votes for Pan—"denn nach meinen beiden Ohren singt er unvergleichlich schön." At the word "Ohren" the violins give a pianissimo "hee-haw" which is fully as witty in its musical aptness as Mendelssohn's clown-theme in the Overture to the Midsummer Night's Dream; and in the ensuing dialogue their prophecy is verified. As with many other great artists, Bach's playfulness occasionally showed itself inconveniently where little things shock little minds. The hilarious aria, "Ermuntre dich," in the church cantata, Schmücke dich, o liebe Seele, is one instance, and the quaint representation of the words "dimisit inanes" in the Magnificat is another. This great work, one of the most terse and profound things Bach ever wrote, contains, among many other subtle inspirations, one conception with which we may fitly end our survey, for it strongly suggests Bach himself and the destiny of all that work which he finished so lovingly, with no prospect of its becoming more than a family heirloom and a salutary tradition in his Leipzig choir-school. In the Magnificat he sets the words "quia respexit humilitatem ancillae suae" to a touchingly appropriate soprano solo accompanied by his favourite oboe d'amore. With the next sentence "ecce enim beatam me dicent" the tone brightens to a quiet joy, but Bach takes advantage of the syntax of the Latin in a way that defies translation, and the sentence is finished by the chorus. "Omnes generationes" seem indeed to pass before us in the crowded fugue which rises in perpetual stretto, the incessant entries of its subject now mounting the whole scale, each part a step higher than the last, and now collecting in unison with a climax of closeness and volume overwhelming in its impression of time and multitude.
SUMMARY OF BACH'S WORKS
No attempt is here made at chronological sequence. The changes in Bach's style, though clear and important, are almost impossible to describe in untechnical language; nor are they of such general interest as to make it worth while to expand this summary by an attempt to apportion its contents among the Arnstadt-Mühlhausen period, the Weimar period, the Cöthen period (chiefly remarkable for instrumental music and comparatively uninteresting in its easy-going choral music), and the last period (1733-1750) in which, while the choral works became at once more numerous and more terse (e.g. Jesu, der du meine Seele) the instrumental music, though never diffuse, shows an increasing preference for designs on a large scale. (Compare, for example, the second book of the Wohltemperirtes Klavier, 1744, with the first, 1722.)
I.—Church Music
A. With Orchestra
190 church cantatas: besides several which are only known from fragmentary sets of parts. Of the 190, 40 are for solo voices, about 60 (including some solo cantatas) are more or less founded on chorales, and the rest, though almost invariably containing a chorale (for congregational singing), are practically short oratorios and frequently so entitled by Bach himself.
3 wedding cantatas: the Easter oratorio (exactly like the above-mentioned oratorio-cantatas; and the Christmas oratorio (six similar cantatas forming a connected design for performance on six separate days).
The Passions according to St Matthew and St John.
Funeral ode for the Duchess Eberhardine (now known to be arranged from portions of the lost Passion according to St Mark).
4 short masses (i.e. Kyrie and Gloria only) mainly compiled from church cantatas.
Mass in B minor. Magnificat in D. A few other ecclesiastical Latin choruses.
B. Without Orchestra
5 motets a capella (but there is reason to believe that these, except Komm Jesu komm, were intended to be partly supported by the organ). A sixth motet has an obligato figured-bass accompaniment.
A few early choruses, mostly turned to account in later works.
A large collection of plain chorales, including several original melodies.
II.—Secular Vocal Music
Der Streit zwischen Phoebus und Pan and Der zufrieden gestellte Aeolus; both entitled Dramma per Musica, but showing no more essential connexion with the stage than Handel's Acis and Galatea.
7 solo and 7 choral cantatas, of which latter three were almost entirely absorbed into the Christmas oratorio and the B minor mass. Of the solo cantatas two are Italian (one of these being Bach's only developed work for voice and clavier) and two are burlesque.
Several tunes with clavier bass, almost foreshadowing the modern song.
III.—Instrumental Music
A. Orchestral
7 clavier concertos arranged from violin concertos and other sources.
3 concertos for two claviers (two being arranged from concertos for two violins).
2 concertos for three claviers.
The 6 Brandenburg concertos, for various combinations.
2 violin concertos, and a colossal torso of a concerted violin-movement forming the prelude to a lost church cantata.
1 concerto for two violins.
4 orchestral suites. (The symphony in F in the same volume of the B. G. is only an earlier version of the first Brandenburg concerto.)
B. Chamber Music
3 sonatas for clavier and flute; a suite and 6 sonatas for clavier and violin, 3 for clavier and viola da gamba; 2 trios with figured bass; 2 flute-sonatas and a violin suite with figured bass; 6 sonatas (i.e. 3 sonatas and 3 partitas) for violin alone; 6 suites for violoncello alone.
C. Clavier and Organ Music
Bach's own collections are:—
1. Das wohltemperirte Klavier for clavichord: two books each containing 24 preludes and fugues, one in each major and minor key; with the object of stimulating tuning by "equal temperament" instead of sacrificing the euphony of remoter keys to that of the more usual ones.
2. Klavier-Übung (chiefly for harpsichord) in four books comprising: (i.) 15 two-part inventions and 15 three-part symphonies, (ii.) 6 partitas, (iii.) The "Goldberg" variations. 4 duets, and an important collection of organ choral-preludes, with the "St Anne" prelude and fugue in E flat, (iv.) The Italian concerto and French overture.
3. The 6 "French" and 6 "English" suites.
The other clavier works fill two Jahrgänge of the B.-G.
Bach's collections of organ music are (besides that included in the third part of the Klavier-Übung):—(1) 6 sonatas. (2) 4 groups of 6 organ preludes and fugues. (3) Das Orgelbüchlein, a collection of short choral-preludes carefully planned—all the blank pages of the autograph being headed with the titles of the chorales intended for them—but not half executed. (The projected whole would have been a larger volume than the Wohltemperirtes Klavier). (4) 18 larger chorale-preludes, including Bach's last composition. (5) The 6 "Schübler" chorales, all arranged from movements of cantatas.
Besides these there are the three great independent toccatas and the Passacaglia. The remaining choral-preludes fill one Jahrgang, and the other organ works two more.
D. Unclassified
Two important instrumental works cannot be classified, viz. Das musikalische Opfer, the volume of compositions (two great fugues, various puzzle-canons, and a splendid trio for flute, violin and figured bass) on the theme given to Bach by Frederick the Great; and Die Kunst der Fuge, a progressive series of fugues on one and the same subject, written in open score as if entirely abstract studies, but all (except the extreme contrapuntal tours de force) in admirable clavier style and of great musical value.
IV.—Lost Works
A. Choral
J. N. Forkel's statement that Bach wrote 5 Jahrgange of church cantatas (i.e. enough to provide one for each Sunday and holy day for five years) would indicate that some 80 are lost, but there is reason to believe that this is a great exaggeration. Not more than six or seven cantatas are known to be lost, by the evidence of fragments, text-books, &c.
Forkel also says that Bach wrote five Passions. Besides the great Matthew and John Passions there is in an indisputable Bach autograph one according to St Luke; but it is so worthless that the best plea for its authenticity offered by responsible critics is that only a personal interest could have induced Bach to make a copy of it.
The lost Passion according to St Mark must, judging by the movements preserved in the Trauer-Ode, have been larger than that according to St John.
Was there a genuine Lucas-Passion? If so, Forkel's report of five Passions would be explained. Several lost secular works are partly preserved in those portions of the Christmas oratorio of which the sources are not definitely known, but which, like the other duplicated numbers, are fair copies in the autograph.
B. Instrumental
Three violin concertos and one for two violins; known only from the wonderful clavier versions.
Most of the first movement of the A major sonata for clavier and flute which was written in the spare staves at the bottom of a larger score. Some of these have been cut off.
V.—Arrangements of Works by other Composers
Arrangements for harpsichord alone of 16 concertos, generally described as by Vivaldi, but including several by other composers.
4 Vivaldi concertos arranged for organ.
Many of these arrangements contain much original matter, such as entirely new slow movements, large cadenzas, &c.
Concerto in A minor for 4 claviers and orchestra, from Vivaldi's B minor concerto for 4 violins. This, though the most faithful to its original, is the richest and most Bach-like of all these arrangements, and is well worth performing in public.
2 sonatas from the Hortus Musicus of Reinken, arranged for clavier. (The ends of the slow movements are Bach.)
Finishing touches to cantatas by his uncle Johann Ludwig Bach. Also a very characteristic complete "Christe eleison" inserted in Kyrie of Johann Ludwig's.
VI.—Doubtful and Spurious Works
Bach's autographs give the name of the composer on the outside sheet only. He was constantly making copies of all that interested him; and where the outside sheet is lost, only the music itself can tell us whether it is his or not. The above-mentioned Passion according to St Luke is the chief case in point. The little music-books he and his second wife wrote for their children are full of pieces in the most various styles, and the editors of the Bach-Gesellschaft have not completely identified them, even Couperin's well-known "Les Bergeries" escaping their scrutiny. A sonata for two claviers by Bach's eldest son, Wilhelm Friedermann, was detected by the editors after its inclusion in Jahrgang xliv. The second of the 3 sonatas for clavier and flute is extremely suggestive of Bach's sons, but Philipp Emanuel ascribes it to his father. However, he might easily have docketed it wrongly while arranging copies of his father's works. It has a twin brother (B.-G. ix. Anhang ii.) for which he has not vouched.
Four absurd church cantatas are printed for conscience' sake in Jahrgang xliii. More important than these, because by no means too obviously ridiculous to deceive a careless listener, is the well-known 8-part motet, Lob, Ehr' und Weisheit (blessing and glory and wisdom). A closer acquaintance shows that it is really very poor stuff; and it was finally crowned with absurdity by the discovery that its composer was a contemporary of Bach,—and that his name was Wagner.
The beautiful motet, Ich lasse dich nicht, has long been known to be by one of Bach's uncles (Johann Christoph).
Editions
Almost the only works of Bach published during his lifetime were the instrumental collections, most of which he engraved himself. Of the church cantatas only one, Gott ist mein König (written when he was nineteen, but a very great work), was published in his lifetime.
Of modern editions that of the Bach-Gesellschaft is, of course, the only complete one. It is, inevitably, of very unequal merit. Its first editors could not realize their own ignorance of Bach's language; their immediate admiration of his larger choruses seemed to them proof of their competence to retain or dismiss details of ornamentation, figured bass, variants between score and parts, &c., without always stopping to see what light these might shed on questions of tempo and style—especially in the arias and recitatives, which they regarded as archaic almost in direct proportion to the depth of thought really displayed in them. In the 9th Jahrgang Wilhelm Rust introduced scholarly methods, with the happiest results. The Wohltemperirtes Klavier (Jahrgang xiv.) was edited by Kroll, who also made his text accessible in the Edition Peters (which till then had only Czerny's—an amazing result of corrupt tradition, still widely accepted). Kroll's and Rust's volumes are far the best in the B. G. On Rust's death the standard deteriorated; his immediate successor seems more interested in reprinting in full an early version of a work of which Rust had given only the variants, than in digesting his own materials (Jahrgang xxix.); and in his next volume (Jahrgang xxx. p. 109) the bass and violin are a bar apart for a whole line. The last ten volumes, however, are again satisfactory, and in Jahrgang xliv. the French and English suites are re-edited. Part of the B minor mass was also worked over again; and Kroll's text of the Wohltemperirtes Klavier was supplemented by the evidence of the British Museum autograph. The Steingräber edition of the clavier works, edited by Dr Hans Bischoff, is incomparably the best, giving all the variants in footnotes and clearly distinguishing the extremely intelligent nuances and phrasing signs of the editor from the rare but significant indications of Bach himself. Nor does this wealth of scholarship interfere with the presentation of a straightforward, single text; though in addition there is every necessary explanation of the ornaments and kindred matters.
We have seen no other editions that distinguish Bach's text from the editor's taste—the disappointing publications of the Neue Bachgesellschaft by no means excepted. We may remark that the older vocal scores of cantatas in the Edition Peters are, though unfortunately but a selection, far better than the complete series issued by Breitkopf and Härtel in conformity with the Bach Gesellschaft, and therefore accepted as authoritative (see Instrumentation). The English vocal scores published by Novello are generally very good though covering but small ground. The Novello score of the Christmas oratorio contains a fine analytic preface by Sir George Macfarren.
Bibliography.—J. N. Forkel, Über Bach's Leben, Kunst und Kunstwerke, translated (London, 1820); C. H. Bitter, John Sebastian Bach (Berlin, 1865); Ernest David, La Vie et les œuvres de Bach (Paris, 1882); P. Spitta, Johann Sebastian Bach (Leipzig, 1873 and 1880); E. Heinrich, Sebastian Bach's Leben (Berlin, 1885); A. Pirro, L'Esthétique de Jean Sebastian Bach (Paris, 1907); and L'Orgue de Jean Sebastian Bach (Paris, 1907); A. Schweitzer, J. S. Bach: Le Musicien poète. Spitta's biography superseded everything written before it and has not since been approached. With corrections in the light of Rust's B. G. prefaces it contains everything worth knowing about Bach, except the music itself.
(D. F. T.)
Spitta points out that this cannot mean singing in the choir at a service, but making music in church privately.
The same surgeon operated unsuccessfully on both composers.
See the wild conjectures of the editor of the Four Short Masses as to the "displacing" of structure in the kyrie of the G minor Mass (B.-G., Jahr. viii. preface, with Rust's answer in the preface to Jahr. xxiii.).
The object of the Neue Bachgesellschaft is to render the completed results of the first Bachgesellschaft generally accessible by holding frequent Bach festivals and issuing cheap and practical editions. The activities of this society, together with the new movement to restore Bach's vocal music to its place in the Lutheran Church, cannot fail to have a salutary effect on the future of music.
BACH, KARL PHILIPP EMANUEL (1714-1788), German musician and composer, the third son of Johann Sebastian Bach, was born at Weimar on the 14th of March 1714. When he was ten years old he entered the Thomasschule at Leipzig, of which in 1723 his father had become cantor, and continued his education as a student of jurisprudence at the universities of Leipzig (1731) and of Frankfort on the Oder (1735). In 1738 he took his degree, but at once abandoned all prospects of a legal career and determined to devote himself to music. A few months later he obtained an appointment in the service of the crown prince of Prussia, on whose accession in 1740 he became a member of the royal household. He was by this time one of the first clavier-players in Europe, and his compositions, which date from 1731, included about thirty sonatas and concerted pieces for his favourite instrument. His reputation was established by the two sets of sonatas which he dedicated respectively to Frederick the Great (1742) and to the grand duke of Württemberg (1744); in 1746 he was promoted to the post of Kammermusikus, and for twenty-two years shared with Karl Heinrich, Graun, Johann Joachim, Quantz and Johann Gottlieb Naumann the continued favour of the king. During his residence at Berlin he wrote a fine setting of the Magnificat (1749), in which he shows more traces than usual of his father's influence, an Easter cantata (1756), several symphonies and concerted works, at least three volumes of songs,—Geistliche Oden und Lieder, to words by Gellert (1758), Oden mit Melodien (1762) and Sing-Oden (1766), and a few secular cantatas and other pièces d'occasion. But his main work was concentrated on the clavier, for which he composed, at this time, nearly two hundred sonatas and other solos, including the set mit veränderten Reprisen (1760-1768) and a few of those für Kenner und Liebhaber. Meanwhile he placed himself in the forefront of European critics by his Versuch über die wahre Art das Clavier zu spielen (first part 1753, second, with the first reprinted, 1762), a systematic and masterly treatise which by 1780 had reached its third edition, and which laid the foundation for the methods of Clementi and Cramer. In 1768 Bach succeeded Georg Philipp Telemann as Kapellmeister at Hamburg, and in consequence of his new office began to turn his attention more towards church music. Next year he produced his oratorio Die Israeliten in der Wüste, a composition remarkable not only for its great beauty but for the resemblance of its plan to that of Mendelssohn's Elijah, and between 1769 and 1788 added over twenty settings of the Passion, a second oratorio Der Auferstehung und Himmelfahrt Jesu (1777), and some seventy cantatas, litanies, motets and other liturgical pieces. At the same time his genius for instrumental composition was further stimulated by the career of Haydn, to whom he sent a letter of high appreciation, and the climax of his art was reached in the six volumes of sonatas für Kenner und Liebhaber, to which he devoted the best work of his last ten years. He died at Hamburg on the 14th of December 1788.
Through the latter half of the 18th century the reputation of K. P. E. Bach stood very high. Mozart said of him, "He is the father, we are the children"; the best part of Haydn's training was derived from a study of his work; Beethoven expressed for his genius the most cordial admiration and regard. This position he owes mainly to his clavier sonatas, which mark an important epoch in the history of musical form. Lucid in style, delicate and tender in expression, they are even more notable for the freedom and variety of their structural design; they break away altogether from the exact formal antithesis which, with the composers of the Italian school, had hardened into a convention, and substitute the wider and more flexible outline which the great Viennese masters showed to be capable of almost infinite development. The content of his work, though full of invention, lies within a somewhat narrow emotional range, but it is not less sincere in thought than polished and felicitous in phrase. Again he was probably the first composer of eminence who made free use of harmonic colour for its own sake, apart from the movement of contrapuntal parts, and in this way also he takes rank among the most important pioneers of the school of Vienna. His name has now fallen into undue neglect, but no student of music can afford to disregard his Sonaten für Kenner und Liebhaber, his oratorio Die Israeliten in der Wüste, and the two concertos (in G major and D major) which have been republished by Dr Hugo Riemann.
A list of his voluminous compositions may be found in Eitner's Quellen Lexikon, and a critical account of them is given in Bitter's C. P. E. und W. F. Bach und deren Bruder (2 vols., Berlin, 1868), a mine of valuable though ill-arranged information.
Four more of Johann Sebastian Bach's sons grew to manhood and became musicians. The eldest of them, Wilhelm Friedermann Bach (1710-1784) was by common repute the most gifted; a famous organist, a famous improvisor and a complete master of counterpoint. But, unlike the rest of the family, he was a man of idle and dissolute habits, whose career was little more than a series of wasted opportunities. Educated at Leipzig, he was appointed in 1733 organist of the Sophienkirche at Dresden, and in 1747 became musical director of the Liebfrauenkirche at Halle. The latter office he was compelled to resign in 1764, and thenceforward he led a wandering life until, on the 1st of July 1784, he died in great poverty at Berlin. His compositions, very few of which were printed, include many church cantatas and instrumental works, of which the most notable are the fugues, polonaises and fantasias for clavier, and an interesting sestet for strings, clarinet and horns. Several of his manuscripts are preserved in the Royal library at Berlin; and a complete list of his works, so far as they are known, may be found in Eitner's Quellen Lexikon.
The fourth son, Johann Gottfried Bernhard Bach (1715-1739) was, like his elder brothers, born at Weimar and educated at Leipzig. From 1735 to 1738 he held successively the organistships at Mühlhausen and Sangerhausen; in 1738 he threw up his appointment and went to study law at Jena; in 1739 he died, aged 24.
Johann Christoph Friedrich Bach (1732-1795), the ninth son, was born at Leipzig, studied at the Thomasschule and the university, and in 1750 was appointed Kapellmeister at Bückeburg. He was an industrious composer, especially of church-music and opera, whose work reflects no discredit on the family name.
Johann Christian Bach (1735-1782), the eleventh son, was born at Leipzig, and on the death of his father in 1750 became the pupil of his brother Emanuel at Berlin. In 1754 he went to Italy where he studied under Padre Martini, and from 1760 to 1762 held the post of organist at Milan cathedral, for which he wrote two Masses, a Requiem, a Te Deum and other works. Having also gained some reputation as a composer of opera, he was in 1762 invited to London and there spent the rest of his life. For twenty years he was the most popular musician in England, his dramatic works, produced at the King's theatre, were received with great cordiality, he was appointed music-master to the queen, and his concerts, given in partnership with Abel at the Hanover Square rooms, soon became the most fashionable of public entertainments. He is of some historical interest as the first composer who preferred the pianoforte to the older keyed-instruments; but his works, though elegant and pleasing, were ephemeral in character and have been deservedly forgotten.
A full account of J. C. Bach's career is given in the fourth volume of Burney's History of Music, and a catalogue of his compositions in an article by Max Schwarz, published in the Sammelbände of the Internationale Musik-Gesellschaft, Jhrg. ii. p. 401.
(W. H. Ha.)
BACHARACH, YAIR (1639-1702), German rabbi, was the author of Ḥawwoth Yaīr (a collection of Responsa) and other works. Bacharach was a man of wide culture, and holds an honourable place among the pioneers of the Jewish Renaissance which was inaugurated towards the end of the 18th century.
BACHARACH, a town of Germany, in the Prussian Rhine Province, romantically situated on the left bank of the Rhine, 30 m. above Coblenz on the railway to Mainz. Pop. 2000. There is an interesting church, a basilica, dating from the beginning of the 13th century. There are also ruins of a Gothic church of the 13th and 15th centuries. The ruined castle of Stahleck, crowning the heights above the town, is celebrated in history as the scene of the marriage between Henry, eldest son of Henry the Lion (shortly before the latter's death in 1195) and Agnes of Hohenstaufen, which effected a temporary reconciliation between the houses of Welf and Hohenstaufen. Other ruined castles are those of Fürstenberg and Stahlberg. All three belonged to the counts palatine. The wines of Bacharach were once held in the greatest esteem, and it is still one of the chief markets of the Rhenish wine trade.
BACHAUMONT, LOUIS PETIT DE (1690-1771), French littérateur, was of noble family and was brought up at the court of Versailles. He passed his whole life in Paris as the centre of the salon of Madame Doublet de Persan (1677-1771), where criticism of art and literature took the form of malicious gossip. A sort of register of news was kept in a journal of the salon, which dealt largely in scandals and contained accounts of books suppressed by the censor. Bachaumont's name is commonly connected with the first volumes of this register, which was published anonymously under the title Mémoires secrets pour servir à l'histoire de la République des Lettres, but his exact share in the authorship is a matter of controversy. It was continued by Pidansat de Mairobert (1707-1779) and others, until it reached 36 volumes (1774-1779). It is of some value as a historical source, especially for prohibited literature. Extracts were published by P. Lacroix in one volume, 1859. An incomplete edition (4 vols.) was undertaken in 1830 by Ravenal.
See, in addition to the memoirs of the time, especially the Correspondance littéraire of Grimm, Diderot, d'Alembert and others (new ed., Paris, 1878, 17 vols.); Ch. Aubertin, L'Esprit public au XVIIIe siècle (Paris, 1872).
BACHE, ALEXANDER DALLAS (1806-1867), American physicist, great-grandson of Benjamin Franklin, was born at Philadelphia on the 19th of July 1806. After graduating at the United States Military Academy at West Point in 1825, he acted as assistant professor there for some time, and as a lieutenant in the corps of engineers he was engaged for a year or two in the erection of coast fortifications. He occupied the post of professor of natural philosophy and chemistry in the University of Pennsylvania in 1828-1841 and in 1842-1843. For the trustees of what in 1848 was to become Girard College, but had not yet been opened, he spent the years 1836-1838 in Europe, examining European systems of education, and on his return published a very valuable report. In 1843, on the death of Professor F. R. Hassler (1770-1843), he was appointed superintendent of the United States coast survey. He succeeded in impressing Congress with a sense of the great value of this work, and by means of the liberal aid it granted, he carried out a singularly comprehensive plan with great ability and most satisfactory results. By a skilful division of labour, and by the erection of numerous observing stations, the mapping out of the whole coast proceeded simultaneously under the eye of the general director, and in addition a vast mass of magnetic and meteorological observations was collected. He died at Newport, Rhode Island, on the 17th of February 1867.
BACHE, FRANCIS EDWARD (1833-1858), English musical composer, was born in Birmingham on the 14th of September 1833. The pupil of Alfred Mellon for violin and Sterndale Bennett for composition, he afterwards went to Leipzig in 1853 and studied with Hauptmann and Plaidy. Considering the early age at which he died, his compositions are fairly numerous, and the best, a trio for piano and strings, is still held in high esteem. Two operettas, a piano concerto and a number of published pianoforte pieces and songs do little more than show how great was his promise. He died at Birmingham of consumption on the 24th of August 1858. His younger brother, Walter Bache (1842-1888), was born in Birmingham on the 19th of June 1842, and followed him to the Leipzig Conservatorium, where he became an excellent pianist. From 1862 to 1865 he studied with Liszt in Rome, and for many years devoted himself to the task of winning popularity for his master's works in England. At his annual concerts in London nearly all Liszt's larger works were heard for the first time in England, and on the occasion of Liszt's last visit to England in 1886, he was entertained by Bache at a memorable reception at the Grosvenor Gallery. Walter Bache was professor of the pianoforte at the Royal Academy of Music for some years before his death, and the foundation of the Liszt scholarship at that institution was mainly due to his efforts. He died in London on the 26th of March 1888.
An interesting memoir of the two brothers, by Miss Constance Bache, appeared in 1901 under the title Brother Musicians.
BACHELOR (from Med. Lat. baccalarius, with its late and rare variant baccalaris—cf. Ital. baccalare—through O. Fr. bacheler), in the most general sense of the word, a young man. The word, however, as it possesses several widely distinct applications, has passed through many meanings, and its ultimate origin is still involved in a certain amount of obscurity. The derivation from Welsh bach, little, is mentioned as "possible" by Skeat (Etymological Dictionary), but is "definitely discarded" by the New English Dictionary, and that given here is suggested as probable. The word baccalarius was applied to the tenant of a baccalaria (from baccalia, a herd of cows, bacca being a Low Latin variant of vacca), which was presumably at first a grazing farm and was practically the same as a vaselleria, i.e. the fief of a sub-vassal. Just, however, as the character and the size of the baccalaria varied in different ages, so the word baccalarius changed its significance; thus in the 8th century it was applied to the rustici, whether men or women (baccalariae), who worked for the tenant of a mansus. Throughout all its meanings the word has retained the idea of subordination suggested in this origin. Thus it came to be applied to various categories of persons as follows.—(1) Ecclesiastics of an inferior grade, e.g. young monks or even recently appointed canons (Severtius, de episcopis Lugdunensibus, p. 377, in du Cange). (2) Those belonging to the lowest stage of knighthood. Knights bachelors were either poor vassals who could not afford to take the field under their own banner, or knights too young to support the responsibility and dignity of knights bannerets (see Knighthood and Chivalry). (3) Those holding the preliminary degree of a university, enabling them to proceed to that of master (magister) which alone entitled them to teach. In this sense the word baccalarius or baccalaureus first appears at the university of Paris in the 13th century in the system of degrees established under the auspices of Pope Gregory IX., as applied to scholars still in statu pupillari. Thus there were two classes of baccalarii: the baccalarii cursores, i.e. theological candidates passed for admission to the divinity course, and the baccalarii dispositi, who, having completed this course, were entitled to proceed to the higher degrees. In modern universities the significance of the degree of bachelor, in relation to the others, varies; e.g. at Oxford and Cambridge the bachelor can proceed to his mastership by simply retaining his name on the books and paying certain fees; at other universities a further examination is still necessary. But in no case is the bachelor a full member of the university. The degree of bachelor (of arts, &c.) is borne by women also. (4) The younger or inferior members of a trade gild or city company, otherwise known as "yeomen" (now obsolete). (5) Unmarried men, since these presumably have their fortunes yet to make and are not full citizens. The word bachelor, now confined to men in this connotation, was formerly sometimes used of women also.
Bachelors, in the sense of unmarried men, have in many countries been subjected to penal laws. At Sparta, citizens who remained unmarried after a certain age suffered various penalties. They were not allowed to witness the gymnastic exercises of the maidens; and during winter they were compelled to march naked round the market-place, singing a song composed against themselves and expressing the justice of their punishment. The usual respect of the young to the old was not paid to bachelors (Plut. Lyc. 15). At Athens there was no definite legislation on this matter; but certain minor laws are evidently dictated by a spirit akin to the Spartan doctrine (see Schömann, Gr. Alterth. i. 548). At Rome, though there appear traces of some earlier legislation in the matter, the first clearly known law is that called the Lex Julia, passed about 18 B.C. It does not appear to have ever come into full operation; and in A.D. 9 it was incorporated with the Lex Papia et Poppaea, the two laws being frequently cited as one, Lex Julia et Papia Poppaea. This law, while restricting marriages between the several classes of the people, laid heavy penalties on unmarried persons, gave certain privileges to those citizens who had several children, and finally imposed lighter penalties on married persons who were childless. Isolated instances of such penalties occur during the middle ages, e.g. by a charter of liberties granted by Matilda I., countess of Nevers, to Auxerre in 1223, an annual tax of five solidi is imposed on any man qui non habet uxorem et est bachelarius. In Britain there has been no direct legislation bearing on bachelors; but, occasionally, taxes have been made to bear more heavily on them than on others. Instances of this are the act (6 and 7 Will. III.) passed in 1695; the tax on servants, 1785; and the income tax, 1798.
BACHIAN (Dutch Batjan), one of the Molucca Islands, in the residency of Ternate, Dutch East Indies, in the Molucca Sea, in 0°13′-0°55′ S. and 127°22′-128° E. With its subordinate islands, Mandioli, Tawali and others, it lies west of the southern peninsula of the island of Halmahera or Jilolo, and has an area of 914 sq. m. It is of irregular form, consisting of two distinct mountainous parts, united by a low isthmus, which a slight subsidence would submerge. The island is in part of volcanic formation, and the existence of hot springs points to volcanic activity. There are, however, especially in the southern portion, ancient and non-volcanic rocks. The highest elevation occurs at the south of the island, the mountain of Labua reaching 6950 ft. Coal and other minerals have been discovered. A large portion of the island is richly wooded, and sago, cocoa-nuts and cloves (which are indigenous) are abundantly produced. Bachian is remarkable as the most eastern point on the globe inhabited by any of the Quadrumana, a black ape occurring here as in Celebes. The island is very rich in birds and insects. The interior of the island is uninhabited and none of the dwellers on the coast are indigenous. They consist of the Sirani or Christian descendants of the Portuguese, of Malays, with a Papuan element, Galela men from the north of Halmahera, immigrants from Celebes, with some Chinese and Arabs. The total number of inhabitants is about 13,000. The chief village, called Amasing by the inhabitants, but also called Bachian, is situated on the west side of the isthmus. Bachian is the most important island of a group formerly governed by a sultan, but since 1889 by a committee of chiefs under the control of a Dutch contrôleur. From 1882 onwards a Batjan company attempted to exploit the island, but unsuccessfully, owing to a deficient knowledge of the soil and its capabilities and a lack of labourers.
BACK-BOND, or Back-Letter, in Scots law, a deed qualifying the terms of another deed, or declaratory of the purposes for which another deed has been granted. Thus an ex facie absolute disposition, qualified by a back-bond expressing the limited nature of the right actually held by the person to whom the disposition is made, would constitute what in England is termed a deed of trust.
BACK-CHOIR, Retro-Choir, a space behind the high altar in the choir of a church, in which there is, or was, a small altar standing back to back with the other.
BACKERGUNJE, or Bakarganj, a district of British India in the Dacca division of Eastern Bengal and Assam. It forms part of the joint delta of the Ganges and the Brahmaputra, and its area is 4542 sq. m. The general aspect of the district is that of a flat even country, dotted with clusters of bamboos and betel-nut trees, and intersected by a perfect network of dark-coloured and sluggish streams. There is not a hill or hillock in the whole district, but it derives a certain picturesque beauty from its wide expanses of cultivation, and the greenness and freshness of the vegetation. This is especially conspicuous in the rains, but at no time of the year does the district present a dried or burnt-up appearance. The villages, which are always walled round by groves of bamboos and betel-nut palms, have often a very striking appearance; and Backergunje has many beauties of detail which strike a traveller in passing through the country. The level of the country is low, forming as it does a part of the great Gangetic delta; and the rivers, streams and water-courses are so numerous that it is very difficult to travel except by boat at any season of the year. Every natural hollow is full of water, around the margin of which long grasses, reeds and other aquatic plants grow in the greatest profusion, often making it difficult to say where the land ends and the water begins. Towards the north-west the country is very marshy and nothing is to be seen for miles but tracts of unreclaimed swamps and rice lands, with a few huts scattered here and there and raised on mounds of earth. In the south of the district, along the coast of the Bay of Bengal, lie the forest tracts of the Sundarbans, the habitation of tigers, leopards and other wild beasts.
The principal rivers of the district are the Meghna, the Arial Khan and the Haringhata or Baleswar, with their numerous offshoots. The Meghna represents the accumulated waters of the Brahmaputra and Ganges. It flows along the eastern boundary of the district in a southerly direction for about 100 m. till it debouches into the Bay of Bengal. During the latter part of its course this noble river expands into a large estuary containing many islands, the principal of which is that of Dakshin Shahbazpur. The islands on the sea-front are exposed to devastation by cyclonic storm-waves. The Arial Khan, a branch of the Ganges, enters the district from the north, and flows generally in a south-easterly direction till it falls into the estuary of the Meghna. The main channel of the Arial Khan is about 1700 yds. in width in the dry season, and from 2000 to 3000 yds. in the rains. It receives a number of tributaries, sends off several offshoots, and is navigable throughout the year by native cargo boats of the largest size. The Haringhata, Baleswar, Madhumati and Garai are various local names for the same river in different parts of its course and represent another great offshoot of the Ganges. It enters Backergunje near the north-west corner of the district, whence it forms its western boundary, and runs south, but with great windings in its upper reaches, till it crosses the Sundarbans, and finally falls into the Bay of Bengal by a large and deep estuary, capable of receiving ships of considerable burden. In the whole of its course through the district the river is navigable by native boats of large tonnage, and by large sea-going ships as high up as Morrellganj, in the neighbouring district of Jessore. Among its many tributaries in Backergunje the most important is the Kacha, itself a considerable stream and navigable by large boats all the year round, which flows in a southerly direction for 20 m., when it falls into the Baleswar. Other rivers of minor importance are the Barisal, Bishkhali, Nihalganj, Khairabad, Ghagar, Kumar, &c. All the rivers in the district are subject to tidal action from the Meghna on the north, and from the Bay of Bengal on the south, and nearly all of them are navigable at high tide by country boats of all sizes. The rise of the tide is very considerable in the estuary of the Meghna, and many of the creeks and water-courses in the island of Dakshin Shahbazpur, which are almost dry at ebb tide, contain 18 or 19 ft. of water at the flood. A very strong "bore" or tidal wave runs up the estuary of the Meghna at spring tides, and a singular sound like thunder, known as the "Barisal guns," is often heard far out at sea about the time it is coming in. There are numerous marshes in the district, of great size and depth, and abounding in fish.
The Mussulmans of Backergunje are among the worst of their creed, steeped in ignorance and prejudice, easily excited to violence and murder, very litigious and grossly immoral. On account of an epidemic of murders disarmament had to be enforced in the district. The Faraizis or Puritan sect of Mahommedans are exceedingly numerous in the district. The Buddhist population consists of Maghs or the people of Arakan, who first settled in Backergunje about 1800, and have made themselves very useful in the clearing of the Sundarbans. A gipsy-like tribe called the Bebajias are rather numerous in this district. They live principally in boats, travelling from place to place, profess Mahommedanism, and gain their subsistence by wood-cutting in the Sundarbans, fishing, fortune-telling and trading in trinkets. In 1901 the population was 2,291,752, showing an increase of 6% in the decade.
A number of small trading villages exist throughout the district, and each locality has its periodical fairs for purposes of traffic. The material condition of the people is good. Every inhabitant is a small landholder and cultivates sufficient rice and other necessaries for the support of his family. Owing to this reason, hired labour is very scarce. Rice is the great crop of the district, and three harvests are obtained annually—the aman, or winter rice; aus, or autumn crop; and boro, or spring rice. The climate of Backergunje is one of the healthiest in Eastern Bengal, owing to the strong south-west monsoon, which comes up directly from the Bay of Bengal, and keeps the atmosphere cool; but the heavy rainfall and consequent humidity of the atmosphere, combined with the use of bad water, are fruitful sources of disease. The average annual temperature varies from 78° to 85° F. The thermometer ranges from 62° to 98°.
Barisal, the headquarters station, situated on the west bank of the Barisal river, had a population in 1901 of 18,978. The next largest town is Pirojpur (14,119).
BACKGAMMON, a game played with draughtsmen and a special board, depending on the throw of dice. It is said to have been invented about the 10th century (Strutt). A similar game (Ludus duodecim scriptorum, the "twelve-line game") was known to the Romans, and Plato (Republic, bk. x.) alludes to a game in which dice were thrown and men were placed after due consideration. The etymology of the word "backgammon" is disputed; it is probably Saxon—baec, back, gamen, game; i.e. a game in which the players are liable to be sent back. Other derivations are, Dan. bakke, tray, gammen, game (Wedgwood); and Welsh bach, little, cammaun, battle (Henry). Chaucer alludes to a game of "tables," played with three dice, in which "men" were moved from the opponent's "tables," the game (ludus Anglicorum) being described in the Harleian MSS. (1527). The French name for backgammon is trictrac, imitative of the rattle of the dice.
Backgammon is played by two persons. The "board" (see diagram) is divided into four "tables," each table being marked with six "points" coloured differently. The inner and outer tables are separated from each other by a projecting bar. The board (in the ordinary form of the game) is furnished with fifteen white and fifteen black men, "set" or arranged as in the diagram. It is usual to make the inner table the one nearest to the light. Two dice-boxes are required, one for each player, and a pair of dice, which are used by both players. The dice are marked with numbers on their six sides, from one to six, number one being called, "ace"; two, "deuce": three, "trey." Formerly the four was called "quatre" (pronounced "cater"); the five, "cinque" (pronounced either "sank" or "sink"); and the six, "six" (size).
For the right to start each player throws one or two dice; the one who throws the higher number has the right of playing first; and he may either adopt the numbers thrown or he may throw again, using both dice.
The men are moved on from point to point, according to the throws of the dice made by the players alternately. White moves from black's inner table to black's outer, and from this to white's outer table, and so on to white's inner table; and all black's moves must be in the contrary direction. A player may move any of his men a number of points corresponding to the numbers thrown by him, provided the point to which the move would bring him is not blocked by two or more of his adversary's men being on it. The whole throw may be taken with one man, or two men maybe moved, one the exact number of points on one die, the other the number on the other die. If doublets are thrown (e.g. two sixes), four moves of that number (e.g. four moves of six points) may be made, either all by one man or separately by more. Thus, suppose white throws five, six, he may move one of his men from the left-hand corner of the black's inner table to the left-hand corner of black's outer table for six; he may, again, move the same man five points farther on, when his move is completed; or he may move any other man five points. But white cannot move a man for five from the black's ace-point, because the six-point in that table is blocked. Any part of the throw which cannot be moved is of no effect, but it is compulsory for a player to move the whole throw unless blocked. Thus if the men were differently placed, and white could move a six, and having done so could not move a five, his move is completed. If, however, by moving the five first, he can afterwards move a six, he must make the move in that manner.
When a player so moves as to place two men on the same point, he is said to "make a point."
When there is only a single man on a point, it is called a "blot." When a blot is left, the man there may be taken up (technically the blot may be "hit") by the adversary if he throws a number which will enable him to place a man on that point. The man hit is placed on the bar, and has to begin again by entering the adversary's home table again at the next throw should it result in a number that corresponds to an unblocked point. The points in the home tables count for this purpose as 1, 2, 3, 4, 5, 6, beginning from the ace-point. A player is not allowed to move any other man while he has one to enter. It is, therefore, an advantage to have made all the points in your own board, so that your adversary, if you take a man up, cannot enter; and you can then continue throwing until a point is opened.
The game proceeds until one of the players gets all his men into his inner table or home. Then he begins to take his men off the board, or to bear them, i.e. to remove a man from any point that corresponds in number with his throw. If such a point is unoccupied, a move must be made, if there is room for it, and a move may be taken, instead of bearing a man, at any time; but when six is empty, if six is thrown a man may be borne from five and so on. If, after a player has commenced throwing off his men, he should be hit on a blot, he must enter on his adversary's inner table and must bring the man taken up into his own inner table before he can bear further.